Pmla- Compliance

6 months ago

Surat Gujarat, India Yugma Solution Full time

Overall handling of PMLA and Surveillance (BSE, NSE CDSL & NSDL) related compliances.
- Review of STR Alerts and STR filing with FIU and intimation to depositories.
- Random checking of PMLA and Surveillance alerts closed by PMLA/Surveillance team members.
- Client On-Boarding and Post-Boarding Screening activity.
- Checking FIU notifications on a regular basis.
- Preparation of PMLA and Surveillance MIS on a monthly basis.
- Quarterly reporting of Surveillance alerts of Exchanges and Depository
- Periodic submission to the Broking and DP Compliance and Operations team.
- System improvement and new development for PMLA and Surveillance mechanism.

5 - 10 yrs experience in Financial Services Industry

Pay: ₹500,000.00 - ₹1,100,000.00 per year

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift

Supplemental pay types:

- Performance bonus

Work Location: In person

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