Compliance Associate

2 weeks ago

Mumbai, India Third Bridge Full time

Company Description

Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities.

Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight offices across three continents and a global client base.

Whether it is facilitating a private conversation with an industry veteran, moderating a dialogue between experts and investors, or extracting insights from within the supply chain of a poorly documented industry, we are on our clients side, helping them to make informed investment decision**s.**

**Job Description**:
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices.***

**Skills**
- Organised with excellent attention to detail.
- Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to prioritise competing goals and interests and manage time effectively.

**Responsibilities**
- Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner.
- Answering internal queries on compliance decisions.
- Escalating non-compliant or complex questions from the business or requests as and when required.
- Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.

**Qualifications**:

- Degree level qualification (or equivalent)
- Previous legal or compliance experience is preferred
- Fluency in both written and spoken English is essential

Please note the working hours for this vacancy are to predominantly support the UK and US offices and therefore require a three week rotation between second shift and weekend work as set out below:

- Week 1 and 2: Monday to Friday from 3:00pm to 12:00am
- Week 3: Tuesday to Friday 12:30pm to 9:30pm and Saturday & Sunday 9am to 12:00pm

Additional Information

What can you expect

Flexible working
Competitive salary
Medical insurance
Personal annual learning and development budget
2 days’ off per year for Community/Corporate Social Responsibility activity
All your information will be kept confidential according to EEO guidelines

All your information will be kept confidential according to EEO guidelines.

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