Compliance Officer

10 hours ago

Gandhinagar, Gujarat, India SKS Enterpprises Full time ₹ 6,00,000 - ₹ 18,00,000 per year

Position Name - Compliance Officer

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement:

  • Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks

About the client: A leading asset management firm known for its strong research-driven investment approach and consistent performance across equity and debt products.

Job Roles and Responsibilities:

Responsible for overall Compliance, Legal and Corporate Secretarial functions of the
GIFT Branch of the AMC.

• Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT
Branch.

• Supervising various Compliances as per IFSC regulations on day-to-day basis, internal
compliance systems, etc.

• Drafting of PPM, Contribution agreement, Trust Deed, etc.

• Vetting/Drafting of various agreements with Vendors, Distributors, service providers,
etc.

• Understanding of the laws of various overseas jurisdictions where the fund is
distributed.

• Review of marketing materials for the Fund.

• Listing/registering of the Funds at various overseas jurisdictions where the Fund is being
marketed.

• Preparation and filing of various periodical reports as required by the IFSC Regulator
from time to time.

• Interacting with the statutory authorities for approvals & clarifications

• Reporting compliances to IFSC, ROC, RBI, etc.

• Generation of MIS and reporting to top level management

• Liasoning with the auditors on compliance issues

• Liasoning with legal firms for review of documentation

• Providing compliance updates to various departments

Qualification and Experience:

CS with atleast 5 years of Financial Services experience. AIF experience will be an added
advantage.

• LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an
added advantage.

• Other Degrees / Certifications / Vocational, Technical or Professional Qualifications

• Good command of the law and excellent knowledge of the Indian legal system

• Strong communication skills and very good command of the English language

• Must demonstrate attention for detail and possess an investigative and questioning
nature.

• Proactive and having foresight.

• Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT
city in Gandhinagar

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