Senior Lead Risk Management

2 weeks ago

gurugram, India Ameriprise Financial Full time
Person will be responsible for managing 'Risks & Controls' function for the BU which includes identification/ evaluation of new/existing potential risk items, setting-up/ evaluation of new/ existing control structures, testing process/ control effectiveness, and working with various teams/ leadership/ business partners to address opportunity areas and ensuring BU remains compliant on all aspects, on an ongoing basis. Role also demands driving a lot of awareness/ coaching on this front and driving a strong 'Culture of Compliance'.

Key Responsibilities
1) Process/ Procedure Inventory Management - Should have a deep understanding of the business processes/ procedures and ensure -
- Effectiveness and relevance - of processes/ procedures at all times
- Adequacy - Ongoing evaluation to ensure inventory is adequate and covers all existing/ new areas
- Documents review - as per the defined frequencies/ other triggers and enable changes (if applicable), as per process guidelines 
2) Risk & Controls Management - 
- Ongoing risk assessment/ Work with business leaders/ process owners to review/ update Risks & Controls Inventory, on an ongoing basis
- Controls adequacy and effectiveness -Establishing controls/ Ensuring all the controls are working as expected and risks are managed appropriately
- Managing deviations/ risk events, closure of each instance appropriately and also ensuring leadership awareness on BU status, regularly
3) Change Management
- Ensuring process implementation for each applicable item, including pre/ post change implementation steps
- Coordinating with relevant parties to ensure all sign-offs are taken and retained for record purposes
- Maintaining change log and other required evidences as defined in the process and reporting the status to the leadership team
4) Feedback Sharing/ Manage Consequence Management Process
- Provide detailed/constructive feedback on all the relevant process deviations and work with the employees/teams to close the gaps areas
- Implement Consequence Management Process, as applicable, and report status to relevant parties on a regular basis
- Retain data/ evidences as per data retention policy
5) BU Awareness/ Coaching - on updates/ process adherence and driving a stronger culture of compliance. Some examples (but not limited to) are
- Reiteration of critical to-dos using huddles, emails, and other creative methods
- Policy/ Process/ Procedure updates - covers all relevant BU specific as well as organization level areas 
- Themes derived basis the opportunities/ gaps identified from the internal checks
6) Projects & Initiatives - 
- Support as a SPOC on some critical areas like BUCL, LEAN, ADTRAX, ISO etc.
- Value Addition - Suggest/ enable implementation creative ways to enhance control effectiveness, elimination/ minimization of risk etc.
- Other areas - as assigned from time to time
- Other areas - as assigned from time to time
7) Skill-set Upgradation - On an ongoing basis to stay up-to-date on all aspects and ensure support to the teams on all relevant areas and contribute toward value addition
8) Administrative work - responding to emails, managing trainings completion etc.
Required Qualifications
- Graduation
- Should have deep understanding of the business - Policies/ Procedures & Processes and applicable risks/controls 
- Thought Leadership Skills - to manage risks and controls appropriately, think out of the box to eliminate/ minimize risks and enhance efficiency and effectiveness of processes/ controls etc.
- Results Leadership Skills - Should be able to manage execution of KRAs/ Projects/Initiatives, end-to-end and deliver results as expected
- People Leadership Skills - Should be able to drive a strong culture of compliance by working with the employees/ leaders/ business partners
- Self Leadership Skills - Proactive/ Disciplined approach to ensure timely completion of projects/ initiatives, on a consistent basis
- Coaching/ Effective feedback delivery skills
- MS Office skills
- Ability to work independently & manage multiple tasks
- Attitude to go above and beyond to help the team meet/exceed the objectives


Preferred Qualifications

- Series 7

- Skills to contribute toward full/ Partial automation of controls etc.
- Any relevant certification/ qualification 
- Relevant working experience 
- Masters degree or equivalent

About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Business Support & Operations

  • Senior Manager

    3 days ago

    Gurugram, India Aviva India Full time

    Purpose: The jobholder has the following responsibilities:To lead and manage the operational risk management framework for Aviva India Life Insurance ensuring its alignment with industry best practices, Aviva Group framework and regulatory requirements. To proactively identify, assess and mitigate operational risks across all business functions within the...

  • Senior Manager

    2 days ago

    Gurugram, India Aviva India Full time

    Purpose: The jobholder has the following responsibilities: To lead and manage the operational risk management framework for Aviva India Life Insurance ensuring its alignment with industry best practices, Aviva Group framework and regulatory requirements. To proactively identify, assess and mitigate operational risks across all business functions within...

  • Senior Manager

    2 days ago

    Gurugram, India Aviva India Full time

    Purpose: The jobholder has the following responsibilities:To lead and manage the operational risk management framework for Aviva India Life Insurance ensuring its alignment with industry best practices, Aviva Group framework and regulatory requirements. To proactively identify, assess and mitigate operational risks across all business functions within the...

  • Senior Manager

    4 weeks ago

    gurugram, India Marsh McLennan Companies Full time

    Description: Marsh is hiring for below position for Mumbai location Senior Manager - Risk Consulting What can you expect: Emerging Risk: Help build out the value proposition for emerging risks. Perform extensive research to augment the quantitative and quantitative outputs with market intelligence. Project Contribution: ...

  • Manager-Risk Management

    3 weeks ago

    Gurugram, India American Express Full time

    You Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create...

  • Manager-Risk Management

    3 weeks ago

    gurugram, India AMEX Full time

    You Lead the Way. Weve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, youll learn and grow as we help you create a...

  • Manager-Risk Management

    4 weeks ago

    Gurugram, India AMEX Full time

    You Lead the Way. Weve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, youll learn and grow as we help you create a...

  • Senior Lead Risk Management

    2 weeks ago

    Gurugram, India Ameriprise Financial Full time

    Person will be responsible for managing 'Risks & Controls' function for the BU which includes identification/ evaluation of new/existing potential risk items, setting-up/ evaluation of new/ existing control structures, testing process/ control effectiveness, and working with various teams/ leadership/ business partners to address opportunity areas and...

  • Senior Analyst-Operations Risk Management

    1 week ago

    gurugram, India American Express Full time

    You Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you...

  • Manager- Outsource Risk

    1 month ago

    Gurugram, India Home Credit India Full time

    Objective (Purpose of the Job)The incumbent will be a part of Risk Management Function in Portfolio Management & Operational Risk Department with focus on Outsourcing/Vendor/Third party risk management Key Responsibilities:The incumbent will work with a team of risk professionals in India and will be responsible for identifying, measuring, monitoring, and...

  • Manager- Outsource Risk

    4 weeks ago

    Gurugram, India Home Credit India Full time

    Objective (Purpose of the Job)The incumbent will be a part of Risk Management Function in Portfolio Management & Operational Risk Department with focus on Outsourcing/Vendor/Third party risk management Key Responsibilities:The incumbent will work with a team of risk professionals in India and will be responsible for identifying, measuring, monitoring, and...

  • Manager- Outsource Risk

    4 weeks ago

    Gurugram, India Home Credit India Full time

    Objective (Purpose of the Job) The incumbent will be a part of Risk Management Function in Portfolio Management & Operational Risk Department with focus on Outsourcing/Vendor/Third party risk management Key Responsibilities: The incumbent will work with a team of risk professionals in India and will be responsible for identifying, measuring, monitoring,...

  • Risk Advisory Internal Audit Senior Manager

    4 weeks ago

    gurugram, India KPMG India Full time

    About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in...

  • Risk Advisory Internal Audit Senior Manager

    1 month ago

    Gurugram, India KPMG India Full time

    About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in...

  • Analyst - Risk Management

    4 weeks ago

    Gurugram, India AMEX Full time

    You Lead the Way. Weve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, youll learn and grow as we help you create a...

  • Analyst - Risk Management

    4 weeks ago

    Gurugram, India American Express Full time

    You Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create...

  • Manager- Third Party Risk

    1 week ago

    Gurugram, India Home Credit India Full time

    Objective (Purpose of the Job)The incumbent will be a part of Risk Management Function in Portfolio Management & Operational Risk Department with focus on Outsourcing/Vendor/Third party risk managementKey Responsibilities:The incumbent will work with a team of risk professionals in India and will be responsible for identifying, measuring, monitoring, and...

  • Manager- Third Party Risk

    3 weeks ago

    Gurugram, India Home Credit India Full time

    Objective (Purpose of the Job)The incumbent will be a part of Risk Management Function in Portfolio Management & Operational Risk Department with focus on Outsourcing/Vendor/Third party risk managementKey Responsibilities:The incumbent will work with a team of risk professionals in India and will be responsible for identifying, measuring, monitoring, and...

  • Foreign Currency Risk Manager

    3 days ago

    Gurugram, India Maruti Suzuki India Limited Full time

    Job Title : Foreign Currency Risk Manager (Manager/ Senior Manage level) Location : Gurgaon Department : Treasury department, Finance Reports to : Head of Treasury, Qualifications : CA with minimum experience of 6 years in the area of treasury 3 years Job Overview: We are seeking a highly skilled Foreign Currency Risk Manager to join our...

  • Senior Analyst-Risk Management

    4 weeks ago

    Gurugram, India American Express Full time

    You Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create...