Compliance Hub

2 weeks ago


Mumbai, India Riverforest Connections Full time

**Compliance Officer - Senior Associate/ Assistant Manager.**

**Position Purpose**

Part of Compliance hub, the resource performs periodical testing checks on both the Compliance APAC function and APAC Business lines to ensure the efficacy of APAC Compliance control framework across all Compliance Domains with a focus on Financial Security. This role aims as acting as an extension of the CCRM team: the Compliance Control and Risk Management Officer APAC (Control testing) is in charge of contributing to the execution of the GCP framework by performing periodical control testing on both the Compliance APAC function and APAC Business lines, in order to assess the effectiveness of the regional Compliance control framework.

The Officer benefits from close guidance and support from the Regional Domain Leads of the CCRM team who are responsible for the definition of the control methodology and accountable for the adequate execution of the control.

**Skills Required**:
KYC, Due Diligence, Compliance, Risk, Audit

**Location**

Mumbai, Maharashtra, India

**Roles & Responsibilities**

**Direct Responsibilities**
- Perform Compliance control testing, predominantly on Financial Security and non FS domains, based on Group Compliance Control Plans and Independent Testing Guidelines. Ensure adequate adaptation and rollout across a given perimeter.
- Escalate issues and exceptions items noted during the controls
- Ensure close collaboration with the Domain Leads in the CCRM team who are responsible for the definition of the control methodology and accountable for the adequate execution of the controls.
- Adept knowledge and understanding of AML transaction monitoring & Sanction review process. Knowledge in other Compliance Domains would be also appreciated
- Vigilant to perform independent testing on controls
- Prepare high quality reports (control results) and publish them to the relevant stakeholders.
- Maintain detailed and organised documentation of work products
- Able to meet the targeted timeline’s for completing the testing and report
- Communicate with stakeholders on enquiry for testing related queries, present identified issues and coordinate to implement a plan of corrective actions
- Decision making in case of escalating
- Remain current on Group policies and industry rules, regulations and best practices to help ensure that the testing program meets Group and regulatory standards

**Contributing Responsibilities**
- Comply with procedure and other relevant policies/ procedures of group and regulations, and industry best practice
- Collaborate and work with team members and relevant stakeholders
- Be supportive and adoptive to changes of procedures and scope of work
- Assist in knowledge sharing among peers

**Desirable Skills**

KYC, Due Diligence, Compliance, Risk, Audit

**Years Of Experience**

3 to 8 Years


  • Lead Compliance

    3 weeks ago


    Mumbai, Maharashtra, India iimjobs Full time

    Reporting to:Functional reporting to Chief Compliance Officer and dotted reporting to the Head Digital HubJob Purpose :The Lead Compliance role at a Small Finance Bank's Digital Hub in India is responsible for ensuring the institution's compliance with all statutory and regulatory requirements related to banking and financial services. The role is...

  • Commercial Advisor

    2 weeks ago


    Mumbai, India Shell Full time

    **The Role**: The energy transition is continuing at an unprecedented pace and scale, requiring new and innovative low carbon technologies to complement the existing available solutions. Join us and make your mark on Shell’s future as a net-zero emissions energy business, work closely with leaders across our businesses, and be part of some of the most...


  • Mumbai, India Unity Small Finance Bank Limited Full time

    Lead - Digital ComplianceWho Are We?Unity Small Finance Bank, founded by Centrum Financial Services and BharatPe, aspires to be India's first truly digital bank. Leveraging the best-in-class technology, we aim to ensure access and ease of banking for all - including the undeserved. The combined expertise of Centrum and BharatPe, with a strong leadership...


  • Mumbai, India DXC Technology Full time

    Proven experience of supporting IT/Security Infrastructure. - Hands on experience with at least one of the main cloud vendors (Amazon Web Services, Azure, Google Cloud Platform). - Experience of Cloud native Security Tools (e.g. AWS Security Hub, Azure Security Centre). - Knowledge of cloud native security, identity and compliance services. - Knowledge of...

  • Facility Executive

    4 weeks ago


    Kurla, Mumbai, Maharashtra, India 91 Springboard Business Hub Private Limited Full time

    **Group Company**: 91 Springboard Business Hub Private Limited **Designation**: Facility Executive (DES21) **Office Location**:Bandra Kurla Complex, Mumbai **Position description**: He/ She will have experience in independently leading a team of Supervisors and staff, managing large corporate offices/spaces. The Facilities Manager will be part of the...


  • Mumbai, India Novartis Full time

    28,000 associates of more than 100 nationalities deliver high quality and affordable medicine on time, every time, safely and efficiently. - Your key responsibilities: - Your responsibilities include, but not limited to: - Support management of document based GMP compliance inspection and Regulatory compliance with the registered dossiers of Novartis Japan....


  • Mumbai, India 9478 Deutsche India Private Limited Full time

    Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the...


  • Navi Mumbai, India Clariant Full time

    Responsibilities encompass following up on pending tickets and utilizing knowledge management tools to track inquiries within service level agreements. Understanding the scope of services enables appropriate escalation of complex issues. Acting as a point of contact for HR vendors and stakeholders, as well as providing guidance on self-service...


  • navi mumbai, India Clariant Full time

    Responsibilities encompass following up on pending tickets and utilizing knowledge management tools to track inquiries within service level agreements. Understanding the scope of services enables appropriate escalation of complex issues. Acting as a point of contact for HR vendors and stakeholders, as well as providing guidance on self-service...

  • Gcc Hub Controller

    8 hours ago


    Mumbai, Maharashtra, India Nielsen Full time

    Responsible for overseeing a team of finance professionals who deliver a range of financial services to the broader organization. You will be instrumental in ensuring the efficiency, accuracy, and timeliness of all financial operations. **Responsibilities (key activities and decisions for which role is responsible)**: - Lead and manage the Finance Function...


  • Mumbai, India miracle hub Full time

    **PREFERRED INDUSTRY - HOSPITALITY, REAL ESTATE, MOVERS, RELOCATION. ( service industry )** **SALARY RANGE - 10 LPA TO 18 LPA** **Position - Associate VP / VP** - Finance Desired Profile - CA/ ICWA/ MBA with 12 to 15years experience Accounts & Finance. - Must have worked at least 6 to 7year as a Head of Accounts & Finance OR incumbent in any...


  • Mumbai, India BNP Paribas Full time

    ASSOCIATE LEVEL 1/SENIOR ASSOCIATE - PROJECTS SUPPORT (JOB NUMBER: BNP023340) **Job Description - OPTI - AML Project Support** **About BNP Paribas Group**: Worldwide, BNP Paribas has a presence in 74 countries with more than 190,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose...

  • Manager Finance

    2 weeks ago


    Mumbai, India Abbott Full time

    Core Job Responsibilities Maintain Cost records and adherence to Cost Record and rules Support for Standard cost calculations during the Plan cycle for LL’s and TPM’s Ensuring of proper Standard cost maintenance in material masters during the year and its extension to HUBs and CFAs. Yearly yield and BOM corrections in SAP for LL in co-ordination...

  • Manager Finance

    2 days ago


    Mumbai, India Abbott Laboratories Full time

    Core Job ResponsibilitiesMaintain Cost records and adherence to Cost Record and rulesSupport for Standard cost calculations during the Plan cycle for LL’s and TPM’sEnsuring of proper Standard cost maintenance in material masters during the year and its extension to HUBs and CFAs.Yearly yield and BOM corrections in SAP for LL in co-ordination with...

  • Manager Finance

    2 weeks ago


    Mumbai, India Abbott Full time

    Core Job Responsibilities Maintain Cost records and adherence to Cost Record and rulesSupport for Standard cost calculations during the Plan cycle for LL’s and TPM’sEnsuring of proper Standard cost maintenance in material masters during the year and its extension to HUBs and CFAs.Yearly yield and BOM corrections in SAP for LL in co-ordination with...

  • Manager Finance

    2 weeks ago


    Mumbai, Maharashtra, India Abbott Full time

    Core Job ResponsibilitiesMaintain Cost records and adherence to Cost Record and rulesSupport for Standard cost calculations during the Plan cycle for LL's and TPM'sEnsuring of proper Standard cost maintenance in material masters during the year and its extension to HUBs and CFAs.Yearly yield and BOM corrections in SAP for LL in co-ordination with External...


  • Mumbai, Maharashtra, India Employee Hub Full time

    Event Organizing. (Marketing)Events for retail Partners. (Retail Operations)Looking after fit out work of brands. (Operation)Coordinating with MEP, Security, House Keeping & Parking Team.Making Snag reports.Coordinating with Project team for Mall renovation work.Weekly meetings with the out source team members.Customer service - CCE are required to interact...

  • Vision Plus Testing

    6 days ago


    Mumbai, India Employee Hub LLP Full time

    **Vision Plus testing**: Scope the required tests and design the required test strategy in line with the scope and organization standards - Create the test schedule (tasks, dependencies and assigned team members) - Track the new/ updated requirements in the project and modify testing artifacts accordingly - Review defect reports and assign valid defects to...

  • DevOps Engineer

    3 weeks ago


    Mumbai, India Antal International Full time

    Job DescriptionSkills Mandatory GCP, GKE, Atlas Mongo DB, Elastic Cloud, Circle CI, TerraformRelevant Experience 4+ YearsWe are seeking a highly skilled and motivated DevOps Engineer to join our team. As a DevOps Engineer, you will be responsible for designing, implementing, and maintaining the cloud infrastructure for our organization. You will work with a...


  • Mumbai, India JPMorgan Chase Bank, N.A. Full time

    **Overall Purpose of the Role** - Reporting directly to the Corporate Tax Hub India team lead with high degree of interaction with the regional Corporate Tax teams in the APAC region and USA, this role's key responsibility is to assist the regional Corporate Tax teams to prepare the regional corporate direct and indirect tax returns (for both internal and...