Compliance Officer
3 weeks ago
Compliance Officer (CO) – InBrok (IFSC) Private LimitedLocation: GIFT City – IFSC, GandhinagarEmployment Type: Full-time | On-siteDepartment: Compliance & Regulatory Affairs ---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets infrastructure. As the IFSCA framework evolves, we’re scaling our governance capabilities with a proactive and future-ready outlook. --- Role OverviewWe are looking to onboard a Compliance Officer (CO) who will anchor our regulatory, surveillance, and governance agenda under the IFSCA (Capital Market Intermediaries) Regulations, 2025. This role is central to ensuring ongoing compliance, managing risk controls, and supporting our expansion across multi-registration verticals.The CO will work closely with the Principal Officer, Founders, and key functional leads to maintain an agile, compliant, and audit-ready operating environment.--- Key Responsibilities Oversee compliance with all relevant IFSCA regulatory frameworks, circulars, guidelines, and reporting obligations.Lead regulatory filings, inspections, and audit coordination (Internal/Statutory/IFSCA/NSE IX).Maintain and update compliance manuals, policies, SOPs, and internal control frameworks.Monitor client onboarding, AML/CFT, FATCA-CRS, risk profiling, and transaction surveillance.Manage key registers, documentation, and periodical returns to IFSCA and exchanges.Collaborate with the business/operations teams to implement controls for new products, processes, and digital infrastructure.Track regulatory amendments and advise management on impacts.Develop compliance training, awareness materials, and conduct internal sessions.Ensure timely closure of compliance observations, gaps, and non-compliances with corrective actions.---Eligibility Criteria (As per CMI Regulation)Education – any one of the following:Post-graduate degree / PG diploma (min 1 year) in:Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, Actuarial Science, OR FinTech, STEM disciplines (Science, Technology, Engineering, Mathematics) as per proposed amendments. OR Graduation in any field with minimum 5 years of experience in the financial services market. Experience Requirements: Minimum 3 years of experience in financial services; Prior exposure to broker-dealer compliance, AML, FATCA/CRS, DP/CM frameworks, or GIFT IFSC regulations will be preferred. --- Key Skills Strong understanding of capital market intermediary regulations, AML/CFT norms, and risk governance.Ability to interpret regulations and implement practical controls.High agility in working with evolving frameworks and new-market constructs.Excellent communication, documentation, and stakeholder-management skills.Hands-on approach with strong execution capability. --- What We Offer Opportunity to be part of the early-stage IFSC market ecosystem and shape future-ready compliance frameworks.Direct exposure to IFSCA regulatory evolution, and multi-registration structures.High-ownership role with leadership visibility.Competitive compensation aligned to IFSC standards. ---
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Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 12,00,000 - ₹ 15,00,000 per yearJob Description – Compliance Officer (KRA Operations, IFSC - GIFT City)Salary: Rs 12-15 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Compliance Officer (Deputy Manager) – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance – KYC Registration AgencyReports To: Senior Manager / Head of ComplianceRole Objective:To...
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Compliance Officer
1 week ago
Gandhinagar, India Fiducrest Full timeRole Summary The Compliance Officer will support the Principal Officer in ensuring that the Fund Management Entity operates in full compliance with all applicable laws, regulations, and internal policies. This role focuses on day-to-day compliance operations, regulatory reporting, and maintaining adherence to GIFT City and IFSCA guidelines while supporting...
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Compliance Officer
1 week ago
Gandhinagar, India Deutsche Bank Full time**Compliance Officer**: **Job ID**:R0394955 **Listed**:2025-06-20 **Regular/Temporary**:Regular **Location**:Gandhinagar **Position Overview**: B **usiness Division**:Compliance **Functional Title**:Compliance Officer **Corporate Title**:Assistant Vice President **Job Posting Title**:Compliance Officer **Location**:IFSC Banking Unit (IBU), Gift City,...
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Compliance Officer
5 days ago
Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer & Manager – Finance & Accounts Location: GIFT City, Gandhinagar Years of experience - 3 About the Role We are looking for a dynamic professional who is a Chartered Accountant (CA)/ Company Secretary (CS) to lead compliance and manage finance functions for our Fund operations in GIFT City. This is a dual-role position involving...
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Compliance Officer
1 week ago
Gandhinagar, India Rao Career Solutions Full time**Job Description - Compliance Officer** **Overview**: To ensure the firm's compliance with all IFSCA, SEBI, RBI (FINRA and SEC exposure will be an added advantage) rules and regulations by providing necessary advice, training and risk assessment pertaining to all of the firm’s broker/dealer, ATS and exchange activities. The position is responsible for...
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Compliance Officer
2 weeks ago
Gandhinagar, Gujarat, India SKS Enterpprises Full time ₹ 20,00,000 - ₹ 25,00,000 per yearPosition Name - Compliance OfficerLocation - Gift City,GandhinagarExperience Range - 5+ yrsMandatory Requirement: Ensure full compliance with IFSCA regulations for Fund Managers and AIF Category III entities, focusing on internal controls, audits, and investor fund compliance.Liaise and report effectively with regulatory bodies, ensuring adherence to all...
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Compliance Officer
5 days ago
Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer & Manager – Finance & Accounts Location: GIFT City, Gandhinagar Years of experience - 3 About the Role We are looking for a dynamic professional who is a Chartered Accountant (CA)/ Company Secretary (CS) to lead compliance and manage finance functions for our Fund operations in GIFT City. This is a dual-role position involving...
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Compliance Officer
5 days ago
Gandhinagar, India SKS Enterpprises - Human Resource Planning and Management Full timeJob Title: Compliance Officer & Manager – Finance & AccountsLocation: GIFT City, GandhinagarYears of experience - 3 About the RoleWe are looking for a dynamic professional who is a Chartered Accountant (CA)/ CompanySecretary (CS) to lead compliance and manage finance functions for our Fund operations in GIFTCity. This is a dual-role position involving...
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Compliance Officer
1 week ago
Gandhinagar, Gujarat, India Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Title:Manager - AIF Cat III & Fund Management Entity (FME) / Compliance OfficerLocation:GIFT City, GujaratReporting to:Group CFOKey Responsibilities:2. Compliance & Regulatory ReportingEnsure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.File periodic...
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Compliance Officer
6 days ago
Gandhinagar, Gujarat, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 60,00,000 - ₹ 1,20,00,000 per yearJob Title: Compliance Officer & Manager – Finance & AccountsLocation: GIFT City, GandhinagarYears of experience - 3About the RoleWe are looking for a dynamic professional who is a Chartered Accountant (CA)/ CompanySecretary (CS) to lead compliance and manage finance functions for our Fund operations in GIFTCity. This is a dual-role position involving...
