Compliance Officer

24 hours ago

Gandhinagar, Gujarat, India Adhaan Hiring Edge Solution Pvt Ltd Full time ₹ 3,00,000 - ₹ 6,00,000 per year

Job Description: Compliance Officer

Location: GIFT Gandhinagar, Gujarat

Job Summary:

Responsibilities:

  1. Regulatory Compliance: Ensure organization's adherence to IFSCA, SEBI, RBI/FEMA, and SEZ guidelines and all applicable regulatory frameworks.

  2. Liaison with Regulators: Liaison with regulators (IFSCA, SEZ or others) in regulatory filings, returns, and compliances.

  3. Internal Policies: Develop and implement internal compliance policies and standard Operating procedures(SOPs) in alignment with regulatory requirements. Regularly review internal controls to ensure alignment with regulatory expectations.

  4. Documentation and Reporting: Maintain accurate and up-to-date documentation related to compliance activities, including regulatory filings, reports, and records. Prepare and submit compliance reports to regulatory authorities as required.

  5. Risk Assessment: Conduct periodic risk assessments to identify compliance risks and vulnerabilities. Develop and implement risk mitigation strategies to address identified risks effectively.

  6. Training and Awareness: Provide training and guidance to employees on compliance matters, including IFSCA regulations, internal policies, and procedures. Foster a culture of compliance awareness and adherence throughout the organization

  7. Investigations and Resolution: Investigate compliance breaches, incidents, and complaints. Take appropriate corrective and preventive actions to address issues and prevent recurrence.

  8. Audit Support: Co-ordinate and support for audit as specified by authorities. Collaborate with auditors to provide necessary documentation and facilitate audit processes.

  9. Other Tasks: Responsible for any other tasks assigned by the management from time to time.

Qualifications:

● A professional qualification including Bachelor of Law or Post-graduate degree in Law, Finance commerce, business management or related discipline from a recognized university/institution..

● Clear understanding of IFSCA regulations and compliance requirements applicable to Investment Advisers.

● Minimum of 2 years of post-qualification experience in compliance roles within the financial services industry, preferably in Investment Advisory, portfolio management services, AIF, Broking House, or Mutual Fund House.

● Strong analytical skills with the ability to assess regulatory requirements and mitigate compliance risks effectively. ●

Excellent communication and interpersonal skills, with the ability to interact with internal stakeholders, regulatory authorities, and external auditors.

● Proven ability to work independently, manage multiple tasks, and prioritize workload effectively.

● Must meet the "fit and proper person" criteria as specified by IFSCA.

Join Our Team:

If you are a qualified Candidate with a passion for compliance and a track record of success in the financial services industry, we invite you to join us. As our Compliance Officer, you will have the opportunity to ensure regulatory compliance and contribute to the integrity and reputation of our firm. Apply now to be part of our dynamic and growing team.

Job Type: Full-time

Pay: ₹300, ₹600,000.00 per year

Work Location: In person

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India Swastik Placement Agency Full time ₹ 7,80,000 per year

    Job Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM – 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure...

  • Compliance Officer

    4 days ago

    Gandhinagar, Gujarat, India Bruc Bond Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Company description:Bharat FinOps IFSC Pvt. Ptd. is an aspiring global financial services firm with presence in the Gift City in Gujarat, India. The entity is able to leverage the expertise of Policies, Brand, Expertise and Clientele from other related on-going financial services entities head-quartered in Singapore. We facilitate the opening of bank...

  • Compliance Officer

    1 day ago

    Gandhinagar, Gujarat, India 68df23eb-886f-4165-be1c-e92ed58a041e Full time ₹ 9,00,000 - ₹ 26,00,000 per year

    Compliance Officer (CO) – InBrok (IFSC) Private LimitedLocation:GIFT City – IFSC, GandhinagarEmployment Type:Full-time | On-siteDepartment: Compliance & Regulatory Affairs---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...

  • Compliance Officer

    3 days ago

    Gandhinagar, Gujarat, India 9c279c67-d42d-4ee6-90b2-8a6238def6c3 Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Location:GIFT City, GandhinagarExperience:1–3 yearsRole:Full-timeWe are looking for aCompliance Officerto manage regulatory compliance, accounting support, and liaison activities for our GIFT City entity. The ideal candidate should have prior experience working with IFSCA, SEZ authorities, and banks within the GIFT IFSC ecosystem.Key ResponsibilitiesEnsure...

  • Compliance Officer

    1 day ago

    Gandhinagar, Gujarat, India Capital 8 Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesRegulatory Compliance: Ensure organization's adherence to IFSCA, SEBI, RBI/FEMA, and SEZ guidelines and all applicable regulatory frameworks.Liaison with Regulators: Liaison with regulators (IFSCA, SEZ or others) in regulatory filings, returns, and compliances.Internal Policies: Develop and implement internal compliance policies and...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    DescriptionBe part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India. Business DescriptionJPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment...

  • Compliance Officer

    1 week ago

    Gandhinagar, Gujarat, India JPMorganChase Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    JOB DESCRIPTIONBe part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India.Business DescriptionJPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in...

  • Compliance Officer

    3 days ago

    Gandhinagar, Gujarat, India Amrapali Online Venture Full time ₹ 40,00,000 - ₹ 1,20,00,000 per year

    -Support compliance activities for NBFC/capital market operation-Maintain statutory registers & documentation-Assist in regulatory filings (SEBI, RBI, Exchange-related)-Ensure adherence to internal processes & audits-Review client KYC, AML checks Required Candidate profile-Experience in compliance within MF, broking, NBFC or financial services-Understanding...

  • Compliance Manager

    2 weeks ago

    Gandhinagar, Gujarat, India Premier Consultants Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Currently we are hiring Compliance role for Banking industry.Job Title: Compliance Manager - DVP GradeLocation: Gandhinagar - GIFT CityIndustry: BankingExperience: 8+ YearsJob Description:We are seeking a dynamic and experienced professional to manage the Compliance function at the GIFT City branch. The role involves close coordination with the Head Office...

  • AVP/VP- Compliance

    1 week ago

    Gandhinagar, Gujarat, India Premier Consultants Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Hiring for AVP/VP Compliance role for a leading Pvt BankDesignation: Vice President Compliance ManagerIndustry: BankingExperience: 8+ Years in RBI compliance in BankingLocation: Gandhinagar - GIFT CityKey Responsibilities:Lead and manage the Compliance function at the GIFT City branch as an independent entity.Develop, implement, and monitor compliance...