Compliance Officer

3 days ago

Gandhinagar, Gujarat, India Capital 8 Full time ₹ 9,00,000 - ₹ 12,00,000 per year

Role & responsibilities

  1. Regulatory Compliance: Ensure organization's adherence to IFSCA, SEBI, RBI/FEMA, and SEZ guidelines and all applicable regulatory frameworks.

  2. Liaison with Regulators: Liaison with regulators (IFSCA, SEZ or others) in regulatory filings, returns, and compliances.

  3. Internal Policies: Develop and implement internal compliance policies and standard Operating procedures(SOPs) in alignment with regulatory requirements. Regularly review internal controls to ensure alignment with regulatory expectations.

  4. Documentation and Reporting: Maintain accurate and up-to-date documentation related to compliance activities, including regulatory filings, reports, and records. Prepare and submit compliance reports to regulatory authorities as required.

  5. Risk Assessment: Conduct periodic risk assessments to identify compliance risks and vulnerabilities. Develop and implement risk mitigation strategies to address identified risks effectively.

  6. Training and Awareness: Provide training and guidance to employees on compliance matters, including IFSCA regulations, internal policies, and procedures. Foster a culture of compliance awareness and adherence throughout the organization

  7. Investigations and Resolution: Investigate compliance breaches, incidents, and complaints. Take appropriate corrective and preventive actions to address issues and prevent recurrence.

  8. Audit Support: Co-ordinate and support for audit as specified by authorities. Collaborate with auditors to provide necessary documentation and facilitate audit processes.

  9. Other Tasks: Responsible for any other tasks assigned by the management from time to time.

Preferred candidate profile

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Swastik Placement Agency Full time ₹ 7,80,000 per year

    Job Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure...

  • Compliance Officer

    1 day ago

    Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 12,00,000 - ₹ 15,00,000 per year

    Job Description – Compliance Officer (KRA Operations, IFSC - GIFT City)Salary: Rs 12-15 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Compliance Officer (Deputy Manager) – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance – KYC Registration AgencyReports To: Senior Manager / Head of ComplianceRole Objective:To...

  • Compliance Officer

    5 days ago

    Gandhinagar, Gujarat, India Bruc Bond Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Company description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    7 days ago

    Gandhinagar, Gujarat, India Deutsche Bank Full time ₹ 10,00,000 - ₹ 25,00,000 per year

    About The Role :  B usiness DivisionCompliance Functional Title:Compliance Officer Corporate TitleAssistant Vice President Job Posting Title:Compliance Officer LocationIFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics)...

  • Compliance Officer

    7 days ago

    Gandhinagar, Gujarat, India Mangalam Placement Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesEnsuring SEZ and IFSCA compliance and reporting applicable to the entityEnsuring SEZ compliance and reporting applicable to the funds where the entity is a trusteeLiaising with the regulators from time to time and responding to queries or requirements received from the regulatorsAssist in performing KYC, screening and onboarding of...

  • Compliance Officer

    3 days ago

    Gandhinagar, Gujarat, India Adhaan Hiring Edge Solution Pvt Ltd Full time ₹ 3,00,000 - ₹ 6,00,000 per year

    Job Description: Compliance OfficerLocation: GIFT Gandhinagar, GujaratJob Summary:Responsibilities:Regulatory Compliance: Ensure organization's adherence to IFSCA, SEBI, RBI/FEMA, and SEZ guidelines and all applicable regulatory frameworks.Liaison with Regulators: Liaison with regulators (IFSCA, SEZ or others) in regulatory filings, returns, and...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Hireginie Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Our Client:A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Its investment...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India Kotak Mahindra Bank Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    Compliance officer- International Banking Unit To ensure that the International Banking Unit (IBU) at GIFT City operates in full compliance with all applicable regulatory requirements, including those set by IFSCA, RBI, and other relevant authorities. The role involves implementing and monitoring compliance frameworks, conducting risk assessments, and...

  • Compliance Officer-7-10-GIFT City- Gandhinagar

    3 days ago

    Gandhinagar, Gujarat, India Mangalam Placement Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role : Compliance OfficerExperience : 7 to 8 YearsQualification : LLB,CA,CSLocation : GIFT City- GandhinagarJob Description : • Ensuring SEZ and IFSCA compliance and reporting applicable to the entity• Ensuring SEZ compliance and reporting applicable to the funds where theentity is a trustee• Liaising with the regulators from time to time and...

  • Compliance Officer- AIF

    2 days ago

    Gandhinagar, Gujarat, India, Gujarat SKS Enterpprises - Human Resource Planning and Management Full time

    Position Name - Compliance OfficerLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworksJob Roles and Responsibilities:Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.•...