Compliance Officer

Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Ø Submission of Internal audit and Concurrent audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø Gathering and analyzing data, performing computations, and preparing work...

"Welcome to **Aluwind Architectural Limited,** where innovation meets elegance in the world of architectural solutions. We take pride in being a premier provider of top-quality facades, aluminium doors, windows, and a wide array of glazing options. With a commitment to excellence and a passion for transforming spaces, we bring cutting-edge designs and...

Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

Greetings from Team Management Services (TMS), an end-to-end HR consulting services firm!     We found your resume suitable for the position of Compliance Officer currently open with one of our clients in Mumbai, India.   Company Profile:     Our client provides a state of the art, payment gateway solution - an essential component of...

**Job Title: Security and Compliance Officer** **Location: Borivali West, Mumbai** **Company: Global Advertisers Pvt Ltd** Global Advertisers Pvt Ltd is seeking diligent and experienced retired police officers to join our team as Security and Compliance Officers. The primary responsibilities include monitoring CCTV cameras, ensuring billboards and...

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted,...

Designation: Accounts Officer Location: Malad Qualification: B.Com/ M.Com/ CA /ICWA Industry Preference: NBFC Keyskills: Bookkeeping, financial reporting, budgeting, Tax compliance, Audit support, Cash flow management **Job Types**: Full-time, Permanent Pay: ₹600,000.00 per year **Benefits**: - Health insurance - Provident Fund Schedule: - Day...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

Job Description - Compliance Officer (240000GF) - Job Number: 240000GF Requisition Title : Compliance Officer **Description**: **Your team responsibilities** On the forefront of the financial services industry, MSCI’s Compliance team offers a fast-paced yet collegial environment, which is created through a strong culture of teamwork and close working...

**Who we are**: LLama Research isn't your typical investment advisory firm! We're a WealthTech startup on a mission to make investment management accessible and approachable for everyone. We believe financial guidance shouldn't be intimidating, so we're here to empower digital natives with clear, user-friendly tools and support. **Who you are**:An...

**Job ID**: Compliance Officer **Role**: Compliance Officer **Department**: Compliance and Legal **Location**: Andheri East, Mumbai, Maharashtra **Designation**: Manager - AVP **Reporting structure for the position**: Managing Director **No of Position Vacant**: 1 - Ensuring compliance with all rules & regulations framed by regulatory authorities like...

**TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...

Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting management tool - Strong...

**Job description**: - Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting...

**Job description**: - Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting...

**Job description**: - Verification of Merchant documents and website policies and content. - Pre and post activation compliance due diligence. - Ensuring smooth and error free process for boarding and monthly review of on board merchants. **Skills required**: - Strong working knowledge of Excel is a must - Knowledge of at least one industry reporting...

Centrum Financial Services Limited Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small **Company** Finance Bank and will also be the holding company of all the regulated businesses (Brokerage, Wealth management, Insurance broking, merchant banking, Asset Management etc.) of Centrum Group as an NOFHC...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...