Pmla - Compliance - Financial Services

**Opening**: 1 Nos.**Job ID**: 81781**Employment Type**: Full Time**Reference**: **Work Experience**: 5.0 Year(s) To 10.0 Year(s)**CTC Salary**: 6.00 LPA TO 8.00 LPA**Function**: Risk Management & Compliance**Industry**: Account/Finance/Tax consulting**Location**: Surat **Posted On**: 23rd Apr, 2024 - Job Role: - related compliance. He has also looked after...

Overall handling of PMLA and Surveillance (BSE, NSE CDSL & NSDL) related compliances. - Review of STR Alerts and STR filing with FIU and intimation to depositories. - Random checking of PMLA and Surveillance alerts closed by PMLA/Surveillance team members. - Client On-Boarding and Post-Boarding Screening activity. - Checking FIU notifications on a regular...

Job Title: PMLA - Compliance Job Role:Candidate is overall responsible for PMLA (Prevention of Money Laundering Act, 2002) and Surveillance related compliance. He has also looked after client onboarding and post boarding activities which includes STR Filing and Review STR alerts. He also needs to handle the team of executives. Candidate from Indian financial...

Job Title: PMLA - Compliance Job Role:Candidate is overall responsible for PMLA (Prevention of Money Laundering Act, 2002) and Surveillance related compliance. He has also looked after client onboarding and post boarding activities which includes STR Filing and Review STR alerts. He also needs to handle the team of executives. Candidate from Indian financial...

Job description **Primary role** - Performing checker role for transactions like Account Opening, Topup, Switch In, SIP & STP In. - Liasoning with Custodian for NRI account opening including PIS account opening. - Performing checker role for Non Financial transactions. - Solving Client's Grievances within TAT & maintaining Grievance register. Handling...

**Credit & Operations Associate**: Surat, Gujarat, India - Department- Credit- Job posted on- Dec 08, 2023- Employee Type- Employee- Experience range (Years)- 1 year - 5 yearsFollow the compliance as per Organization norms - Execution knowledge of Regulatory activities like CERSAI, CKYC and other reporting's - Branch Ops MIS management - Ensuring compliance...

Legal / Law _Surat_ April 23, 2024 - April 24, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Surat - **Required Education **CS / CA / MBA - **Course Type **Full Time - **Min Required Experience (Years) **5 - **Max Required Experience (Years) **10 **Job Title: Legal** - Responsible for identifying the changes of rules and...

**Job Code**: - 5966**Prefer Gender**: - Male**Experience**: - 72 Month(s).**Function**: - AMC - OPERATIONS**City**: - Surat**Audio Profile**: - NA**Qualification**: - MBA/PGDM**Area of Expertise**: - PMS Operations Technical Knowledge- Job Description**Primary Role** Performing checker role for transactions like Account Opening, Topup, Switch In,...

The role aims to be recognized as trusted advisors to the business. This role attracts and retains best-in-class finance professionals, develops their finance team and enables them to Thrive. The role communicates with impact to all stakeholders, ensures a robust control and compliance environment and enables the EMEA finance management company value...

Financial Controller The role aims to be recognized as trusted advisors to the business. This role attracts and retains best-in-class finance professionals, develops their finance team and enables them to Thrive. The role communicates with impact to all stakeholders, ensures a robust control and compliance environment and enables the EMEA finance management...

**Financial Services Advisory**: - Assist in the setup of funds in International Financial Services Centre (IFSC) and compliance with Securities and Exchange Board of India (SEBI) regulations. - Skillfully analyze and interpret intricate regulatory provisions set forth by the International Financial Services Centres Authority (IFSCA). - Provide strategic...

Job descriptionPrimary role Performing checker role for transactions like Account Opening, Topup, Switch In, SIP & STP In. Liasoning with Custodian for NRI account opening including PIS account opening. Performing checker role for Non Financial transactions. Solving Client's Grievances within TAT & maintaining Grievance register. Handling Queries escalations...

The Chief Financial Officer (CFO) is a key executive responsible for managing the financial aspects of an organization. The specific duties and responsibilities of a CFO may vary depending on the size and nature of the organization, but generally include the following: - **Financial Planning and Strategy**: - Develop and implement financial strategies,...

Basic Stock market knowledge required - Good keyboard typing Speed - Communication Skill 1. Executing orders on behalf of clients 2. Updating clients on various trade related activities 3. Building a good relationship with clients and advising them on financial markets 4. Giving trade and post trade services to the clients 5. Focusing on reactivation of...

**Job description** - Basic Stock market knowledge required - Good keyboard typing Speed - Communication Skill 1. Executing orders on behalf of clients 2. Updating clients on various trade related activities 3. Building a good relationship with clients and advising them on financial markets 4. Giving trade and post trade services to the clients 5....

**Responsibilities**: Financial Management: Take ownership of the organization's financial strategy, planning, and budgeting. Develop financial models and forecasts, monitor financial performance, and provide accurate and timely financial reports to the executive team. Unit Management: Act as the Commercial Unit Head, responsible for overseeing and...

Primary Role - Assist clients in recovery of old/lost/forgotten investments. - Assist clients in recovery of shares and dividends from Investor Education Protection Fund. - Following procedure and filing requisite forms to Investor Education Protection Fund forms. - Coordination with a law firm which involves sharing all relevant information, attending...

**ABOUT PMS Financial Services**: PMS Financial services is your new age Wealth Management partner. A dynamic team that carries out cutting edge research. PMS Financial Services cuts through the clutter and ensures clients achieve comprehensive financial security while providing them with an unprecedented understanding of the market. **Job Title - Dealing...

Job Code: 5966Prefer Gender: MaleExperience: 72 Month(s)Function: AMC OPERATIONSCity: SuratAudio Profile: NAQualification: MBA/PGDMArea of Expertise: PMS Operations Technical Knowledge Job DescriptionPrimary RolePerforming checker role for transactions like Account Opening, Topup, Switch In, SIP & STP In.Liasoning with Custodian for NRI account opening...

Art Director / Graphic / Web Designer _Mumbai_ March 14, 2023 - March 14, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Surat - **Salary Offer **2 to 5 LPA - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **5 Job Title - Web Designing Web Designer - Surat (HO) 1. Design...