Associate, Compliance

The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

Associate - Compliance (Marketing Review) The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory...

Associate - Compliance (Monitoring, Surveillance & Reporting) - IN The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues...

DescriptionPrimary Responsibilities and Key DeliverablesThe Compliance Associate will be responsible for supporting the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. Key responsibilities include responding to inquiries related to gifts & entertainment, screening lists of invitees to...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

**Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

**Associate - Financial Crime Compliance**: **Location**: **Mumbai, Maharashtra** Category: **Compliance** Job Requisition #**:R245437** Date posted**:Sep. 05, 2024

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Job SummaryThe Compliance Associate will support the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. This role will also involve responding to inquiries related to gifts and entertainment, and screening lists of invitees to Ares-sponsored events.Key ResponsibilitiesSupport the administration...

Job DescriptionAs a member of the Compliance Regulatory Reporting (CRR) Team at TIAA, the Compliance Associate will play a key role in supporting the firm's regulatory compliance program.ResponsibilitiesMonitor and analyze enterprise-wide equity positions.Maintain internal 'Foreign Hot List' of reportable positions.Determine holdings database data integrity...

Compliance Associate Job DescriptionThird Bridge is seeking a highly organized and detail-oriented Compliance Associate to join our Third Bridge Connections Compliance team in Mumbai. As a key member of our compliance team, you will play a crucial role in ensuring the company's compliance with internal policies, client-specific processes, and applicable...

Job Title: Compliance AssociateJob Summary:We are seeking a highly motivated Compliance Associate to join our team at Ares Management Corporation. The ideal candidate will have a strong understanding of regulatory requirements and experience in implementing compliance programs.Key Responsibilities:- Support the administration of Corporate Compliance...

Job SummaryThe Compliance Associate will be responsible for supporting the firm's regulatory compliance program. This includes facilitating compliance with US and non-US reporting obligations to regulatory bodies arising from Nuveen's ownership interest in equity and related securities. The Compliance Associate will monitor enterprise-wide restricted and...

**Job Title: Information Security and Compliance Associate** **Education: Any Degree** **Location: Mumbai** **Experience: 0 -1 year** **Key Skills: ISMS, PIMS, CISA, ISO 27001:2022 LI/LA, ISO 27701:2019 LI / LA and PCI DSS** Information Security and Compliance Associate Reports to Sr. Director of Information Security. Information Security and Compliance...

About Excis ComplianceExcis Compliance is a leading organization dedicated to delivering exceptional services and solutions in the field of compliance. We are committed to helping businesses navigate complex regulatory environments and achieve their goals.Job SummaryWe are seeking an experienced Strategic Business Development Associate to join our team. This...

Susquehanna International Group (SIG) is a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. **What we're looking for** If you join us, you will: - Support trading activity...

Key Responsibilities:As a Compliance Associate at Vivriti Capital, you will be responsible for ensuring compliance with Companies Act and RBI regulations for all group companies. This includes monitoring changes in statutes and ensuring timely regulatory filings and applications.Key Performance Indicators:Compliance with regulatory requirementsTimely...