Lead-KYC Compliance

2 weeks ago

mumbai, India IDFC FIRST Bank Full time

Role Job Title : Lead- KYC Compliance

Function/ Department:  Compliance

Job Purpose:

Incumbent is responsible to develop and maintain KYC Policies. Leading and managing processes associated with regulatory agencies. liaising with internal stakeholders, establish appropriate compliance culture & development.

Roles & Responsibilities:

Develop and maintain KYC compliance policies and establish compliance review procedures as directed by regulatory agencies. Guidance for screening outgoing and incoming remittances for Special Designated Nationals, high risk and sanctioned countries and businesses to ensure compliance with standard regulations. Govern any relevant audits or inspections, including liaise or coordination of audit matters and drafting management responses. Provide inputs into any new banking business or products approval that may have risk. Report suspicious transactions to regulatory agencies, maintain proper records of detected violations and actions taken by management for audit trail. Ensure filing of periodic reports to internal and external stakeholders on time Lead the automation & upgradation of Software - Transaction Monitoring Develop and manage periodic KYC updating program along with Customer Risk categorization module. Act as an independent review and evaluation body to ensure that compliance issues concern within the bank are being appropriately evaluated, investigated, and resolved. Ensure that management and staff are notified of changes in laws and regulations impacting the compliance program. License with regulatory agencies, internal and external advisors, and other internal control groups on compliance related issues Establish an appropriate compliance culture & development of specialized training programs on KYC risks. Capture and share best- practice knowledge amongst the team.

Education Qualification:

Graduation: Any Graduation 

Post-graduation: Any Post-graduation 

Experience:  10-18 years of relevant experience in KYC compliance

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