Regulatory Compliance Office Ba4
6 months ago
Job Title: Regulatory Compliance Office BA4
Location: Pune
About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.
Risk and Control Objective
Take ownership for managing risk and strengthening controls in relation to the work you do.
Working Flexibly
Hybrid Working
Structured hybrid role:
Introduction
The role supports the Regulatory Compliance Chief of Staff (based in London) and Assistant Vice President (based in Pune) to assist the Global Head of Regulatory Compliance to effectively manage and operate the Regulatory Compliance team.
What will you be doing?
- Assist with RC meeting its governance and reporting obligations, including co-ordination and preparation of internal functional reporting (including metrics, KPIs/ SLAs, and data themes, trends and insights) and external facing MI such as board, and Compliance management reporting.
- Assist AVP in a range of functional management responsibilities, such as tasks related to the organisation and structure of RC, people agenda and risk and control related processes.
- Assist with timely implementation of RC strategy and priorities where relevant.
- Liaise with a range of internal RC colleagues progression of the above, operating with a “One RC team” and developing a simplified and effective way of operating together.
- Provide ad hoc assistance to individual teams within RC as required on specific projects or the execution of the RC strategy and priorities.
What we’re looking for:
- Experience operating in Barclays or another financial services firm in an Office type role and/ or in Compliance or another control function (e.,g. BIA, CCO, Legal, HR).
- Experience producing timely and accurate internal governance and reporting papers, including MI, talking points, themes and insights.
- Excellent organisational skills, able to deliver on time and to standard.
- Experience of working with in a collegiate and effective manner with team colleagues/ stakeholders.
- Excellent written and strong oral communication skills.
Skills that will help you in the role:
- Professional qualifications, certifications and/or registrations relevant to Compliance.
- Experience in a chief of staff/ office/ Compliance or other control function environment.
- Experience of producing accurate reporting MI.
Where will you be working?
Pune
Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.
Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.
Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.
Drive
Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Take personal responsibility. Actively build collaborative relationships to get things done.
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