Compliance Officer

2 days ago

Gandhinagar, Gujarat, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 20,00,000 per year

Position Name - Compliance Officer

Location - Gift City,Gandhinagar

Experience Range - 5+ yrs

Mandatory Requirement:

  • Ensure full compliance with IFSCA regulations for Fund Managers and AIF Category III entities, focusing on internal controls, audits, and investor fund compliance.

  • Liaise and report effectively with regulatory bodies, ensuring adherence to all compliance and reporting requirements.


About the client: The Company manages equity assets across PMS, AIF, and Advisory channels, including offshore funds It oversees assets under management and advisory of approximately 3600 Crs

Job Roles and Responsibilities:

  • Regulatory Compliance & Monitoring:
    Ensure end-to-end compliance with IFSCA regulations for Fund Managers and AIF Category III entities, while interpreting and implementing SEBI AIF Regulations, IFSCA guidelines, PMLA, FEMA, and other relevant laws. Continuously develop and update internal compliance policies specific to GIFT City operations.
  • Liaison & Reporting:
    Act as the Principal Officer for compliance reporting to IFSCA, FIU-IND, and other regulatory bodies, ensuring timely filing of statutory reports like periodic returns, financial disclosures, and investor-related filings. Collaborate with IFSCA, auditors, legal counsel, custodians, and fund administrators for regulatory matters.
  • Internal Controls & Audits:
    Conduct regular internal compliance audits and risk assessments, ensuring compliance checks are completed before investor onboarding, transactions, and fund launches. Assist in managing regulatory inspections and audits.
  • Investor & Fund Compliance:
    Ensure fund documents, PPM, KYC/AML compliance, and investor onboarding processes align with regulatory expectations. Review marketing materials, term sheets, presentations, and pitch documents from a compliance perspective.
  • Training & Awareness:
    Conduct periodic training sessions for the GIFT City team on regulatory developments, the Code of Conduct, and ethics policies. Keep management informed about key regulatory changes and track industry trends and market movements affecting these sectors.
  • Investment & Financial Analysis:
    Prepare investment notes, financial models, and reports to support investment decisions. Analyze company positioning, business growth potential, financial health, and risks for buy/sell recommendations. Monitor earnings releases, management commentary, and key industry developments, and communicate investment insights effectively to internal stakeholders and investors.

Qualification and Experience - 

  • In-depth understanding of fund regulatory frameworks
  • strong attention to detail with a risk-oriented mindset
  • excellent communication and stakeholder management skills
  • ability to manage multiple priorities, and strong ethical standards ensuring confidentiality and trust.
  • ·      Qualified Company Secretary (CS) and/or LLB, CA, or MBA (Finance/Law) with strong regulatory experience.
  • ·      Minimum 6–10 years of experience in a compliance role within AIF/PMS, broking, or asset management firms.
  • ·      Hands-on knowledge of IFSCA regulations and AIF Cat III norms is a must.
  • Prior exposure to setting up or managing compliance for GIFT City operations is preferred.
 

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Swastik Placement Agency Full time ₹ 7,80,000 per year

    Job Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure...

  • Compliance Officer

    4 days ago

    Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 12,00,000 - ₹ 15,00,000 per year

    Job Description – Compliance Officer (KRA Operations, IFSC - GIFT City)Salary: Rs 12-15 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Compliance Officer (Deputy Manager) – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance – KYC Registration AgencyReports To: Senior Manager / Head of ComplianceRole Objective:To...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India Bruc Bond Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Company description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India Deutsche Bank Full time ₹ 10,00,000 - ₹ 25,00,000 per year

    About The Role :  B usiness DivisionCompliance Functional Title:Compliance Officer Corporate TitleAssistant Vice President Job Posting Title:Compliance Officer LocationIFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics)...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India Mangalam Placement Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesEnsuring SEZ and IFSCA compliance and reporting applicable to the entityEnsuring SEZ compliance and reporting applicable to the funds where the entity is a trusteeLiaising with the regulators from time to time and responding to queries or requirements received from the regulatorsAssist in performing KYC, screening and onboarding of...

  • Compliance Officer

    6 days ago

    Gandhinagar, Gujarat, India Adhaan Hiring Edge Solution Pvt Ltd Full time ₹ 3,00,000 - ₹ 6,00,000 per year

    Job Description: Compliance OfficerLocation: GIFT Gandhinagar, GujaratJob Summary:Responsibilities:Regulatory Compliance: Ensure organization's adherence to IFSCA, SEBI, RBI/FEMA, and SEZ guidelines and all applicable regulatory frameworks.Liaison with Regulators: Liaison with regulators (IFSCA, SEZ or others) in regulatory filings, returns, and...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Kotak Mahindra Bank Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Compliance officer- International Banking Unit To ensure that the International Banking Unit (IBU) at GIFT City operates in full compliance with all applicable regulatory requirements, including those set by IFSCA, RBI, and other relevant authorities. The role involves implementing and monitoring compliance frameworks, conducting risk assessments, and...

  • Compliance Officer

    8 hours ago

    Gandhinagar, Gujarat, India Intellectual Capital HR Consulting Pvt. Ltd. Full time

    Job Title:Manager - AIF Cat III & Fund Management Entity (FME) / Compliance OfficerLocation:GIFT City, GujaratReporting to:Group CFOKey Responsibilities:2. Compliance & Regulatory ReportingEnsure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.File periodic...

  • Compliance Officer

    4 days ago

    Gandhinagar, Gujarat, India SKS Enterpprises Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Position Name - Compliance OfficerLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworksAbout the client: A leading asset management firm known for its strong research-driven investment approach and consistent performance across...

  • Compliance Officer

    2 days ago

    Gandhinagar, Gujarat, India SKS Enterpprises Full time ₹ 8,00,000 - ₹ 22,00,000 per year

    Position Name - Compliance OfficerLocation - Gift City, GandhinagarExperience Range - 3+ yrsMandatory Requirement:Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworksJob Roles and Responsibilities: Responsible for overall Compliance, Legal and Corporate Secretarial functions of theGIFT Branch of the AMC.•...