Compliance Associate
1 week ago
Job Description Position Overview At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge’s Content department to join our Compliance team in Mumbai. Third Bridge content involves an array of interview formats with industry experts and transcripts of those interactions are made available to our clients through our portal. This is a fast-paced role with a focus on problem solving, attention to detail, stakeholder engagement and results to ensure that content is compliant with legislative and regulatory requirements, as well as with our internal policies. Responsibilities Reviewing and approving the proposed subject matters of interviews and experts Reviewing and approving interview transcripts, specifically to identify confidential information and any potentially inappropriate content Working with in-house analysts to finalize content for publication ensuring compliance with internal processes and procedures Answering day-to-day compliance queries from business units and clients Delivering compliance training to new and existing employees Working on ad-hoc projects as directed by management Qualifications Skills Organized with excellent attention to detail for proofreading and identifying compliance issues Excellent oral and written English communication skills Ability to understand and interpret complex financial concepts from a compliance perspective Ability to develop strong working relationships across the organization, working with all levels and all offices globally Qualifications Bachelor's Degree with 2 to 3 years of relevant experience within compliance Previous compliance experience within financial services highly desirable but not essential Working Hours: Please note there are two roles available to predominantly support the UK and US offices. This role will be fully remote and working hours will be to IST or as adjusted to support 9am-6pm ET (New York), Monday to Friday.
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Compliance Associate
2 weeks ago
Mumbai, Maharashtra, India TIAA Full timeSpecialist - Compliance (Monitoring, Surveillance & Reporting) The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues and...
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Compliance Associate
1 week ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
1 week ago
Mumbai, India Third Bridge Full timeCompany Description Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist of...
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Compliance Associate
1 week ago
Mumbai, Maharashtra, India TIAA Full timeAssociate - Compliance (Marketing Review) The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory...
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Compliance Associate
4 days ago
Mumbai, Maharashtra, India Susquehanna International Group, LLP Full time ₹ 9,00,000 - ₹ 12,00,000 per yearSusquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems.We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing and ensuring...
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Compliance Associate
4 days ago
Mumbai, Maharashtra, India Guidepoint Full time ₹ 9,00,000 - ₹ 12,00,000 per yearOverviewThe Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...
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Compliance Associate
3 days ago
Mumbai, Maharashtra, India Guidepoint Full time ₹ 5,00,000 - ₹ 15,00,000 per yearOverviewThe Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...
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Compliance Associate
2 weeks ago
Mumbai, India Susquehanna International Group Full timeOverview Susquehanna is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Associate to be part of our Mumbai office with proven experience in overseeing...
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Compliance Associate
1 week ago
Mumbai, Maharashtra, India Third Bridge Full time ₹ 4,00,000 - ₹ 6,00,000 per yearCompany Description Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique...
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Compliance Associate
2 weeks ago
Mumbai, Maharashtra, India Third Bridge Full timeCompany DescriptionThird Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique...
