Compliance-Bengaluru-Vice President-Regulatory Compliance
2 months ago
Regulatory Practice Group
Part of the Global Compliance Division, the firm’s Regulatory Practice Group (“RPG”) manages the firm's interactions with all Banking and Securities regulators, managing and mitigating potential negative behavior. It is a dynamic, global team of more than 50 professionals charged with interfacing with regulators on regulatory examinations and inquiries received in jurisdictions worldwide. The team has members in New York, Bengaluru, Dallas, Hong Kong, Jersey City, London, New York, Salt Lake City, Sydney and Tokyo.
Job Summary:
The RPG reporting team is the central team responsible for communicating the regulatory focus and risks to firmwide leadership, senior committees, operational teams, etc through various regulatory metrics and reports leveraging analytical and visualization tools in the process. The team is also involved in firmwide strategic initiatives that impact compliance and the regulatory functions.
Principal Responsibilities Produce various regulatory metrics to senior management (including the board of directors, senior risk/ operational committees, divisional leadership, etc) with the objective of emphasizing the current regulatory focus and risks. Leverage data analytical and visualization tools to automate reports and build dashboards.
Partner with multiple teams within the firm to assist them enhance their risk framework by supplying them regulatory insights. Continuously work on enhancing the approach and quality of metrics produced by the team to best meet the needs of the recipients. Assist in the development and ongoing maintenance of the technology platforms that houses and supports regulatory interactions. Participate in compliance-led projects and represent team on firmwide and cross regional projects and working groups. Deal with ad-hoc requests and initiatives Preferred Experience and Skills 8 to 10 years of experience in the financial service industry; preferably in compliance, risk or operations. Proficiency with Microsoft Excel, Word and PowerPoint. Working knowledge of SQL, Alteryx and Tableau would be an added advantage. Highly organized and inquisitive, with attention to detail and tenacity Strong analytical and problem-solving skills Exceptional interpersonal skills – engaging, communicative, persuasive, courteous and the ability to work with people across all levels of seniority. Detail-oriented and able to produce quality work product, even when working under tight time frames. Exceptional judgment skills– ability to identify and effectively escalate potential issues. Excellent oral and written communication skills Ability to handle multiple tasks simultaneously and excel under pressure. Good understanding of financial service regulators and their impact on investment banks ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
-
Compliance-Bengaluru-Associate-Regulatory Compliance
2 months ago
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
bangalore, India JPMorgan Chase & Co. Full timeAs part of Compliance, Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly changing environment. CCOR provides independent oversight of the firm’s compliance, conduct, and operational risks and maintains a strong control environment. The work covers areas such as review...
-
bangalore, India JPMorgan Chase & Co. Full timeAs part of Compliance, Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly changing environment. CCOR provides independent oversight of the firm’s compliance, conduct, and operational risks and maintains a strong control environment. The work covers areas such as review...
-
Vice President
5 days ago
bangalore, India JPMorgan Chase & Co. Full timeCompliance, Conduct and Operational Risk – Tech & Cyber– Vice President JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the . Morgan and Chase brands. Our...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
bangalore, India Goldman Sachs Full timeYOUR IMPACT Are you passionate about developing mission-critical, high quality software solutions, using cutting-edge technology, in a dynamic environment? We are looking for talented and enthusiastic professionals to join our engineering team and help build out a broad set of user-facing and data processing platforms. OUR IMPACT ...
-
bangalore, India Goldman Sachs Full timeTax – Tax Operations – Business Analyst – Vice President – Bengaluru YOUR IMPACT Are you looking for an opportunity to be part of a growing organization and work as part of a global team to drive strategy in a constantly changing environment? We are looking for a Vice President with tax experience to join the Tax Business Analyst team in...
-
bangalore, India Goldman Sachs Full timeDIVISIONAL OVERVIEW The Goldman Sachs Compliance Division prevents, detects and mitigates regulatory and reputational risk across the firm, and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second line of defense, Compliance:• Assesses the firm's compliance, regulatory and reputational...
-
Vice President Banking
2 days ago
Bengaluru/ Bangalore, India Quest Junction Full timeApply for Vice President Banking, Quest Junction in Bengaluru/ Bangalore ,Hyderabad/ Secunderabad ,Kanpur ,Lucknow for 10 - 15 Year of Experience on TimesJobs.com.
-
Regulatory Compliance Manager
6 days ago
bangalore, India Fi Full timeWho we are: Fi is a money management app that listens to your needs, understands your wants, and gently nudges you to achieve your financial goals. On the inside, we’re a deep-tech startup that’s building a highly innovative and secure financial hub for a digital-first generation. Why you should work with us: We are about doing the right thing always,...
-
Senior Vice President Human Resources
3 weeks ago
Bengaluru/ Bangalore, India Quest Junction Full timeApply for Senior Vice President Human Resources, Quest Junction in Bengaluru/ Bangalore ,Pune for 20 - 25 Year of Experience on TimesJobs.com.
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
bangalore, India Goldman Sachs Full timeOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...
-
Compliance Officer
24 hours ago
bangalore, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
-
Compliance Officer
24 hours ago
bangalore, India Brickwork Ratings Full timeBrickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliancesRole SummaryAs a Compliance Officer, you will be responsible for ensuring that all organizational operations and business processes of the credit rating agency...
-
Associate - Compliance - Law (Background)
1 month ago
bangalore, India Corporation Service Company Full timeAssociate Bangalore 45 Hours weekly Hybrid Intro: Intertrust, a CSC company is a dynamic, international and growth-oriented company. We provide you with outstanding opportunities for your professional and personal development through our local and global offices. The anti-money laundering and counter terrorist financing...
-
Vice President-Compliance Digital Studio
5 days ago
bangalore, India Mashreq Full timeJob Purpose :Build, deploy and run the Compliance Digital Studio capability for AML Compliance Unit and the wider in the context of the Bank’s wider strategy to be an advanced Digital BankDevelop and executive strategy and roadmap balancing leading tech innovation, efficiency with long term sustainabilityProvide leadership to direct and indirect teams...
-
Compliance Manager
1 month ago
bangalore, India PhonePe Full timeThe PhonePe Ethics and Compliance team plays a critical role in the successful execution of the firm's ethical and compliance mission. The Financial Services Compliance function at PhonePe, ensures the development and maintenance of a strong compliance culture within the company by developing and maintaining program infrastructure that identifies, measures...
-
Finance & Compliance Associate
2 weeks ago
Bangalore City, India Xeed Ventures Full timeRole Description This is a full-time on-site role for a Finance & Compliance Associate atXeed Ventures located in Bengaluru. As a Finance & Compliance Associate, you will be responsible for managing financial activities, ensuring compliance with regulatory requirements, and assisting with financial reporting. Responsibilities (but not limited to) Fund...
