Vice President, Compliance and Operational Risk Management for Legal/Communications
2 months ago
As part of Compliance, Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly changing environment. CCOR provides independent oversight of the firm’s compliance, conduct, and operational risks and maintains a strong control environment. The work covers areas such as review and challenge of LOB/Functions compliance and operation risk assessments, compliance training, understanding regulatory changes, creation of risk monitoring and testing activities to assess control effectiveness. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. If you are a team player, are solutions-oriented and have an appetite for learning, you’ll be a great fit for our team. The VP role will be part of the team responsible for independent assessment and oversight of the execution of the CCOR activities within Corporate Functions CCOR focused on Legal and Communications.
The successful candidate in this Vice President position will join a team of compliance and risk professionals from a diverse range of backgrounds and experience who collectively ensure that the Firm’s Compliance, Conduct & Operational Risk (CCOR) Framework is implemented and functions effectively within the Legal and Communications organization. In this role as a CCOR Vice President, you will act as an independent second line of defense and challenge function, interacting closely with the Legal and Communications organization and global/regional and functional CCOR teams in addition to key stakeholders, including Internal Audit and other Control functions. To be successful in this role, you will require the necessary knowledge and experience in Risk Management, regulatory or audit best practices.
Key Responsibilities:
Serving as a primary point of contact for delivery of the Firm’s Compliance & Operational Risk Program to the Legal and Communications function Provide Compliance and Operational Risk Management oversight and independent challenge of changes to Business processes, risks and controls that result from industry, regulatory, business decisions and/or strategic initiatives Perform independent assessment(s) of compliance and operational risks leveraging CCOR framework (., review and challenge of process, controls and risk assessments and performing monitoring and testing activities) Proactively analyze compliance and operational risks to identify and make recommendations for process or control changes and system enhancements Providing real-time guidance on applicability of corporate policies to the function Coordinating with colleagues in Legal and Compliance on industry developments and rulemaking, and keeping senior management informed of relevant developments Partner with first line of defense and CCOR to strengthen the compliance and operational risk environment of the firm using analytics and independent challenge(s). Assisting in regulatory reviews, audits, exams and inquiries related to group's activitiesRequired qualifications, capabilities and skills:
Minimum Bachelor’s Degree with 7+ years of experience in financial institution; specific experience in Risk Management, Compliance, Legal or Audit Excellent research, analysis, written and interpersonal and communication skills; must have ability to adjust communication style for a variety of situations and be able to defend your stance, as needed The candidate must be able to work in a fast paced environment, make decisions based on sound judgment, and utilize a well-maintained network of product and regulatory specialists as needed Experience of interactions with regulators is a plus High proficiency in Microsoft Office Suite Work flexible . Eastern Time hours (at least through 12:00 pm ET)Preferred qualifications, capabilities, and skills:
Understanding of the uses and application of data analytics and generative AI and LLM Strong sense of accountability and ownership of responsibilities; diligent, and self-motivated with ability to make independent decisions Intellectually curious, and comfortable challenging current practices Ability to foster relationships at all levels within the coverage area and associated control functions-
bangalore, India JPMorgan Chase & Co. Full timeAs part of Compliance, Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly changing environment. CCOR provides independent oversight of the firm’s compliance, conduct, and operational risks and maintains a strong control environment. The work covers areas such as review...
-
Vice President
5 days ago
bangalore, India JPMorgan Chase & Co. Full timeCompliance, Conduct and Operational Risk – Tech & Cyber– Vice President JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the . Morgan and Chase brands. Our...
-
bangalore, India Goldman Sachs Full timeThe Risk division is responsible for credit, market and operational risk, model risk, independent liquidity risk, and insurance throughout the firm. Organization: Risk Division, Operational Risk Team / Role: Operational Resilience (Oversight & Challenge) Level/Location: Vice President, Bengaluru The Operational Risk Department at Goldman...
-
CB- WLS Ops
1 month ago
bangalore, India JPMorgan Chase & Co. Full timeJob Title: Loan Servicing Manager III Vice President – Servicing Production Short Job Description: As Loan and Agency Vice President in Operations Management, your primary focus will be managing the facilitation of syndicated loans of Fortune 500 companies through the deal closing process to help ensure they reach their financial goals. ...
-
Business / Operational Audit - Vice President
2 weeks ago
bangalore, India State Street Corporation Full timeBusiness / Operational Audit - Vice President Who we are looking for We are looking for a Vice President in State Street's Corporate Audit Team to provide leadership in executing Audit's assurance coverage. Corporate Audit's assessments include internal controls over financial and regulatory reporting;pliance with laws and regulations; andpliance with...
-
Vice President Operations
3 weeks ago
bangalore, India Texana World Full timeThe Vice President of Manufacturing is a strategic position responsible for executing the company's vision and mission, whose main task is to ensure the smooth management of the entire operations, growth, and long-term business continuity of the company. This role requires a strong strategic vision and the ability to formulate and implement effective...
-
bangalore, India Goldman Sachs Full timeTax – Tax Operations – Business Analyst – Vice President – Bengaluru YOUR IMPACT Are you looking for an opportunity to be part of a growing organization and work as part of a global team to drive strategy in a constantly changing environment? We are looking for a Vice President with tax experience to join the Tax Business Analyst team in...
-
Bangalore, India State Street Full timeWho we are looking forWe are looking for a Vice President in State Streetâs Corporate Audit Team to provide leadership in executing Auditâs assurance coverage. Corporate Auditâs assessments include internal controls over financial and regulatory reporting; compliance with laws and regulations; and compliance with significant corporate...
-
Vice President
2 weeks ago
bangalore, India Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Vice President
2 months ago
bangalore, India Zycus Full timeVice President - Human Resources (HUM03651) Human ResourcesBengaluruAbout UsZycus is a pioneer in Cognitive Procurement software and has been a trusted partner of choice for large global enterprises for two decades. Zycus has been consistently recognized by Gartner, Forrester, and other analysts for its Source to Pay integrated suite. Zycus powers its S2P...
-
Assistant Vice President, Disclosures Assurances
2 weeks ago
bangalore, India HSBC Full timeSome careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses...
-
Vice President, Risk Analytics
5 days ago
bangalore, India WELLS FARGO BANK Full timeAbout Wells Fargo Wells Fargo & Company is a leading financial services company that has approximately $1.9 trillion in assets and proudly serves one in three U.S. households and more than 10% of all middle market companies in the U.S. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial...
-
Assistant Vice President, Commercial Director
1 month ago
bangalore, India Genpact Full timeGenpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people –...
-
Vice President Banking
2 days ago
Bengaluru/ Bangalore, India Quest Junction Full timeApply for Vice President Banking, Quest Junction in Bengaluru/ Bangalore ,Hyderabad/ Secunderabad ,Kanpur ,Lucknow for 10 - 15 Year of Experience on TimesJobs.com.
-
Business Risk Manager
2 weeks ago
bangalore, India State Street Full timeWho We Are Looking For? The Business Risk Manager, Vice President is a valued partner in the Product Office in the identification, assessment, and mitigation of risk. This individual will support a framework of practices that enables a balance of commercial considerations with the risk excellence objectives established by business leadership and...
-
Business Risk Manager
1 week ago
Bangalore, India State Street Full timeWho We Are Looking For?The Business Risk Manager, Vice President is a valued partner in the Product Office in the identification, assessment, and mitigation of risk. This individual will support a framework of practices that enables a balance of commercial considerations with the risk excellence objectives established by business leadership and provides...
-
LIQ and Transformation
1 month ago
bangalore, India JPMorgan Chase & Co. Full timeJoin a team that supports your career growth, advancement and expanding opportunities! At JPMorgan Chase we take pride in valuing our employees’ individualities, while supporting an inclusive culture of teamwork. Job Summary: Your primary focus as Loan and Agency Vice President in Operations Management will be managing the facilitation of...
-
Chief Manager
2 weeks ago
bangalore, India Vitasta Consulting Pvt Ltd Full timeOperational Risk Manager Brief roledescription: * BusinessAudit * Operation risk process expert in NBFC orBanking (lending business). * Min Experienceshould be 8 Years High Operations RiskAudit General Risk Audit Banking Business Audit Legal &Regulatory risk Compliance Enterprise riskmanagementMedium Masters in FinanceRCSA.Low Complaints...
-
bangalore, India JPMorgan Chase & Co. Full timeYou will support the ongoing development of the Analytics framework by conducting industry research, defining requirements while conducting complex gap assessments between as-is vs. should-be processes. You will leverage your excellent communication skills to effectively share findings with business partners while driving teams toward robust set of delivery...
-
Compliance Specialist – Marketplace, IN-Legal
1 month ago
bangalore, India ASSPL - Karnataka Full timeAmazon's Legal Department is looking for a smart and talented lawyer to support our product compliance, restricted products and compliance operations teams in India.In this role, you will need to monitor, research, interpret product and trade regulations in India and develop and implement related compliance actions. You will also need to conduct...
