Compliance Testing Manager
4 weeks ago
Job Title: Compliance Testing ManagerDepartment: ComplianceLocation: MumbaiReporting To: Senior Compliance ManagerPositions : 1Job Purpose:To ensure the bank's operations, products, and services comply with applicable regulatory requirements through structured compliance testing. The role involves planning, executing, and reporting on compliance testing activities, identifying gaps, and recommending corrective actions.Key Responsibilities:Compliance Testing Execution:- Develop and implement the annual compliance testing plan. - Conduct compliance reviews across business units, branches, and new products. - Perform control testing to assess adherence to regulatory and internal standards.Reporting & Documentation:- Draft detailed testing reports with observations and management responses. - Maintain MIS and dashboards for open issues, aging, and resolution timelines. - Present findings to senior management and compliance committees.Stakeholder Engagement:- Collaborate with business units to ensure timely closure of compliance gaps. - Guide teams on remediation plans and monitor progress.Regulatory Monitoring:- Stay updated on regulatory changes and assess their impact on testing scope. - Support in updating testing methodologies and frameworks accordingly.Team Collaboration:- Work closely with various teams. - Mentor junior compliance staff and support cross-functional initiatives.Qualifications & Experience:- Bachelor’s degree in Finance, Business Administration, or related field. - 5–8 years of experience in compliance testing, auditing, or risk management within the banking sector. - Strong understanding of RBI guidelines, AML/KYC norms, and other banking regulations. - Professional certifications like CCEP, CRCM, or ICA (preferred).Skills Required:- Regulatory knowledge and interpretation - Risk-based testing methodology - Analytical and problem-solving skills - Strong communication and report writing - Stakeholder management - Attention to detail and organizational skillsPreferred Attributes:- Experience in IT/ISG compliance testing is a plus. - Ability to work independently and manage multiple testing engagements. - Proactive approach to identifying and mitigating compliance risks.
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Test Manager
3 weeks ago
New Delhi, India Deloitte Full timeRole Overview:The Legal and Compliance Test Manager will be responsible for planning, executing, and managing control testing and monitoring activities to assess compliance with regulatory requirements and internal policies. The role involves working closely with Compliance, Risk, and Audit teams to ensure an effective control environment across Client...
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Test Manager
2 weeks ago
New Delhi, India Deloitte Full timeRole Overview:The Legal and Compliance Test Manager will be responsible for planning, executing, and managing control testing and monitoring activities to assess compliance with regulatory requirements and internal policies. The role involves working closely with Compliance, Risk, and Audit teams to ensure an effective control environment across Client...
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Relationship Manager
2 days ago
New Delhi, India Tax Manager Full timeJob Title: Relationship Manager - Sales Location: Corporate Office - Naraina Vihar (Above Naraina Metro Station), New Delhi Employment Type: Full-Time | Permanent Industry: Financial Services | Fintech Salary- 25k to 40k Key Responsibilities: Acquire and onboard new clients by understanding their tax and financial needs. Maintain strong client relationships...
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Compliance Manager
4 weeks ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance Manager Position Type: Full Time, Permanent Department: Compliance Location: Gurgaon, New Dehli Reporting to: Global Head of Compliance Job Summary We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance. This...
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Licensing Officer
5 days ago
Delhi, Delhi, India JR COMPLIANCE AND TESTING LABS Full time**JR Compliance** is seeking a **detail-oriented and experienced Licensing Officer** to join our dynamic **licensing regulatory & Regulatory team**. You will play a crucial role in ensuring our legal and financial services operations comply with all relevant licensing and regulatory requirements. **Key Responsibilities**: - **Manage the entire licensing...
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Legal Advisor
2 weeks ago
Delhi, Delhi, India JR COMPLIANCE AND TESTING LABS Full time**Responsibilities**: 1. Provide legal guidance and support to various departments within the organization. 2. Review and draft contracts, agreements, and other legal documents. 3. Conduct legal research on a variety of topics and provide analysis and recommendations. 4. Assist in the development and implementation of company policies and procedures to...
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Manager / Assistant Manager — Compliance
1 week ago
New Delhi, India Tradeswift Group Full timeWe’re Hiring: Compliance (Manager/Asst. Manager)Trust is our first KPI. AtTRADESWIFT , we’re looking for aCompliance (Manager/Asst. Manager)to keep our Broking & PMS operations watertight—translating regulations into clear processes and building a culture of “do it right, every time.”You’ll contribute:regulatory monitoring & reporting...
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New Delhi, India MUFG Full timeAbout UsMitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,700 locations in more than 50 markets. The Group has over 180,000 employees and offers services including commercial banking, trust banking, securities, credit...
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Manager Compliance
2 days ago
New Delhi, India questW Full timeThis is a full time role with our global client in Gurgaon.KRAs -Regulatory & Statutory Compliance• Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicablelaws for NBFCs.• Monitor changes in regulations and implement required policy/procedure updates.• Prepare and file statutory returns (RBI, MCA, FIU, etc.) within...
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Regulatory Compliance Manager
4 weeks ago
New Delhi, India Pine Labs Full timeManager – Regulatory ComplianceThose who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.ROLE PURPOSE We are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business...
