Associate - Business Analyst - AML/KYC Controls

3 weeks ago

mumbai, India JPMorgan Chase & Co. Full time

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. Information about JPMorgan Chase & Co. is available at .

AML/KYC Governance & Oversight team provides oversight and guidance so that the business delivers Anti-Money Laundering (AML) and Know-Your-Customer (KYC) strategies to assure our product and our customer base are fully compliant with Bank Secrecy Act (BSA), PATRIOT Act and FINRA requirements. AML/KYC Oversight works closely with various groups, such as AML/KYC Operations, Business Development and Relationship Management teams to deliver ongoing requirements for capturing, reporting and monitoring compliance with regulatory standards. 

Team is responsible for Anti Money Laundering (AML) strategic initiatives/projects to meet regulatory obligations. This will include conducting research, analysis and providing qualitative/quantitative insights to lead and direct the projects and initiatives to meet our AML/KYC Standards. The role requires coordination with cross functional partners: Project Teams, Compliance, Technology, Training, Communications, Legal, AML Operations and the Business. Team members are responsible to be knowledgeable of AML/KYC policies and standards to ensure projects and initiatives are within compliance and mitigate the AML/KYC risks to an acceptable level.

This role will primarily support the Consumer Bank business. The individual will work in an agile environment and partner with senior leadership to deliver a best in class AML program. Responsibilities will include AML/KYC risk and controls oversight, overall AML/KYC governance, compiling metrics for presentation to senior management, partnering with technology teams to enhance banking applications/operations case management software, and indirect oversight of AML/KYC operations team.

Role Responsibilities:

Works closely with Subject Matter Experts to understand reporting needs Develops use cases and acceptance criteria to demonstrate and validate that functionality being delivered fulfills business requirements Ability to query and display large data sets while maximizing the performance of workbook. Advanced Tableau development skills required Knowledge of Alteryx Ability to interpret technical or dashboard structure and translate complex business requirements to technical specifications Provide guidance and support to Individual Contributors on research and analytical recommendations on business and/or technology requirement documents. Create and sponsor Business Requirement Documents; influence appropriate prioritization throughout the development process. Positively and creatively influence change and champion mission critical change initiatives; prepare and help others to anticipate and manage through change Responsible for coaching and mentoring less experienced team members and operations partners.  Work has a major impact on the corporation/LOB. Prioritization of deliverables based on priority, staffing, competing projects and activities. Maintain oversight of AML/KYC Operations; including development/enhancement of processes, procedures, and systems.

Qualifications:

Bachelor’s degree or equivalent experience required Minimum of 5 years of financial service experience in controls, audit, quality assurance, risk management, or AML/KYC preferred. Experience in agile product delivery and working across global teams preferred Ability to work non-typical schedule to accommodate partners in various time zones and ability to travel as required (both domestically and internationally)  Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio) required and data analytics preferred using Excel, Access

Skills

Business knowledge - ability to understand the business / knowledge of regulation surrounding business Communication/presentation - excellent written and verbal communication skills with an ability to influence business leaders in a meaningful and actionable manner Networking – exceptional interpersonal skills; exceptional collaboration and relationship building skills Highly organized and able to manage multiple deliverables in concert with one another Work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment Process analysis / design acumen – ability to understand a process and associated risk to inform control design  Problem solving / Analytical skills - solid critical thinking, attention to detail and analytical skills; able to synthesize large amounts of data and formulate appropriate conclusions  Understanding root cause / identifying control breaks. Developing timely and sustainable solutions

  • Team Lead AML/KYC

    1 month ago

    Mumbai, India DBS Bank Full time

    Team Lead AML/KYC-(WD50580) Job Description Job Purpose The job is to manage the Risk & Governance associated with KYC / AML for Institutional Banking Group. It also includes Data submission to regional office Regulatory Correspondence (RBI Audit – KYC AML), Concurrent Audit – (KYC AML), Implementation of new initiatives projects / initiatives....

  • KYC Analyst

    1 month ago

    Mumbai, India 9478 Deutsche India Private Limited Full time

    Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (‘AML’) and Anti Financial Crime (‘AFC’) areas and ensures any changes...

  • Associate, Compliance

    6 days ago

    Mumbai, India Ares Management Corporation Full time

    Description Primary functions and responsibilities Conducting period reviews of existing customers, to confirm the information on file, reconfirm customers ownership structure, conduct PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness. Prepare documentation to support reviews conducted and to...

  • Associate- AML KYC

    4 days ago

    navi mumbai, India Apex Group Full time

    Description Do you have transfer agency processing experience, and are you seeking a new full-time job in Pune? Apex Group is looking for an Associate - AML/KYC and the hybrid role comes with an attractive salary and benefits package, along with the chance to progress your career at a thriving company. The Transfer Agency Department provides Fund...

  • Associate, Compliance

    6 days ago

    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Associate, Compliance

    6 days ago

    mumbai, India Ares Management Corporation Full time

    Description Primary functions and responsibilities Conducting period reviews of existing customers, to confirm the information on file, reconfirm customers ownership structure, conduct PEP/negative news and sanctions check to ensure KYC completeness, accuracy and quality/readiness. Prepare documentation to support reviews conducted and...

  • Senior KYC Associate

    10 hours ago

    Mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC AssociateLocation:BKC, Mumbai, IndiaExperience:8-10 years in KYC & AMLOur client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian equities.Position...

  • Senior KYC Associate

    2 days ago

    Mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC AssociateLocation: BKC, Mumbai, IndiaExperience: 8-10 years in KYC & AMLOur client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian...

  • Senior KYC Associate

    10 hours ago

    mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC Associate Location: BKC, Mumbai, India Experience: 8-10 years in KYC & AML Our client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian equities....

  • Senior KYC Associate

    1 day ago

    Mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

    Job title: Senior KYC AssociateLocation: BKC, Mumbai, IndiaExperience: 8-10 years in KYC & AMLOur client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian...

  • Kyc Associate

    1 month ago

    Mumbai, India Deutsche Bank Full time

    **Job Title**: - KYC Associate **Location**: - India **Role Description** A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In...

  • KYC Operations Intmd Analyst

    4 days ago

    Mumbai, India Citi Full time

    The KYC Operations Intmd Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at...

  • Senior KYC Analyst

    3 weeks ago

    mumbai, India M&G Full time

    To work collaboratively with colleagues and take personal accountability to maintain and enhance controls you are responsible for to support improvement of the overall control environment, customers outcomes and a reduction in M&G’s operational risk. • Assessment of KYC files (completeness of documentation on file, analysis of powers of authorised...

  • Senior KYC Analyst

    3 weeks ago

    Mumbai, India M&G Full time

    To work collaboratively with colleagues and take personal accountability to maintain and enhance controls you are responsible for to support improvement of the overall control environment, customers outcomes and a reduction in M&G’s operational risk. • Assessment of KYC files (completeness of documentation on file, analysis of powers of authorised...

  • KYC Operations Intmd Analyst

    4 days ago

    mumbai, India Citi Full time

    The KYC Operations Intmd Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at Citi....

  • KYC Operations Intmd Analyst

    4 days ago

    Mumbai, India Citi Full time

    The KYC Operations Intmd Analyst is an intermediate-level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at Citi. ...

  • SMB KYC Quality IPR Analyst 2

    4 days ago

    Mumbai, India Citi Full time

    KYC Operations Analyst 2 is an intermediate-level position responsible for KYC monitoring, governance, oversight, and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at Citi. Team is responsible for performing...

  • KYC Operations Analyst 1

    4 weeks ago

    mumbai, India Citi Full time

    The KYC Operations Analyst 1 is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to assist in the development and management of a dedicated internal KYC (Know...

  • CCB KYC Maker

    1 month ago

    Mumbai, India Citi Full time

    The KYC Operations Analyst 1 is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to assist in the development and management of a dedicated internal KYC (Know...

  • Officer - KYC Business Application Intermediate Analyst - MUMBAI (Hybrid)

    3 weeks ago

    Mumbai, India Citi Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. AtCiti, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and...