Asset Management

2 months ago


mumbai, India Avendus Full time
KEY AREAS OF RESPONSIBILITY
Assist in day-to-day administrative and operational functioning across the Asset management business for AIF
Investor onboarding – Perform initial level world checks, KYC documents check. Co-ordinate with various RTA agents for investor on boarding
Assist in review of documentation Transfer & Transmission cases, Pledge / UnPledge, updating bank records, updating nominee details
Coordinate with Auditor for Statutory audit, Internal audit and PPM audit
Cash Management – Assist in cash management of various funds. Prepare and send cash transfer instructions for daily expenses / investments
Assist in various regulatory compliances
Income Tax : FATCA Compliance etc.
SEBI : SEBI AIF compliance, SEBI monthly / quarterly regulatory return preparation and
filing, etc.
RBI : Filing form DI and form DPIIT intimation when investments are done, InVI report filing, Annual FLA return filing etc.
Preparation and review of Distributor Fees Viz. Trail Fees,Claw back etc.
Investor Servicing : Send SOA to Investors, solving Investor queries, provide investor specific reports
Distributor Servicing : Assist distributor on boarding investor, Distributor query resolution etc.
EXPERIENCE & SKILLS REQUIRED
CA with 1 - 2 years or CA Inter with 2 - 4 yrs of relevant experience or graduate/post-graduate with 4 to 6 years of relevant experience
Working Knowledge of SEBI AIF / PMLA / UBO regulations
Good communication skills
Strong command of MS Office

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