Compliance Officer
1 week ago
Position Name - Compliance Officer-AIF Location - Gift City, Gandhinagar Experience Range - 5-8 yrs Mandatory Requirement: Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks Job Roles and Responsibilities: Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting. Monitor, interpret, and implement regulatory changes in internal policies and procedures. Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders. Track and maintain compliance with SEBI AIF / IFSCA FME regulations , PMLA / AML-CFT rules , cybersecurity , and data protection norms . Maintain and update compliance manuals, policies, checklists, and calendars for all entities. Escalate material compliance risks or breaches to senior management and support remediation. Oversee KYC/CDD for investors and portfolio companies, conduct PEP/sanctions screening , and file STRs/CTRs with FIU-IND as required. Prepare and file regulatory reports. Coordinate and support regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions. Qualification and Experience: Bachelor’s degree in Law, Finance, Commerce, or a related discipline • Professional credentials desirable (CA / CS / CFA / MBA / relevant certification)• Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services • Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements • Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements • Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders • High level of integrity, confidentiality, and ethical standards • Experience in investor onboarding, due diligence, background verification • Knowledge of international AML / sanctions frameworks
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Compliance Officer
2 weeks ago
Gandhinagar, India RestAlgo Tech pvt ltd Full timeHelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift **Experience**: - total work: 5 years...
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Compliance Officer
2 days ago
Gandhinagar, Gujarat, India Swastik Placement Agency Full time ₹ 7,80,000 per yearJob Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure...
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Compliance Officer
2 weeks ago
Gandhinagar, India Wave HR and Advisory Pvt Ltd Full timeWork Responsibilities:- Ensuring SEZ and IFSCA compliance and reporting applicable to the entity- Ensuring SEZ compliance and reporting applicable to the funds where the entity is a trustee- Liaising with the regulators from time to time and responding to queries or requirements received from the regulators- Assist in performing KYC, screening and onboarding...
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Compliance Officer
2 weeks ago
Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full timePosition Name - Compliance Officer-AIFLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:Ensure end-to-end compliance with
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Compliance Officer
2 weeks ago
Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full timePosition Name - Compliance Officer-AIFLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:Ensure end-to-end compliance with
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Compliance Officer
2 weeks ago
Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full timePosition Name - Compliance Officer-AIFLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:- Ensure end-to-end compliance with
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Compliance Officer
2 weeks ago
Gandhinagar, India Whatjobs IN C2 Full timePosition Name - Compliance Officer-AIF Location - Gift City, Gandhinagar Experience Range - 5-8 yrs Mandatory Requirement: Ensure end-to-end compliance with
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Compliance Officer
18 hours ago
Gandhinagar, India InBrok (IFSC) Private Limited Full timeCompliance Officer (CO) – InBrok (IFSC) Private LimitedLocation: GIFT City – IFSC, GandhinagarEmployment Type: Full-time | On-siteDepartment: Compliance & Regulatory Affairs ---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...
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Compliance Officer
13 hours ago
Gandhinagar, India InBrok (IFSC) Private Limited Full timeCompliance Officer (CO) – InBrok (IFSC) Private LimitedLocation: GIFT City – IFSC, GandhinagarEmployment Type: Full-time | On-siteDepartment: Compliance & Regulatory Affairs ---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...
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Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 20,00,000 per yearPosition Name - Compliance OfficerLocation - Gift City,GandhinagarExperience Range - 5+ yrsMandatory Requirement: Ensure full compliance with IFSCA regulations for Fund Managers and AIF Category III entities, focusing on internal controls, audits, and investor fund compliance.Liaise and report effectively with regulatory bodies, ensuring adherence to all...
