Compliance Officer
4 weeks ago
Title: Associate (Junior level)
Department : Escrow & Settlements - GCM
Location : Bangalore, India
Vacancy : Permanent
KYC Associate will be part of the Central AML/KYC team, providing support in performing AML/KYC analysis, client outreach, client onboarding, periodic review, screening, CDD for client entities, participants, shareholders, and other relevant parties.
Your Responsibilities
Responsible for identification and verification of KYC documents as per AML/KYC policy and procedures Responsible for performing high quality review of KYC information ensuring that the client onboarding / acceptance reviews have been completed in line with applicable laws, regulations and company policies and procedures. Responsible for ensuring that set targets are met. Make sure all risk factors are identified in the client profile and the risk rating is accurately calculated. Responsible for overall client acceptance / periodic review file, both from process management and quality perspective Updating all relevant systems and applications, in accordance with applicable policies, procedure and work instructions.Activities
Client onboarding of Escrow & Settlement Services clients based on the relevant policies and regulatory requirements. Client acceptance KYC review and CDD for client entities, participants, shareholders, and other relevant parties. Ownership drilldown, identifying intermediate beneficial owners, ultimate beneficiary owners, controlling parties and other relevant parties Performing screening on all identified relevant parties and identifying PEP, Sanctions associated risks. Should be able to identify the Risk factors present in the client profiles and be able to articulate effective financial crime risk management and be able to communicate effectively internal stakeholders. Meet the required quality standards for KYC reviews. Support implementation of any new compliance related policies, procedures, and programs. Ensuring adherence to all company policies, procedures and programs and maintaining knowledge on applicable escalation route in case of (potential) non-compliance. Advocating and practicing the Compliance Mindset.Your Profile
Minimum of 2 years of relevant compliance experience in industry and/or professional practice 3-year degree in Administration/Commerce/Law or any related field Excellent fluency in English, both verbal and in writing Analytical capabilities – able to review information and write assessments. Knowledge of corporate structures is preferred. Legal background is required. Understanding of AML, CFT, and sanctions risks is preferred. Work in line with internal procedures and under the guidance of the Manager. Flexible to adopt to the business timings irrespective of base location.-
Compliance Analyst
4 weeks ago
bangalore, India Allegis Global Solutions Full timeJob Summary The Compliance Analyst is responsible for supporting the Program Office and Allegis Global Solutions (AGS) clients in the MSP and Sigma programs. They provide reporting and audits to Program Offices regularly to Program obligations outlined in the Master Services Agreements. Compliance Analysts are assigned multiple programs and must be...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Fund Compliance
1 month ago
bangalore, India Amicorp BPO Full timeThe role holder is part of the central team driving the compliance and risk operations to ensure the accurate implementation of compliance strategy whilst effectively balancing the commercial interests of Amicorp Group. The role requires an experienced Compliance professional with proven Compliance experience in financial, accounting services or trust &...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Compliance Lead
3 weeks ago
bangalore, India Leaders'Edge Consulting Pvt. Ltd. Full timeJob Title: Compliance Leader Location: Bangalore Reporting to: Global Compliance Leader Industry: Management Consulting (Preferred) and IT Services & Consulting Responsibilities: Investigations & Enforcement: Conduct comprehensive investigations into potential fraud, financial irregularities, data breaches and policy violations specific to operations...
-
Fund Compliance
1 month ago
bangalore, India Amicorp BPO Full timeThe role requires an experienced professional with proven KYC and AML experience in financial, accounting services or trust & fiduciary services. The role holder will primarily review documentation for customers and investors, evaluating high-risk relationships and analyzing potential financial crime risks. Successful candidate will ensure from the 1st Line...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Information Security Officer
3 weeks ago
Bangalore/Hyderabad/Mumbai/Chennai, India Randstad India Full timeRole : Information Security Officer. Location : Work Type : Hybrid. Exp : 15 years experience in Information security. Information Security Officer. Job Description : As an Information Security Officer you'll be responsible for information security, making sure that Randstad standards are in place, reporting business risks, and aligning security...
-
Information Security Officer
3 weeks ago
Bangalore/Hyderabad/Mumbai/Chennai, IN Randstad India Full timeRole : Information Security Officer. Location : Work Type : Hybrid. Exp : 15 years experience in Information security. Information Security Officer. Job Description : As an Information Security Officer you'll be responsible for information security, making sure that Randstad standards are in place, reporting business risks, and aligning security...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Compliance Analyst
4 weeks ago
bangalore, India Mbanq Full timeAbout Us: Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit...
-
Compliance Associate
2 weeks ago
bangalore, India CSC Full timeDesignation : Associate ComplianceLocation : BangaloreSchedule : 45 hours per weekHybridJoin our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices.In today's corporate and trust landscape, the focus on...
-
Er Compliance Specialist
6 days ago
Bangalore City, India ZEISS India Full timePurpose of the JobThe purpose of the role is to monitor and comply the statutory compliance requirement for ZEISS and Contract Vendors, and enable for smooth execution of Blue Bird Project and continue to contribute for best services to enable sustainable business operations.ResponsibilitiesEnsure construction site statutory compliance management applicable...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Senior Compliance Counsel
4 weeks ago
bangalore, India Ather Full timeYou’ll be our: Senior Compliance Counsel You’ll be based at: Corporate office, Bangalore (IBC Knowledge Park) You’ll be aligned with : General Counsel/Asst. General Counsel You’ll be joining our : Corporate Legal Team What you’ll do at Ather: Manage organisation wide compliance activities including monitoring and tracking compliance...
-
Associate - Compliance
4 weeks ago
bangalore, India Corporation Service Company Full timeDesignation : Associate Compliance Location : Bangalore Schedule : 45 hours per week Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate...
-
Compliance Associate
2 weeks ago
bangalore, India CSC Full timeDesignation : Associate Compliance Location : Bangalore Schedule : 45 hours per week Hybrid Join our vibrant team at CSC, where growth and development are at the core of our values. We're dedicated to nurturing your professional journey, offering unparalleled opportunities across our local and global offices. In today's corporate and trust landscape,...
-
Prod Compliance Sr. Associate
1 month ago
bangalore, India ADCI - Karnataka Full timeThe Compliance Operations (C-Ops) team ensures that Amazon transactions satisfy legal and safety requirements in accordance to the guidelines across global marketplaces. We proactively identify risks involved for Amazon while doing business in various countries and enable smooth flow of products across international borders. A Sr. Compliance Associate is...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
