AVP - Compliance & Secretarial

3 weeks ago

Mumbai, Maharashtra, India InCred Financial Services Full time

Role & responsibilities

Regulatory Compliance (RBI & IRDAI):

  • Ensure ongoing adherence to all applicable RBI NBFC and IRDAI regulatory guidelines.
  • Review and monitor timely and accurate filing of periodic returns and reports as per RBI regulations.
  • Handle timely submission of ad hoc regulatory data requests and maintain liaison with RBI officials for compliance-related matters.
  • Keep the company website and disclosures updated in line with regulatory requirements.

KYC/AML & PMLA Compliance:

  • Ensure compliance with KYC norms and PMLA regulations across customer onboarding and ongoing monitoring.
  • Support the implementation and oversight of KYC and AML software systems.
  • Conduct ML/TF (Money Laundering/Terror Financing) risk assessments and support suspicious transaction reviews.

Inspection & Audit Coordination:

  • Lead and manage regulatory inspections, particularly by the RBI, and ensure timely and accurate responses to queries.
  • Liaise with internal auditors and statutory auditors on compliance matters and provide necessary data support.
  • Ensure timely closure of audit observations and implementation of recommended actions.

Policy, Process & Product Oversight:

  • Review and update regulatory policies and compliance SOPs in line with legal and business requirements.
  • Oversee compliance across all business products to ensure alignment with RBI norms.
  • Review and vet loan documentation, customer-facing templates, and related legal documents from a compliance standpoint.
  • Ensure branch-level compliance is maintained uniformly across locations.

Compliance Monitoring & Testing:

  • Conduct periodic compliance testing and monitoring to evaluate adherence to internal and regulatory controls.
  • Continuously assess and enhance internal control mechanisms and streamline compliance processes.
  • Maintain a robust compliance risk framework, including timely reviews of the business model for emerging regulatory risks.

Preferred candidate profile

  • The ideal candidate should be a qualified CA, MBA, or CS with a strong understanding of RBI and IRDAI regulatory frameworks.
  • Prior experience in compliance roles within NBFCs or financial institutions is required.

  • Company Secretary- AVP

    7 days ago

    Mumbai, Maharashtra, India Premier Consultants Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Job Opportunity with a Leading NBFCNote: Candidates with Notice period of 30 DAYS or 60 DAYS are PreferredDesignation: Company Secretary- AVPLocation: MumbaiExperience: 6-10 YearsRole & Responsibilities:Convene and manage Board & Committee Meetings (Audit, NRC, Risk, CSR, IT Strategy) including agenda, notices, minutes, and resolutions.Handle shareholder...

  • AVP- Group Company Secretary

    4 days ago

    Mumbai, Maharashtra, India MS Forward Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Dear CandidateExcellent openingJob SpecificationsRole Designation: AVP -GROUP SECRETARIALDepartment: Company SecretaryFunction: Company SecretarialReporting to: Senior Vice President (CompanySecretary)Location: Malad West, MumbaiJob PurposeResponsible for maintaining the company's books of accounts, auditing tax returns, and ensuringadherence to all...

  • AVP-Group Company Secretary

    7 days ago

    Mumbai, Maharashtra, India MS Forward Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    Dear candidateExcellent openingJob SpecificationsRole Designation: AVP GROUPSECRETARIALDepartment: Company SecretaryFunction: Company SecretarialReporting to: Senior Vice President (CompanySecretary)Location: Malad West, MumbaiJob PurposeResponsible for maintaining the company's books of accounts, auditing tax returns, and ensuringadherence to all statutory...

  • AVP Compliance

    7 days ago

    Mumbai, Maharashtra, India Shapoorji Pallonji Finance Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    About the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions.This position is ideal for professionals with hands-on...

  • Secretarial & Compliance

    7 days ago

    Mumbai, Maharashtra, India Upman Placements Full time US$ 60,000 - US$ 1,20,000 per year

    We are looking for a motivated professional to join our Compliance team. The role includes handling secretarial and statutory compliance as per SEBI and Companies Act, 2013, while ensuring strong corporate governance and supporting Board/Committee meetings.Key Responsibilities:Prepare agendas, papers, and documents for Board/Committee/AGM meetings.Draft and...

  • Company Secretary

    4 days ago

    Mumbai, Maharashtra, India Stellar Talent Hr Consultancy Chennai Full time ₹ 2,00,000 - ₹ 28,00,000 per year

    Position: Company Secretary (Senior Manager / AVP)Location: MumbaiSalary: 20 25 LPAClient: A Client of Stellar Talent HR Consultancy LLPAbout the ClientOur client is a well-established name in the AMC / Mutual Fund and NBFC sector, known for its commitment to governance, compliance, and innovation. With a growing presence in asset management and lending...

  • Secretarial Compliance Manager

    4 days ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,61,76,000 - ₹ 2,42,64,000

    Job OverviewWe are seeking an experienced professional to manage our secretarial and compliance functions.Key Responsibilities:Manage secretarial activities, ensuring timely completion of tasks and adherence to regulatory requirements.Oversee the implementation and maintenance of effective compliance policies and procedures.Collaborate with internal...

  • Secretary - Compliance Specialist

    4 days ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 1,50,00,000

    Key Secretary RolesThe role of a secretary is pivotal in ensuring the smooth functioning of our organization. The successful candidate will be responsible for secretarial compliances across all group and joint venture companies.Key Responsibilities:Conduct Board and Shareholders Meetings and prepare minutes thereof.Ensure compliance with corporate laws,...

  • SM - Secretarial and Compliance

    7 days ago

    Mumbai, Maharashtra, India Avant Garde Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    Looking candidate from NBFC,BFSI, PSU sector. The candidate will oversee and remain responsible for end-to-end activities in Secretarial, Compliance and CSR functions. Candidate should be independently able to manage and lead the team of professionals and report to HoD (CS & Compliance Officer). Skill, Knowledge & Trainings: Expert knowledge and work...

  • Company Secretary and Compliance Officer

    7 days ago

    Mumbai, Maharashtra, India BlueStone Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    Job Description:Drive end-to-end secretarial reporting to the CFO Coordinating with investors and board members for board meetings, resolutions etc. Record, prepare and maintain minutes, registers and all statutory documents as required Manage and ensure all companies act and secretarial compliances. Coordinate with relevant internal and external...