Nuvama Group | Nuvama Group | Compliance Specialist
2 days ago
Job description
Nuvama is hiring for a Compliance Specialist with 5-8 years of relevant compliance experience in capital markets or institutional equities.
Roles and Responsibilities:
- Regulatory Compliance:
- Ensure adherence to SEBI regulations, RBI guidelines, and other relevant regulatory frameworks for institutional equities and capital markets.
- Stay updated with changes in laws, regulations, and guidelines impacting capital markets.
- Prepare, review, and submit regulatory filings and disclosures within stipulated timelines.
- Liaise with regulatory authorities (e.g., SEBI, RBI) on various compliance matters, inspections, and audits.
- Internal Policies and Procedures:
- Develop, implement, and monitor internal compliance policies and procedures to ensure regulatory adherence.
- Conduct periodic reviews and updates of compliance manuals, codes of conduct, and other governance documents.
- Oversee the internal audit process and ensure the closure of any compliance-related issues or gaps.
- Monitoring & Surveillance:
- Set up monitoring mechanisms to ensure compliance with internal policies, especially in trading, client onboarding, and reporting.
Qualifications:
- Education: Bachelors or Masters degree in Law, Finance, Business Administration, or related field.
- Regulatory Knowledge: Strong understanding of SEBI, and other relevant capital markets regulations.
- Attention to Detail: High level of accuracy in compliance monitoring and regulatory filings.
- Analytical Skills: Ability to analyze complex regulatory frameworks and operational data to ensure compliance.
- Communication: Strong verbal and written communication skills for interacting with regulators, clients, and internal stakeholders.
- Teamwork: Ability to work collaboratively with different business units, especially legal, risk, and operations teams.
- Technology: Familiarity with compliance management systems and surveillance tools for capital markets.
-
Compliance and Grievance Specialist
6 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeJob OverviewThe Compliance and Grievance Specialist will play a pivotal role in ensuring seamless operational compliance with regulatory requirements, while maintaining effective grievance resolution processes within the Nuvama Group.
-
Nuvama Group | Associate Director
1 day ago
mumbai, India Nuvama Group Full timeEnsure Direct and Indirect tax compliance for Nuvama group 7 domestic and 6 overseas entities by stipulated timelines, review of Tax Returns, handle assessment proceedings, appeals etc. Assist in new Business and product advisory. Contribute to technology & other functional initiatives related to compliances. Functional Responsibilities: Ensure monthly TDS...
-
Nuvama Group | Associate Director
2 days ago
mumbai, India Nuvama Group Full timeEnsure Direct and Indirect tax compliance for Nuvama group 7 domestic and 6 overseas entities by stipulated timelines, review of Tax Returns, handle assessment proceedings, appeals etc. Assist in new Business and product advisory. Contribute to technology & other functional initiatives related to compliances.Functional Responsibilities:Ensure monthly TDS...
-
Nuvama Group | Talent Acquisition Specialist
6 days ago
mumbai, India Nuvama Group Full timeExperience: 10+ years of relevant Talent Acquisition experience in Banking industry and working experience of Institutional businesses like Institutional Equities, Custodial Services, Investment Banking. Functional Responsibilities: Manage End to End Recruitment Process for the Institutional Businesses of Nuvama, including onboarding the employees. Close...
-
mumbai, India Nuvama Group Full timeExperience: 10+ years of relevant Talent Acquisition experience in Banking industry and working experience of Institutional businesses like Institutional Equities, Custodial Services, Investment Banking.Functional Responsibilities:Manage End to End Recruitment Process for the Institutional Businesses of Nuvama, including onboarding the employees.Close...
-
Nuvama Group | Talent Acquisition Specialist
2 days ago
mumbai, India Nuvama Group Full timeExperience: 10+ years of relevant Talent Acquisition experience in Banking industry and working experience of Institutional businesses like Institutional Equities, Custodial Services, Investment Banking.Functional Responsibilities:Manage End to End Recruitment Process for the Institutional Businesses of Nuvama, including onboarding the employees.Close...
-
Executive Director
6 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeJob OverviewNuvama Group seeks an experienced professional to join our team as an Executive Director - Insider Trading Compliance.
-
Mumbai, Maharashtra, India Nuvama Group Full timeAbout Nuvama GroupOverviewNuvama is a leading financial services company with a strong commitment to regulatory compliance and investor satisfaction. We are seeking an experienced Regulatory Compliance and Investor Grievance Resolution Specialist to join our team. Key ResponsibilitiesThe successful candidate will be responsible for handling regulatory...
-
Corporate Compliance Leader
6 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeAbout Nuvama GroupNuvama Group is a reputable organization that values integrity and transparency in its operations.Job DescriptionWe are seeking an experienced Corporate Compliance Leader to join our team. The ideal candidate will have a strong background in corporate governance and a proven track record of ensuring compliance with relevant regulations.Key...
-
mumbai, India Nuvama Wealth Full timeNuvama Wealth Management (formerly Edelweiss Wealth Management) is one of India’s leading wealth and asset management firms with Assets under Advisory (AUA) of over ₹ 2,00,000 cr. Nuvama Wealth Management (NWM) is backed by the high-quality parentage of the Edelweiss Group and a global partnership with PAG, a leading Asia-based investment firm.The...
-
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly skilled and experienced professional to assume the role of Sr. Manager - Compliance & Risk Management.About the Role:We are looking for an individual who can spearhead our efforts in ensuring adherence to SEBI regulations, focusing on prevention of insider trading.Key Responsibilities:Developing and disseminating...
-
Executive Director of Corporate Governance
1 week ago
Mumbai, Maharashtra, India Nuvama Group Full timeJob OverviewNuvama Group is seeking a seasoned professional to fill the role of Executive Director of Corporate Governance. This position requires an individual with extensive experience in ensuring compliance with regulatory requirements, particularly SEBI (Prevention of Insider Trading) Regulations.Key ResponsibilitiesPolicy Development and Implementation:...
-
Senior Tax Compliance Manager
6 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeAbout the RoleWe are seeking an experienced Senior Tax Compliance Manager to join our team at Nuvama Group. The ideal candidate will have a strong background in tax compliance, with expertise in indirect tax laws and regulations.ResponsibilitiesEnsure timely and accurate filing of tax returns for domestic and overseas entitiesReview data for tax assessments,...
-
Nuvama Wealth | Wealth Manager
1 week ago
mumbai, India Nuvama Wealth Full timeCompany OverviewNuvama Wealth Management (formerly Edelweiss Wealth Management) is one of India’s leading wealth and asset management firms with Assets under Advisory (AUA) of over ₹ 2, 00, 000 cr. Nuvama Wealth Management (NWM) is backed by the high-quality parentage of the Edelweiss Group and a global partnership with PAG, a leading Asia-based...
-
Nuvama Wealth | Financial Planner
1 week ago
mumbai, India Nuvama Wealth Full timeNuvama Wealth Management (formerly Edelweiss Wealth Management) is one of India’s leading wealth and asset management firms with Assets under Advisory (AUA) of over ₹ 2,00,000 cr. Nuvama Wealth Management (NWM) is backed by the high-quality parentage of the Edelweiss Group and a global partnership with PAG, a leading Asia-based investment firm. The...
-
Strategic Talent Acquisition Professional
6 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeAbout the Role:We are seeking a skilled Strategic Talent Acquisition Professional to join our team at Nuvama Group. As a key member of our Institutional Businesses, you will be responsible for managing the end-to-end recruitment process, ensuring seamless onboarding and exceptional candidate experiences.Responsibilities:Develop and implement effective...
-
mumbai, India Nuvama Group Full timeJOB RESPONSIBILITIESTotal relevant 5+ years’ experience in servicing, broking & operational backgroundBasic knowledge of Markets & brokingClient servicingBasic knowledge of MS Office (especially excel)Ensure effective communication with investors and other internal & external stakeholders as per the defined processes.Close Coordination with Sales, Business...
-
Compliance specialist
9 hours ago
Mumbai, India Nuvama Group Full timeJob description Nuvama is hiring for a Compliance Specialist with 5-8 years of relevant compliance experience in capital markets or institutional equities. Roles and Responsibilities: Regulatory Compliance: Ensure adherence to SEBI regulations, RBI guidelines, and other relevant regulatory frameworks for institutional equities and capital...
-
Business Cost Management Specialist
5 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeJob OverviewNuvama Group is seeking a highly skilled Business Cost Management Specialist to join our team. As a key member of our organization, you will play a vital role in managing costs and ensuring the financial health of our company.About the RoleWe are looking for an individual with excellent analytical skills and experience in cost management. Your...
-
mumbai, India Nuvama Group Full timeJob descriptionThe responsibility of IT Governance is to ensure effective governance frameworks, risk management, Audit and compliance with regulatory requirements. This role involves collaborating with multiple stakeholders, managing IT policies and procedures, enabling Internal and External Audits, Vendor Risk Assessment and promoting best practices in IT...