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Senior KYC Associate

1 month ago

mumbai, India RAREFIND HR CONSULTING PRIVATE LIMITED Full time

Job title: Senior KYC Associate

Location: BKC, Mumbai, India

Experience: 8-10 years in KYC & AML


Our client is a leading international financial services company that supports mid-market entrepreneurs, corporates, and private equity firms. They provide exceptional equity analysis, ideas, and execution services for investors interested in Indian equities.


Position Summary: We are looking for a Senior KYC Associate with around 10 years of experience in KYC & AML. The ideal candidate will have a deep understanding of SEBI regulations and a proven ability to perform comprehensive KYC and AML checks across various client types.


Key Responsibilities:

  • Perform end-to-end KYC & AML checks for clients, including FPI, Corporate, Fund, FDI, and Family Trusts, in line with SEBI and internal company policies.
  • Download documents from the KRA portal.
  • Support KYC and AML checks across all business lines (Equity, Corporate Finance, and Private Credit).
  • Conduct screening checks on clients and related parties, coordinating with compliance and business units for approvals.
  • Monitor the onboarding pipeline and dashboard to ensure accurate data for management review.
  • Conduct periodic reviews for clients classified as Low, Medium, and High Risk.
  • Coordinate with clients and internal teams for trade account setup.
  • Monitor overnight screening systems and ensure effective screening processes.
  • Support in-house fund onboarding for investors.
  • Manage third-party vendor onboarding (outsourcing and suppliers for the company).
  • Maintain a good understanding of SEBI circulars.


Knowledge and Skills Required:

  • 8-10 years of work experience with a deep understanding of relevant SEBI circulars for FPI & KYC.
  • Expertise in client onboarding & KYC for Equities, Fixed Income, and IBD Advisory clients.
  • Strong understanding of the PMLA Act.
  • Excellent command of written and spoken English.
  • Proficient in PC skills with the ability to quickly learn new software.
  • Proven ability to work independently.
  • Intermediate technical skills, including proficiency in Microsoft Excel, Word, and PowerPoint.
  • Strong analytical skills and excellent attention to detail.
  • Ability to work effectively as a team player and contribute to team goals.

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