Compliance Specialist
1 month ago
Dear Applicants,
Job responsibilities :
• Possess expertise in key areas of Capital Markets and Asset Management, such as Investment Compliance, Trade and Market Surveillance, Conduct Risk, Security Operations, and Wealth Management Operations.
• Knowledgeable about U.S. and International Banking or Capital Markets regulations (e.g., SEC, FINRA, DOL, FCA, CFTC, EBA).
• Understand financial products across asset classes, including Equities, Fixed Income, Currency, and Derivatives.
• Collaborate with subject matter experts in risk management to assess capability gaps, design future states, and outline implementation strategies.
• Lead large transformation/implementation projects, including requirement gathering, data analysis, and gap analysis, converting business requirements into functional specifications, and coordinating testing.
• Support the implementation of complex regulatory initiatives (e.g., Basel IV, CCAR, FRTB, CECL, Libor transition) by drafting position papers, business and functional requirements, test plans, and user guides.
• Conduct capital and liquidity assessments and support capital optimization programs.
• Validate capital plans, resolution plans, and QIS submissions.
• Develop risk registers, conduct RCSAs, define KRIs, and manage risk scenario libraries and analyses.
• Establish/review processes, controls, and technology infrastructure for regulatory report production/attestation (e.g., FR-Y14A/Q/M, FR-Y9C, FFIEC 101, COREP, FINREP, FR2052a, LCR, NSFR).
• Understand risk regulatory frameworks of major economies (e.g., US, EU) and principles such as Basel II/III, Dodd Frank, ICAAP, MIFID II, IFRS9, PSD2.
• Manage program management offices for large change management initiatives.
• Optimize AML & KYC processes, focus on Fraud Risk Management, Compliance Analytics, Enterprise Risk Management, Data Analysis & Aggregation, Trade Surveillance, and Robotic Process Automation.
• Support pursuits and market-facing eminence efforts.
• Engage in stakeholder management and problem-solving with strong communication skills.
Required skills
• 4-8 years of experience in any/all the above areas is preferred:
• Working for financial services consulting firm, a large bank, or broker-dealer
• Working for the U.S. or International Banking or Capital Markets Regulator (e.g. SEC, CFTC, EBA, FCA etc.)
• Exposure to working in globally distributed workforce environment including onshore and offshore.
• Excellent communication and interpersonal skills to discuss requirements and their solutions with Front office users such as PM and Traders
Qualification
• Master’s degree in Finance/ Master of Business Administration (MBA)
• Bachelor’s degree in Engineering, or other related technical discipline
• FRM and/or CFA certification preferred
-
Aurangabad, Maharashtra, India Straive Full timeAbout StraiveStraive is a forward-thinking organization that values innovation and excellence in all its endeavors.We are currently seeking a skilled Senior Chemical Regulatory Compliance Specialist to join our team.
-
Talent Acquisition Specialist
1 month ago
Aurangabad, India Sansaone Full timeWe are seeking a motivated Talent Acquisition Specialist to join our team in Hyderabad. In this role, you will recruit top talent across industries, ensuring a seamless hiring experience. If you are passionate about talent acquisition and eager to grow in a dynamic environment, we encourage you to apply.Job Title: Senior Talent Acquisition...
-
Medical Billing Specialist
4 weeks ago
Aurangabad, Maharashtra, India My Care International Full timeAt My Care International, we are seeking an experienced Medical Billing Specialist to join our team. This role is responsible for managing accounts receivable, ensuring timely follow-up on unpaid claims, and resolving billing issues.The ideal candidate will have a strong understanding of medical billing software and MS Office Suite (Excel, Word, Outlook)....
-
Mortgage Specialist
4 weeks ago
Aurangabad, Maharashtra, India Global Assist Full timeWe are seeking a highly organized and detail-oriented Mortgage Specialist to join our team at Global Assist. As a key member of our Global Support Team, you will be instrumental in delivering exceptional services that drive business growth.The role involves supporting mortgage brokers with loan processing tasks such as:Completing servicing calculations under...
-
Financial Services Specialist
4 weeks ago
Aurangabad, Maharashtra, India Global Assist Full timeJob Title: Financial Services SpecialistWe are seeking an experienced Financial Services Specialist to join our team at Global Assist. As a key member of our Global Support Team, you will play a vital role in delivering exceptional services that drive business growth.The role involves supporting mortgage brokers with loan processing tasks such as:Performing...
-
Financial Operations Specialist
3 weeks ago
Aurangabad, Maharashtra, India Corenza Full timeAbout CorenzaWe are a thriving network connecting businesses with mentors, advisors, and resources to fuel growth. Over the years, we have driven substantial investments and exponential value creation, providing strategic and executional support to help ventures achieve their goals.Key Responsibilities:We are seeking a highly skilled Financial Operations...
-
Human Resources Operations Specialist
1 month ago
Aurangabad, India Blue Polaris, formerly Decision Management Solutions Full timeJob Title: HR Operations SpecialistLocation: PuneJob Type: Full-timeJob Summary:We are seeking a highly motivated and detail-oriented HR Operations Specialist to join our dynamic team. In this role, you will support global HR operations and general operations tasks, with a strong emphasis on utilizing advanced Excel functions and VBA scripting to improve and...
-
Cyber Security Project Specialist
2 days ago
Aurangabad, Maharashtra, India RED Global Full timeCyber Security Project SpecialistWe are seeking a highly skilled Cyber Security Business Analyst to join our project team in the USA.The ideal candidate will have 8+ years of experience working on Cyber Security projects and possess strong business analysis skills.Key Responsibilities:Work closely with risk, compliance, technology, and operations...
-
Loan Processing Specialist: Expert Role
4 weeks ago
Aurangabad, Maharashtra, India Global Assist Full timeMortgage Loan ProcessorDrive business growth with Global Assist as a key member of our Global Support Team. As a Loan Processing Specialist, you will deliver exceptional services that drive results.This role involves supporting mortgage brokers with loan processing tasks such as:Calculating servicing scenarios under different conditionsValuing and pricing...
-
Loan Processing Specialist
4 weeks ago
Aurangabad, Maharashtra, India Global Assist Full timeJob Title: Loan Processing SpecialistWe are seeking an experienced Loan Processor to join our Global Support Team at Global Assist.This key role involves supporting mortgage brokers with loan processing tasks such as:Calculating servicing values under different scenariosConducting valuations and pricing analysesUndertaking policy reviewsManaging team members...
-
Talent Acquisition Specialist
1 month ago
Aurangabad, Maharashtra, India NexTech Minds Full timeAbout NexTech MindsNexTech Minds is a pioneering STEM education company dedicated to revolutionizing the learning experience for students of all ages.Our comprehensive curriculum spans six key areas: Robotics, AI and Machine Learning, Coding and Programming, Electronics, Gaming and Animation, and Design Thinking.We foster a dynamic and engaging learning...
-
Manager - Sourcing (QA Outsourcing)
1 month ago
Aurangabad, India Arvind Limited Full timePosition OverviewWe are seeking an experienced Quality Assurance Specialist for Knits Garmenting Outsourcing. The ideal candidate will oversee quality processes, ensure adherence to garmenting standards, and manage relationships with outsourcing partners to deliver exceptional knitwear products. This role requires expertise in garment construction, knitting...
-
Protection Specialist
4 weeks ago
Aurangabad, Maharashtra, India SINCLUS Full timeSafety Officer OpportunityAt Sinclus Engineering & Consulting Pvt Ltd, we specialize in providing top-notch staffing services to our domestic clients since 2004. If you're passionate about delivering exceptional results and ensuring workplace safety, this might be the perfect role for you.We are seeking a highly skilled Safety Officer to join our team at...
-
Fraud Specialist
4 months ago
Aurangabad, India Genpact Full timeMinimum qualifications • Candidate should have at least 0-3 years’ experience performing Banking/Dispute Investigations in the debit and/or credit card industry • Keen attention to detail & risk identification • Basic knowledge of Banking Industry & Regulatory Environment with in-depth knowledge of Regulations E, Z, CFPB, FACTA and FCRA • Working...
-
Aurangabad, Maharashtra, India dss+ Full timeAbout the Role: dss+ is seeking a highly skilled and experienced Dynamics 365 Finance and Operations Functional Consultant to lead high-impact projects. As a key member of our team, you will optimize business processes and drive organizational efficiency.Responsibilities: Project Leadership: Manage D365 F&O projects from initiation through completion,...
-
Cloud Architect
2 weeks ago
Aurangabad, India Growel Softech Pvt Ltd Full timeCloud Architect Location: India/remote,4hrs overlap with PST timezone Mode:FTE Required skills 10+ years of professional experience in IT, with at least 5 years focused on cloud architecture and implementation Deep expertise in major cloud platforms (AWS, Azure, Google Cloud Platform), with a preference for Azure. Strong understanding of cloud...
-
Social Media Influencer
7 months ago
Aurangabad, India Polarize Network Full timeWe are seeking a dynamic and experienced Influencer Marketing Specialist to collaborate with influential individuals within the crypto and blockchain industry. As a key member of our marketing team, you will be responsible for identifying, engaging, and managing relationships with influencers who can effectively promote Polarize Network, a leading company in...