Fund Compliance

1 month ago

bangalore, India Amicorp BPO Full time
The role requires an experienced professional with proven KYC and AML experience in financial, accounting services or trust & fiduciary services. The role holder will primarily review documentation for customers and investors, evaluating high-risk relationships and analyzing potential financial crime risks. Successful candidate will ensure from the 1st Line of Defense perspective that the processes and policies are properly adhered to and whereby the office complies with applicable local laws and regulations, and supervisory requirements while identifying and solving issues to ensure the smooth running of the business.

Main Responsibilities

Ensures business is conducted in compliance with relevant laws, rules and regulations; Identifies and analyses business risks from the 1st Line of Defense perspective; The post holder will be responsible for timely and accurate KYC reviews based on jurisdictional guidelines set out by Amicorp. The ongoing updates, and monitoring of clients' and investors’ data as well as clients’ and investors’ activity. Additional due diligence checks may be required for client or investors dependent on the risk level. Communication directly with the clients, investors, and sales teams to obtain KYC documentation or validation. Implementation of any required change in Client data and resolution of any matters arising from the review Perform level of controls on compliance matters, such as transaction monitoring, client acceptance files, onboarding of clients and investors. Plays an active role in the maintenance and continuous improvement of the compliance governance framework. Prepares reports for the Board of Directors and the Management team. Remains updated on developments and changes concerning relevant regulatory and money laundering laws and regulations. Ensures adequate training of employees in relation to Compliance issues, including KYC and AML matters. Provision of support, advice and expertise to operational teams and management team in compliance matters. Perform name screening and analysis of alerts on possible compliance situations and provide recommendations accordingly. Act where requested as MLRO (Money Laundering Reporting Officer) or AMLCO (AML Compliance Officer) for the clients. Other Duties Undertake the role of director, trustee, nominee, manager, partner, secretary, authorized signatory or any related position in internal entities or client entities of Amicorp Group, where necessary and required by the Management. Undertake such other duties, related to the position, as may from time to time be agreed with Management.

Qualifications, skills, and experience

Bachelor’s Degree in Economics/Management/Business. Over 5 years’ previous experience of establishing and/or working in a compliance function. Proficiency in MS Office applications. Fluent English and effective communication with Clients (verbal & written). Highly organized and efficient at multi-tasking. Highly motivated, willing to work in both team and independent situations depending on current workload. Ability to work in a dynamic environment with changing priorities. Previous KYC/Anti-Money Laundering experience required. Previous Quality Assurance experience required. Previous client-facing experience required. Strong analytical, organizational and interpersonal skills. Excellent attention to detail. The ability to problem solve with minimal supervision.

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