Asset Management

2 months ago


Mumbai, India Avendus Full time

KEY AREAS OF RESPONSIBILITY


  • Assist in day-to-day administrative and operational functioning across the Asset management business for AIF
  • Investor onboarding – Perform initial level world checks, KYC documents check. Co-ordinate with various RTA agents for investor on boarding
  • Assist in review of documentation Transfer & Transmission cases, Pledge / UnPledge, updating bank records, updating nominee details
  • Coordinate with Auditor for Statutory audit, Internal audit and PPM audit
  • Cash Management – Assist in cash management of various funds. Prepare and send cash transfer instructions for daily expenses / investments
  • Assist in various regulatory compliances
  • Income Tax : FATCA Compliance etc.
  • SEBI : SEBI AIF compliance, SEBI monthly / quarterly regulatory return preparation and
  • filing, etc.
  • RBI : Filing form DI and form DPIIT intimation when investments are done, InVI report filing, Annual FLA return filing etc.
  • Preparation and review of Distributor Fees Viz. Trail Fees,Claw back etc.
  • Investor Servicing : Send SOA to Investors, solving Investor queries, provide investor specific reports
  • Distributor Servicing : Assist distributor on boarding investor, Distributor query resolution etc.


EXPERIENCE & SKILLS REQUIRED


  • CA with 1 - 2 years or CA Inter with 2 - 4 yrs of relevant experience or graduate/post-graduate with 4 to 6 years of relevant experience
  • Working Knowledge of SEBI AIF / PMLA / UBO regulations
  • Good communication skills
  • Strong command of MS Office


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