Compliance Officer
3 weeks ago
Work Responsibilities:
- Ensuring SEZ and IFSCA compliance and reporting applicable to the entity
- Ensuring SEZ compliance and reporting applicable to the funds where the entity is a trustee
- Liaising with the regulators from time to time and responding to queries or requirements received from the regulators
- Assist in performing KYC, screening and onboarding of investors as per AML norms and internal policy of the entity
- Review of Non-disclosure agreement or engagement letters
- Assist the group compliance officer in compliance and secretarial matters
- Drafting letters, and communications with various stakeholders such as investors, managers, advisors, board members, regulators, service providers, etc.
- To maintain SOPs and checklist for all the compliance requirements for the entity and funds
Experience: Minimum 5 years of experience in compliance or secretarial professionally qualified CA, CS, CMA, Certified Public Accountant (CPA), CFA or a post-graduate degree in finance, accountancy, business management, commerce, economics, taxation, or a degree in law from a university or an institution recognized by the UGC or AICTE or such other equivalent authority in India
Skills:
- Good communication skill (should be fluent in English)
- Learning/adaptability skills
- basic computer skills like Microsoft Office, and internet navigation
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