Trade Monitoring Compliance

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various locations...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

**Competencies -** Experience working with SAP and SAP GTS as well as common MS Office products (Excel, Word, PowerPoint); English fluent. **Duties and Responsibilities -** Complete Long Term supplier declarations Manage supplier solicitation for Long Term Supplier Declarations and log responses into a centralized database to enable perform qualification...

**Paralegal-Global Trade Compliance**: - Functional area: Research and Development- Country: India- City: Pune- Company name: Atlas Copco (India) Private Ltd.- Date of posting: Jan 24, 2024Our solutions are a key part of most industries - electronics, medical research, renewable energy, food production, infrastructure and many more. Working with us means...

**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Job Description: As a Trade Assistant, your primary responsibility will be to provide support and assistance to the trading team in various activities related to buying and selling of goods or financial instruments. You will work closely with traders, brokers, and other team members to ensure smooth trade execution and efficient operations. Your role will...

Working under the direction of DP World’s Group Compliance organization, conduct compliance assessments for international cross-border transactions and third party relationships, with a specific focus on ensuring compliance with applicable laws and regulations related to economic sanctions and trade compliance (., export controls) across DP World Freight...

**Job Purpose**: - To function as a senior resource for International Banking & Structured Trade Finance in the role of analyst for structured trade finance activities and manager of export compliances and international banking transactions. - To analyze structured trade finance proposals of export prepayments/ inventory financing/ cargo financing, etc.,...

Reference Code: - VK23192 - Job Title: **Compliance Advisory - Trade/FEMA** - Category: - Job Description: - Regulatory Guidance - Providing regulatory guidance on various business structures and transactions pertaining to Trade/FEMA.Review of Product and Process Notes - Reviewing various product and process notes pertaining to Trade/FEMA from a...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The successful...

Salary: Negotiable; depending upon current CTC and relevant experience.Job PurposeHead Trade Operations for the Banks India customers.Job Duties & responsibilities Should be able to effectively handle high value outward remittances, Issuance/amendment of LCs, Import/Export LC Documents Checking in line with UCP 600 guidelines & HandlingCollections in line...

Salary: Negotiable; depending upon current CTC and relevant experience.Job PurposeHead Trade Operations for the Banks India customers.Job Duties & responsibilities Should be able to effectively handle high value outward remittances, Issuance/amendment of LCs, Import/Export LC Documents Checking in line with UCP 600 guidelines & HandlingCollections in line...

As a Compliance Officer at NSE, BSE, MCX & CDSL your primary responsibility will be to ensure that the organisation’s operations and activities adhere to regulatory standards, industry guidelines, and internal policies. You will play a critical role in maintaining the integrity of the exchange and upholding a culture of compliance. **Key...

Roles and Responsibilities: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. - Assisting to internal auditors for...

**Job***: Institutional Banking **Primary Location***: Asia-India-Mumbai **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 22/Feb/2023, 11:09:55 AM **Unposting Date***: Ongoing **Roles and Responsibility** **Job Summary** - To drive export Letter of Credit confirmation and negotiation across client segments, non-client...

Job Location- Mumbai- Experience (in Years)- 3 - 7- Job Type- Full Time**Job Description**: Core Purpose of the Role: - This role reports to the Compliance officer with a primary objective to effectively manage and run a fully compliant business in the highly regulated business of financial services. The role extends across all group entities & businesses....

Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar’s Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. The team has global scope with members based in...

2. Prior work experience in Compliance and Personal Trading preferred 3. Minimum 2-4 years experience. 4. Proficient in MS Office 5. Preparation of MIS reports, Dashboards, presentations 6. Able to do followups with employees

**Job Description**: Document Approval Details Release Authority Level Person/s Name Designation Date Prepared By Rimpee Kukreja HoD (Human Resource) 1st September 15 Reviewed By Samir Dharia CISO 4th September 15 Approved By Parth Desai Chairman and Board Member 8th September 15 Revision History **Sr. No.** **Version...