Regulatory Control Support

5 days ago


Pune Maharashtra, India Deutsche Bank Full time

**Regulatory Control Support**:
**Job ID**:R0311123**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-02**Location**:Pune**Position Overview**:
**Jon Title: Regulatory Control Support**

**Location: Pune**

**Role Description**

Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening. Work includes:

- Implementing the global or regional strategy to establish and maintain the control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening
- Ensuring operational discipline combined with regulatory risk awareness & investigative skills and warrants that workflows are governed by established policies, clearly defined processes, and escalation points
- Controls, Testing & Assurance (CT&A), which tests effectiveness of Key Controls and Risk Management Frameworks related to Compliance and Financial Crime Risk Types
- Providing Quality Assurance (QA)/Monitoring for certain financial crime risk related processes

**What we’ll offer you**

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

**Your key responsibilities**
- The Global IGM Change & Initiatives team will be responsible for all Change-the-Bank items and global process enhancements/alignment. Governance team is responsible for enhancing and overseeing the governance framework for the DWS IGM organization incl. the following responsibilities
- Establish and maintain Governance and Policy Framework for IGM and continuous adjustment of the platform to meet business and regulatory requirements
- In more detail:

- Enhancement of the Design and Operating Effectiveness of all key controls within IGM globally
- Global alignment of general processes in line with regional regulatory requirements
- Project and Initiatives management
- Coordination of internal and external Audit-/DueDilligence, RfP-requests and requests from the regulator
- Perform relevant Vendor Management obligations and internal processes
- India Oversight including trainings
- Maintenance of IGM Policy / Implementation Procedures and Internal Service Level Agreements**Your skills and experience**

**Domain Skills**
- 4 to 6 years of work experience within corporate financial services industry, Research/Analytics role in other Banks/KPOs etc
- Interest to support enhancing and implementing a governance framework for the business area
- Interest in Business Management tasks (Headcount and Cost Management)
- Excellent collaboration skills across teams
- Self-organised and structured
- Understanding of Reporting, Control, Compliance, Investigation/chasing functions in banks
- Interest in learning Investment Guideline and Know Your Client related reporting
- Good stakeholder management skills, collecting and aggregating commentary into Management presentations
- Analytical skills and Quality assurance for Management Reporting (plausibility checks, interpretation of data)
- Ability of working with various tools for pulling and aggregating data
- Advanced knowledge of MS Excel and MS PowerPoint is a must and knowledge of MS Access is preferred

**Communication and Reasoning skills**
- Good reading, comprehension, and critical reasoning skills
- Good analytical writing skills
- Good communication skills to communicate at all levels - onshore & stakeholders

**Technical skills**
- Advanced knowledge of MS Excel and MS PowerPoint is a must
- Excellent skills in summarizing and presenting complex topics in comprehensive manner
- Attention to details and quality

**Logical reasoning and problem solving**
- Ability to troubleshoot issues
- Ability to translate policies into routine processes

**Soft Skills**
- Ability to work independently and take ownership
- Flexibility while handling multiple cases of varying priorities

**Willingness to work in shifts**

**Educational Qualification**
- Graduates with good academic records
- German Language Skills (Speak and Write)
- Level B2 is preferrable

**How we’ll support you**
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

**About us and our teams**

Please visit our company website for further information:
Our values define the working environment we strive to create - diverse,


  • Regulatory Controls

    1 week ago


    Vihar Road, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Global Credit, Rates and Equities Derivative Group - New regulatory reporting implementation & on going remediation - Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities...


  • Pune, India UBS Full time

    India - Finance - Group Functions **Job Reference #** - 268665BR **City** - Pune **Job Type** - Full Time **Your role** - Are you a qualified Accountant with an interest in analyzing and substantiating key liquidity and funding metrics? Do you have an accounting and controlling background, strong financial or regulatory reporting skills and an ability to...


  • Mumbai, Maharashtra, India Deutsche Bank Full time

    **Member of Regulatory Reporting / Controls Team**: **Job ID**:R0311263**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-02-06**Location**:Mumbai**Position Overview**: **Job Title**:Member of Regulatory Reporting / Controls Team, AVP** **Location: Mumbai **Role Description** The role would be of ensuring adherence of DB Service...


  • Pune, Maharashtra, India UBS Full time

    India Finance Group FunctionsJob Reference #BRCity PuneJob Type Full TimeYour role Are you a qualified Accountant with an interest in analyzing and substantiating key liquidity and funding metrics? Do you have an accounting and controlling background, strong financial or regulatory reporting skills and an ability to work well across an international team?...


  • Pune, Maharashtra, India Barclays Full time

    Job Title: Regulatory and Customer Engagement Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment...


  • Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Job Description Job Title - Branch Control Support Function - Retail Liabilities **Job Purpose**: The incumbent will be responsible for providing support to all branches centrally with regards to branch launch, audit review and branch data support **Roles & Responsibilities**: Handling end to end pre & post - branch launch activities MIS support for...


  • Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    **Regulatory Onboarding Analysis and Reporting** At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to...


  • Mumbai, Maharashtra, India Apotex Research Private Limited Full time

    **About Apotex Inc.** Apotex Inc. is a Canadian-based global health company that produces high-quality, affordable medicines for patients around the world. Apotex employs almost 7,200 people worldwide in manufacturing, R&D, and commercial operations. Apotex medicines are accessible to patients in more than 75 countries globally. Through vertical...


  • Pune, Maharashtra, India Barclays Full time

    Job Title: Regulatory Compliance Office AVP Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment...


  • Pune, India Deutsche Bank Full time

    **Job Title**: Financial, Regulatory and Risk Reporting Support CRR3 **Location**: Pune **Role Description**: The team is responsible for incorporating new regulatory demand or changes to existing regulations within Group Finance’s book of work. This includes review of new or changed regulations and corresponding Group policies as well as analysis of the...


  • Pune, Maharashtra, India BNY Mellon Full time

    Overview Associate, Regulatory Analysis and Reporting II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as...


  • Pune, Maharashtra, India BNY Mellon Full time

    Overview Associate, Regulatory Analysis and Reporting II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as...


  • Pune, Maharashtra, India Barclays Full time

    Job Title: Regulatory Compliance Office BA4 Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment...


  • Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    Associate, Regulatory Analysis and Reporting II **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as...

  • Regulatory Affairs

    2 months ago


    Andheri, Mumbai, Maharashtra, India The Hiring Experts Full time

    **Job Title: Regulatory Affairs for a reputed pharmaceutical company** 1. Review all technical documents for submission of ANDA submission and post-approval submissions. 2. Ensuring all compiled ANDAs comply with current FDA guidelines and expectations to minimize deficiencies. 3. Preparation and review of pre-ANDA meeting packages, and controlled...


  • Pune, Maharashtra, India Deutsche Bank Full time

    Job Title: Financial, Regulatory and Risk Reporting Support CRR3Location: PuneRole Description:The team is responsible for incorporating new regulatory demand or changes to existing regulations within Group Finance's book of work. This includes review of new or changed regulations and corresponding Group policies as well as analysis of the data sourcing...


  • Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    **Job Title**: Associate Compliance **Function/ Department**: Compliance **Job Purpose**: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Roles & Responsibilities**: Support all business operations relating to compliance including policies,...


  • Pune, Maharashtra, India Fusion Market Research Full time

    1. Write, analyze, and edit technical documents to support countryspecific regulatory submissions and compile submissions in a format consistent with applicable guidance documents, including investigational device submissions in USA, Canada and Europe. Work with other departments and communicate the submission requirements when documents are needed for...


  • Pune, Maharashtra, India Nissar Transformers Pvt Ltd Full time

    Position - Regulatory Affairs (RA) Executive Location - pirangut Experience - 1 to 3 yrs **Responsibilities**: Strategy & Planning: Develop regulatory strategies for product approvals. Guide project teams on regulatory needs. Submissions: Prepare and submit regulatory documents (e.g., INDs, NDAs). Ensure timely and accurate...


  • Pune, India Statistical Pharma Full time

    **Main Duties and Responsibilities** - Work closely with the supplier/manufacturer and regulatory authorities/bodies regarding product submissions and compliance. - Prepare product technical dossiers for regulatory submission for both new products and existing product’s variation. - Liaise with relevant parties to resolve product registration and...