Compliance Associate

4 weeks ago

Mumbai, India Corenza Full time

Job description


We are currently seeking a semi-qualified Company Secretary or a graduate in B.Com to join our team. The ideal candidate should have 1-2 years of relevant experience in scheme implementation for business arrangements (such as mergers, demergers, capital reduction) or related work experience. This role will involve assisting in driving of NCLT process which primarily would include drafting the legal documents, managing the scheme filing process, coordinating and managing various authorities involved and other associated tasks.


Key responsibilities


1. NCLT Documentation:

  • execution and filing schemes in accordance with legal requirements.
  • NCLT petitions and related documents.


2. Compliance Management:

  • adherence to all regulatory timelines related to mergers and acquisitions.
  • abreast of any changes in legislation and advising on their implications.


3. Collaboration and Coordination:

  • with legal teams and other departments to gather necessary information for documentation.
  • with internal and external stakeholders to facilitate smooth legal processes.


Qualifications and skills

  • years of relevant experience in mergers and acquisition scheme implementation.
  • in drafting documents.
  • of NCLT processes and compliance requirements would be preferable.
  • communication and interpersonal skills.
  • with a high level of accuracy in work.
  • to work collaboratively in a team and independently.


About Company:

A transactions-focused boutique advisory firm, that focuses on providing high quality advise to help get transactions executed which inter-alia include, mergers, acquisitions, other forms of combinations or reorganizations whether domestic or cross border. We promote an open, flat and highly entrepreneurial culture and are therefore looking for team members who are proactive and enthusiastic to deliver exceptional service.

  • Compliance Associate

    4 weeks ago

    mumbai, India Morningstar Full time

    Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage...

  • Compliance Associate

    4 weeks ago

    Mumbai, India Morningstar Full time

    Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring &...

  • Associate Compliance

    2 weeks ago

    Mumbai, Maharashtra, India tresvista financial services Full time

    Apply for Associate, Compliance, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 3 - 5 Year of Experience on

  • Associate Compliance

    2 weeks ago

    Mumbai, India tresvista financial services Full time

    Apply for Associate, Compliance, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 3 - 5 Year of Experience on TimesJobs.com.

  • Guest Service Associate

    5 days ago

    Mumbai, Maharashtra, India MoSahay Associate Full time

    The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

  • Brand Compliance Associate

    2 days ago

    mumbai, India NPCI Bharat BillPay Ltd. Full time

    About NPCI Bharat BillPayThe Bharat Bill payment system is a Reserve Bank of India (RBI) conceptualized system driven by National Payments Corporation of India (NPCI). It is a one-stop ecosystem for payment of all bills providing an interoperable and accessible “Anytime Anywhere” Bill payment service to all customers across India with certainty,...

  • Corporate Compliance Associate

    1 month ago

    Mumbai, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Brand Compliance Associate

    3 days ago

    Mumbai, India NPCI Bharat BillPay Ltd. Full time

    About NPCI Bharat BillPayThe Bharat Bill payment system is a Reserve Bank of India (RBI) conceptualized system driven by National Payments Corporation of India (NPCI). It is a one-stop ecosystem for payment of all bills providing an interoperable and accessible “Anytime Anywhere” Bill payment service to all customers across India with certainty,...

  • Brand Compliance Associate

    2 days ago

    mumbai, India NPCI Bharat BillPay Ltd. Full time

    About NPCI Bharat BillPay The Bharat Bill payment system is a Reserve Bank of India (RBI) conceptualized system driven by National Payments Corporation of India (NPCI). It is a one-stop ecosystem for payment of all bills providing an interoperable and accessible “Anytime Anywhere” Bill payment service to all customers across India with certainty,...

  • Brand Compliance Associate

    1 day ago

    Mumbai, India NPCI Bharat BillPay Ltd. Full time

    About NPCI Bharat BillPayThe Bharat Bill payment system is a Reserve Bank of India (RBI) conceptualized system driven by National Payments Corporation of India (NPCI). It is a one-stop ecosystem for payment of all bills providing an interoperable and accessible “Anytime Anywhere” Bill payment service to all customers across India with certainty,...

  • Compliance Audit Associate

    1 month ago

    Mumbai, India Third Bridge Full time

    Company Description - Third Bridge Connections provides private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. - Our vision for delivering deep insight and unbiased market intelligence has evolved into a business with a range of complementary services, eight...

  • Nuveen Aml

    4 weeks ago

    Mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Associate Compliance-Regulatory Relationship

    14 hours ago

    mumbai, India IDFC FIRST Bank Full time

    Job Title: Associate Compliance Function/ Department: Compliance Job Purpose: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. Roles & Responsibilities: Support all business operations relating to compliance including policies,...

  • Associate Compliance-Regulatory Relationship

    1 day ago

    Mumbai, India IDFC FIRST Bank Full time

    Job Title: Associate Compliance Function/ Department: Compliance Job Purpose: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. Roles & Responsibilities: Support all business operations relating to compliance including policies,...

  • Associate Compliance-regulatory Relationship

    2 days ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    **Job Title**: Associate Compliance **Function/ Department**: Compliance **Job Purpose**: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Roles & Responsibilities**: Support all business operations relating to compliance including policies,...

  • Compliance Specialist

    1 month ago

    Mumbai, India Treelife Full time

    Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

  • Associate, Compliance

    7 days ago

    Mumbai, India Ares Management Corporation Full time

    Description Primary functions and responsibilities Conducting period reviews of existing customers, to confirm the information on file, reconfirm customers ownership structure, conduct PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness. Prepare documentation to support reviews conducted and to...

  • Compliance Specialist

    1 month ago

    Mumbai, India Treelife Full time

    Position to be hired for Qualified Company Secretary - Associate/Sr. AssociateDepartment: ComplianceLocation: BKC, MumbaiJob Responsibilities:Assistance in compliance due diligence in Venture Capital transactionsReviewing Issue and Allotment documents for Securities on Rights Issue basis, Private placement, Buyback and Preferential Allotment Basis.FEMA...

  • Associate, Compliance

    6 days ago

    mumbai, India Ares Management Corporation Full time

    Description Primary functions and responsibilities Conducting period reviews of existing customers, to confirm the information on file, reconfirm customers ownership structure, conduct PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness. Prepare documentation to support reviews conducted and...

  • Accounts/sales Associate

    1 month ago

    Mumbai, Maharashtra, India Zama Organics Full time

    **Company Overview**: Zama Organics is a leading player in the food industry, dedicated to providing high-quality culinary products and services to our customers. As we continue to expand our operations, we are seeking a talented and detail-oriented Accounts/Sales Associate to manage receivables and ensure compliance with regulatory requirements, including...