Operation - Compliance

Primary Role - Assist clients in recovery of old/lost/forgotten investments. - Assist clients in recovery of shares and dividends from Investor Education Protection Fund. - Following procedure and filing requisite forms to Investor Education Protection Fund forms. - Coordination with a law firm which involves sharing all relevant information, attending...

Overall handling of PMLA and Surveillance (BSE, NSE CDSL & NSDL) related compliances. - Review of STR Alerts and STR filing with FIU and intimation to depositories. - Random checking of PMLA and Surveillance alerts closed by PMLA/Surveillance team members. - Client On-Boarding and Post-Boarding Screening activity. - Checking FIU notifications on a regular...

**Opening**: 1 Nos.**Job ID**: 81781**Employment Type**: Full Time**Reference**: **Work Experience**: 5.0 Year(s) To 10.0 Year(s)**CTC Salary**: 6.00 LPA TO 8.00 LPA**Function**: Risk Management & Compliance**Industry**: Account/Finance/Tax consulting**Location**: Surat **Posted On**: 23rd Apr, 2024 - Job Role: - related compliance. He has also looked after...

Compliance _Surat_ April 23, 2024 - April 24, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Surat - **Course Type **Full Time - **Min Required Experience (Years) **5 - **Max Required Experience (Years) **10 **Job Title: PMLA - Compliance** **Job Role**: - Overall handling of PMLA and Surveillance (BSE, NSE CDSL & NSDL) related...

**Position Overview**: As a Compliance Specialist for Regulatory and Operational Compliance (ROC), you will play a critical role in ensuring that KP Group complies with all applicable laws, regulations, and internal policies related to our operations. You will be responsible for monitoring regulatory developments, assessing their impact on our business, and...

**we want minimum 1 year experience of shipping or freight forwarding - Operations executive** the operations executive job duties include but are not limited to: - Ensure effective liaison with agents and coordinated arrangement of shipments - Negotiate with Forwarder to the lowest best price with comprehensive payment terms. - Approve bookings for...

Job description **Primary role** - Performing checker role for transactions like Account Opening, Topup, Switch In, SIP & STP In. - Liasoning with Custodian for NRI account opening including PIS account opening. - Performing checker role for Non Financial transactions. - Solving Client's Grievances within TAT & maintaining Grievance register. Handling...

Job Title: PMLA - Compliance Job Role:Candidate is overall responsible for PMLA (Prevention of Money Laundering Act, 2002) and Surveillance related compliance. He has also looked after client onboarding and post boarding activities which includes STR Filing and Review STR alerts. He also needs to handle the team of executives. Candidate from Indian financial...

Job Title: PMLA - Compliance Job Role:Candidate is overall responsible for PMLA (Prevention of Money Laundering Act, 2002) and Surveillance related compliance. He has also looked after client onboarding and post boarding activities which includes STR Filing and Review STR alerts. He also needs to handle the team of executives. Candidate from Indian financial...

**Urgent opening - Compliance Executive** Compliance of BSE, NSE, MCX Handle all compliance as per company requirement Prepare BSE,NSE,CDSL and MCX Inspection related all documents All compliance reporting weekly, Monthly, Half Yearly and Yearly. Client code registration process in all exchange. ensure timely generation of MIS reports. DP...

**Credit & Operations Associate**: Surat, Gujarat, India - Department- Credit- Job posted on- Dec 08, 2023- Employee Type- Employee- Experience range (Years)- 1 year - 5 yearsFollow the compliance as per Organization norms - Execution knowledge of Regulatory activities like CERSAI, CKYC and other reporting's - Branch Ops MIS management - Ensuring compliance...

Implement and manage an effective legal compliance program. - Develop and review company policies. - Advise management on the company’s compliance with laws and regulations through detailed reports. - Create and manage effective action plans in response to audit discoveries and compliance violations. - Regularly audit company procedures, practices, and...

**Group Company**: HDFC Bank Limited **Designation**: Operations - Officer - CLEARING **Office Location**: Bank House-Surat Surat (Branch) **Position description**: Operations - Officer - CLEARING **Primary Responsibilities**: - To perform call back related activities, verification of reports with deposit/challan/instruments/electronic data for...

This is a full-time on-site role for a Compliance Officer. The Compliance Officer will be responsible for ensuring that all business activities and operations are conducted in compliance with all relevant regulations and laws. Daily tasks will include creating compliance guidelines, reviewing current client portfolios and ensuring that they comply with all...

Job description **Primary role** - Execution of Capital Market trades. - Knowledge of institutional clients trades execution is an advantage. Job Overview (6883) **Experience** 24 Month(s).**City** Surat.**Qualification** MBA/PGDM**Area of Expertise** In-dept knowledge of equity back office. In-dept knowledge of various compliance related to Stock...

Job Summary: Key Responsibilities: - *Operate CVD Equipment*: Set up, operate, and monitor CVD machines to deposit thin films and coatings on various substrates according to specified parameters. - *Process Control*: Adjust machine settings, monitor process conditions, and make necessary adjustments to ensure consistent quality and adherence to...

Hiring for the position of Data Entry Operator cum Import Export Executive with a renowned industry. **Job Title**: - Entry Data Operator cum Import Export Executive **Key Responsibility-** - Perform accurate data entry tasks, including inputting, updating, and maintaining records in databases or spreadsheets. - Verify and ensure the accuracy of data...

Name- Executive Operations- Department- Domestic Operations- Location- DP World Rail Logistics Private Limited. Hazira**ORGANISATION RELATIONSHIPS** - Position reports to- Line Manager- Direct reports- Line Manager- ROLES & RESPONSIBILITIESPrimary position Objectives - To achieve faster turnaround of trucks and containers - Ensuring proper documentation...

Bachelor's degree - Speak, write, and read fluently in English Amazon Operations Amazon Worldwide Operations is the underlying fulfillment and customer service engine that ensures Amazon creates the same consistent, world-class customer experience every time. We are looking for high-potential, flexible, innovative, and forward-thinking professionals to...

**Job Information**: Industry **Financial Services*** Work Experience **1-3 years*** City **Surat City*** State/Province **Gujarat*** Country **India*** Zip/Postal Code **395003*** **About us**: - Suvit All-in-one platform, Making finance cool again. Suvit aims to become an intelligent digital platform built to bridge the gap between taxation,...