Investor Grievance

Key Responsibilities:Handling Regulatory Investor Grievances1. Downloading complaints and forwarding to CXO team for resolution2. Maintaining database for various grievance matters and cases.3. Coordinating with CXO team/stakeholders & regulatorsFiling ATR within 21 days to Regulators1. Collating details of direct complaints and reporting to exchanges by 7th...

Key Responsibilities:Handling Regulatory Investor GrievancesDownloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulatorsFiling ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities:Handling Regulatory Investor GrievancesDownloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulatorsFiling ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities:Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities: Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolution Maintaining database for various grievance matters and cases. Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to Regulators Collating details of direct complaints and reporting to exchanges by...

Key Responsibilities:Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Nuvama Group.Job DescriptionThe primary responsibility of this role is to handle investor grievances and ensure compliance with regulatory requirements. Key responsibilities include:Downloading complaints and forwarding them to the CXO team for resolutionMaintaining a...

Key Responsibilities: Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolution Maintaining database for various grievance matters and cases. Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to Regulators Collating details of direct complaints and reporting to exchanges by 7th...

Key Responsibilities: Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolution Maintaining database for various grievance matters and cases. Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to Regulators Collating details of direct complaints and reporting to exchanges by...

Key Responsibilities:Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

**Company Description** At Vroutes, we focus on creating coaction capabilities and empowering employers with the most precious asset-people. With a combination of innovative technology and personal touch, we have enabled marketing and advertising firms to achieve their vision. Founded in the year 2017 Vroutes have been striving hard to help agencies across...

Job SummaryWe are seeking an experienced Compliance and Regulatory Affairs Manager to join our team at Nuvama Group. This role is responsible for ensuring the organization's compliance with regulatory requirements, handling investor grievances, and coordinating with regulators.About UsNuvama Group is a leading financial services company that provides...

**Company Description** At Vroutes, we focus on creating coaction capabilities and empowering employers with the most precious asset-people. With a combination of innovative technology and personal touch, we have enabled marketing and advertising firms to achieve their vision. Founded in the year 2017 Vroutes have been striving hard to help agencies across...

Nuvama Group seeks a seasoned Investment Compliance Manager to oversee regulatory investor grievances and ensure seamless compliance audits & inspections. As a key member of our team, you will liaise with SEBI, exchanges, and other regulatory bodies for routine and ad hoc compliance requirements.Key ResponsibilitiesDownload complaints and forward them to the...

We are seeking a detail-oriented Compliance Manager to ensure adherence to legal and regulatory requirements at Samco Securities Limited. The role involves managing operational compliance, handling investor grievances, ensuring regulatory submissions, and supporting audits and inspections conducted by authorities like SEBI, NSE, and BSE.Key...

Job Description for Client Services Officer Key Responsibilities:Acceptance and scrutiny of financial and non-financial transaction over the counter. Addressing queries of walk-in investors and distributors.Time-stamping applications and ensuring necessary system entries and dispatch to RTA local branchCoordinate with RTA branches which are part of the...

RoleExecutive - Settlements Operations QualificationInter CA/CS/ICWA/M.Com/MBA/PG or B. Com. Graduates will also be considered. - LocationMumbai Experienceminimum 2 yrs. Experience in capital market is necessary. - Dematerialisation / Rematerialisation of GSecs. - Processing of interest/redemption payments on GSecs. - Reconciliation of securities holding...

**Role** Executive - Settlements Operations **Qualification** Inter CA/CS/ICWA/M.Com/MBA/PG or B. Com. Graduates will also be considered. **Location** Mumbai **Experience** minimum 2 yrs. Experience in capital market is necessary. - Dematerialisation / Rematerialisation of GSecs. - Processing of interest/redemption payments on GSecs. - Reconciliation...

Ensuring timely operational reporting related to Exchanges and SEBI like daily reporting of MTF, daily submission of Holding Reporting and Segregation and Monitoring of client collaterals, other periodic submissions, etc. - Assisting in handling Investor Grievances as per regulatory guidelines. - Understand SEBI / Exchange circular / Requirements and...

Lodha Ventures group - Manager Customer Relationship & Grievance Redressal About Lodha Ventures: Lodha Ventures, an Abhinandan Lodha Enterprise, is a formidable collective of some of the best-of-breed, high-growth new-age businesses. We back highly ambitious ideas and turn them into category-disrupting businesses built to stand the test of time.We are a...