Nuvama Group | Investor Grievance and Compliance Manager

Key Responsibilities:Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities: Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolution Maintaining database for various grievance matters and cases. Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to Regulators Collating details of direct complaints and reporting to exchanges by 7th...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Nuvama Group.Job DescriptionThe primary responsibility of this role is to handle investor grievances and ensure compliance with regulatory requirements. Key responsibilities include:Downloading complaints and forwarding them to the CXO team for resolutionMaintaining a...

Nuvama Group is seeking a Senior Compliance Officer - Investor Grievance Specialist to join our team.Job Description:We are looking for an experienced professional to handle investor grievances and ensure compliance with regulatory requirements.You will be responsible for coordinating with the CXO team, stakeholders, and regulators to resolve investor...

Job SummaryWe are seeking an experienced Compliance and Regulatory Affairs Manager to join our team at Nuvama Group. This role is responsible for ensuring the organization's compliance with regulatory requirements, handling investor grievances, and coordinating with regulators.About UsNuvama Group is a leading financial services company that provides...

Key Responsibilities:Handling Regulatory Investor Grievances1. Downloading complaints and forwarding to CXO team for resolution2. Maintaining database for various grievance matters and cases.3. Coordinating with CXO team/stakeholders & regulatorsFiling ATR within 21 days to Regulators1. Collating details of direct complaints and reporting to exchanges by 7th...

Key Responsibilities:Handling Regulatory Investor GrievancesDownloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulatorsFiling ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities:Handling Regulatory Investor GrievancesDownloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulatorsFiling ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities:Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Key Responsibilities: Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolution Maintaining database for various grievance matters and cases. Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to Regulators Collating details of direct complaints and reporting to exchanges by...

Key Responsibilities:Handling Regulatory Investor Grievances Downloading complaints and forwarding to CXO team for resolutionMaintaining database for various grievance matters and cases.Coordinating with CXO team/stakeholders & regulators Filing ATR within 21 days to RegulatorsCollating details of direct complaints and reporting to exchanges by 7th of every...

Nuvama Group seeks a seasoned Investment Compliance Manager to oversee regulatory investor grievances and ensure seamless compliance audits & inspections. As a key member of our team, you will liaise with SEBI, exchanges, and other regulatory bodies for routine and ad hoc compliance requirements.Key ResponsibilitiesDownload complaints and forward them to the...

Job descriptionNuvama is hiring for a Compliance Specialist with 5-8 years of relevant compliance experience in capital markets or institutional equities.Roles and Responsibilities: Regulatory Compliance:Ensure adherence to SEBI regulations, RBI guidelines, and other relevant regulatory frameworks for institutional equities and capital markets.Stay updated...

We are looking for seasoned leaders to lead strategic initiatives and M&A activities, fostering transformative growth and shaping the long-term vision of our organization.Role: VP/Sr. VP – Corporate Strategy & M&ALocation: MumbaiQualifications: CA/CFA/MBA from leading institutionsExperience: 12-15 years in Corporate Strategy, M&A, and Financial Planning...

Ensure Direct and Indirect tax compliance for Nuvama group 7 domestic and 6 overseas entities by stipulated timelines, review of Tax Returns, handle assessment proceedings, appeals etc. Assist in new Business and product advisory. Contribute to technology & other functional initiatives related to compliances.Functional Responsibilities:Ensure monthly TDS...

Job Description:As a Tax Compliance Lead at Nuvama Group, you will be responsible for ensuring the company's tax compliance with domestic and international regulations.Key Responsibilities:Ensure timely submission of tax returns, monthly TDS payments, and quarterly advance tax payments.Review data for tax assessments, tax audits, and other filings to ensure...

Job OverviewNuvama Group is seeking a highly experienced Compliance Specialist to join our team. This role involves ensuring adherence to regulatory frameworks, developing internal policies and procedures, and monitoring compliance across capital markets.About the RoleWe are looking for a skilled professional with 5-8 years of experience in compliance within...

We are looking for seasoned leaders to lead strategic initiatives and M&A activities, fostering transformative growth and shaping the long-term vision of our organization.Role: VP/Sr. VP – Corporate Strategy & M&A📍 Location: Mumbai🎓 Qualifications: CA/CFA/MBA from leading institutions📋 Experience: 12-15 years in Corporate Strategy, M&A, and...

Location - Mumbai Designation - Executive Experience - 1-2 years Qualification - PGDM / graduate - Processing Queries / Investor Grievances (IG) received at NSDL against DPs, Issuers and RTAs. - Ensuring Turnaround Time (TAT) for attending IGs. - Monitoring redressal status of IGs and regular follows ups /reminder letters to DP/Issuer/RTA. - Analysis of...

Experience:10+ years of relevant Talent Acquisition experience in Banking industry and working experience of Institutional businesses like Institutional Equities, Custodial Services, Investment Banking.Functional Responsibilities:Manage End to End Recruitment Process for the Institutional Businesses of Nuvama, including onboarding the employees.Close...