
Mirae Assets Sharekhan
2 weeks ago
Direct Responsibilities:
- Develop, implement, and manage the company's Regulatory compliance requirements.
- Conduct regular audits and risk assessments.
- Implementation of all regulatory changes
- Stay updated with regulatory changes and ensure company policies are updated accordingly.
- Prepare and submit compliance reports to regulatory bodies.
- Collaborate with internal and external stakeholders to address compliance issues.
- Ensuring SEBI compliances for Broking, Research Analyst, PMS, Depository Participant.
- Co-ordinating with Exchanges, Depositories, SEBI for various inspections and responding to queries.
- Co-ordinating with Internal auditors, systems/cyber auditors and various other audits.
- Guiding the internal stakeholders w.r.t various SEBI and Exchange circulars and implementing policies and procedures accordingly.
- Supervision over Regulatory function and ensure the TAT is followed.
Contributing Responsibilities:
- Developing and maintaining compliance plans, related policies and procedures and promote and monitor compliance with these policies.
- Responding to regulator inquiries including examinations, inspections and investigations as well as making various representations to Regulators for seeking clarifications on newly issued guidelines/circulars/regulations.
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PCG - Advisory Manager
2 weeks ago
Mumbai, Maharashtra, India Sharekhan Full time ₹ 5,00,000 - ₹ 10,00,000 per yearDear Candidate,Greetings from Mirae Asset Sharekhan Please find below JD for the role of Advisory Manager PCGDirect Responsibilities :The main responsibility of this role is to achieve the Business Target set for them which includes Broking RevenueCross selling third party products and inhouse products launched by Sharekhan from time to timeServicing...
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Senior Manager
2 weeks ago
Mumbai, Maharashtra, India Sharekhan Full time ₹ 9,00,000 - ₹ 12,00,000 per yearDirect ResponsibilitiesAcquire and maintain a deep knowledge of third-party product set offered by Mirae Asset SharekhanConduct generic and ad hoc studies on the industry landscape and client / market trendsCreate sales tools and processes to drive product adoption.Conduct training programs and create sales enablers to help and support channels in enhancing...
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IT Asset Management
2 weeks ago
Navi Mumbai, Maharashtra, India Sharekhan Full time ₹ 9,00,000 - ₹ 12,00,000 per yearLocation - AiroliThis position is a team lead for the IT Asset Management and will overlook and ensure that the data of HAM and SAM are in line with the requirement .Direct ResponsibilitiesEnsure compliance to Process and SLA on all agreed deliverables as per the contractual targets/Goals and ObjectivesEnsure that Number of formal client complaints /...
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Senior Instructor Analyst
2 weeks ago
Mumbai, Maharashtra, India Sharekhan Full time ₹ 15,00,000 - ₹ 20,00,000 per yearSpecific ExperienceA candidate must have worked as a research analyst in the past to become an Sr. instructor.This role involves research on stocks, preparing reports and communicating to the students. It also involves teaching fundamental analysis to students.Direct ResponsibilitiesCourse & Session Management:Oversee the Investor course and Sessions,...
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Content Manager
2 weeks ago
Mumbai, Maharashtra, India Sharekhan Full time ₹ 9,00,000 - ₹ 12,00,000 per yearRole & responsibilitiesGreeting for the dayWere seeking a seasoned marketing professional with 8-10 years of experience and a strong background in financial services for one of our Mirae Asset Group Company. In this role, you will:Lead the creation of strategic, impactful content including brochures, newsletters, videos, and digital campaigns to promote...
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Wealth Advisor
2 weeks ago
Navi Mumbai, Maharashtra, India Sharekhan Full time ₹ 15,00,000 - ₹ 28,00,000 per yearRole & responsibilitiesResponsible for gathering assets for investment products such as mutual funds, PMS, AIF, Corporate FD, Investiger, SGB, Insurance and other products launched from time to time.Would be responsible for achieving Net Equalized Assets collected (LS) targets for mapped book.Create an incremental SIP BookWill be responsible for achieving...
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Relationship Manager
2 weeks ago
Mumbai, Maharashtra, India Sharekhan Full time US$ 80,000 - US$ 1,20,000 per yearDirect Responsibilities:• Reactivating and Servicing all Accounts mapped to DPMS• Extracting SIP from the Reactivated accounts• Maintaining Revenues Mapped to DPMSContributing Responsibilities:Opening New Account from ReferenceUpsell Asset Products to Retail Clients (ETF/SIP/Lumpsum)
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AVP - Investment Product Research
2 weeks ago
Mumbai, Maharashtra, India Sharekhan Full time US$ 1,50,000 - US$ 2,00,000 per yearPosition PurposeThis is a senior role responsible for leading and overseeing all aspects of product research, ensuring that the company's product strategy is informed and backed by data and insights. This includes identifying research needs, determining research methodologies, and ensuring that research findings are actionable.Direct Responsibilities:Lead a...
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Production Security Officer
2 weeks ago
Navi Mumbai, Maharashtra, India Sharekhan Full time US$ 90,000 - US$ 1,20,000 per yearDirect ResponsibilitiesPerforms basic vulnerability scans using vendor utility tools.Monitors security audit and intrusion detection system logs for system and network anomalies.Investigates and/or escalates security violations, attempts to gain unauthorized access, virus infections that may affect the network or other event affecting security. Documents and...
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CA Article Assistant
4 weeks ago
Mumbai, Maharashtra, India N V R & Co Full timeWe are looking for CA Articleship candidates and semi qualified CA's who are interested for internship/ job in Mumbai. Exposure would be in areas of:- Valuations – Business, financial securities, and intangible asset valuations. Audit & Assurance – Statutory, internal, tax and special purpose audits. Direct & Indirect Tax – Compliance, advisory,...