Franklin Templeton

3 days ago

Mumbai, India Franklin Templeton Full time

Assistant Vice President - Compliance Surveillance & Automation (18-25 yrs)What is the AVP - Compliance Automation & Surveillance responsible for?The AVP - Compliance Automation & Surveillance will play a pivotal role in leading a dynamic team that focusses on new tools & automation of processes for Regulatory Compliance and the surveillance framework.This position will oversee the development, implementation, and maintenance of automated compliance solutions and surveillance systems. In this role, the individual will provide insights from a compliance perspective to ensure that the tools and framework are aligned to regulatory requirements. Furthermore, the AVP will be instrumental in building and nurturing a talented team, fostering a culture of innovation and excellence. In general, this position will be responsible for leading the Compliance Automation & Surveillance team and assisting the Regulatory Compliance team in conducting their responsibility of oversight and monitoring.What are the ongoing responsibilities of the AVP - Compliance Automation & Surveillance?Key Responsibilities:Solution Implementation: - Oversee the design, implementation, and maintenance of automated compliance solutions, including workflow automation, data analytics, and reporting tools.Surveillance Systems: - Manage the development and operation of surveillance systems to monitor compliance with regulatory requirements and internal policies.- This includes market abuse surveillance and electronic communication surveillance.Team Management: - Lead and mentor a team of dynamic professionals, providing guidance and support in their roles.Stakeholder Management: - Collaborate with various stakeholders, including Compliance, FTT, external service providers and other business units, to ensure effective compliance oversight. Work with surveillance service providers including monitor performance and implementation of periodic enhancements.Continuous Improvement: - Promote a culture of continuous improvement by regularly reviewing and refining development processes. Encourage team members to seek out new learning opportunities and stay current with industry trendsRequired Qualifications and Skills:- Bachelor's degree in law, finance, computer science, or a related field.- Advanced degree (e.g., MBA, JD) preferred.- Minimum of 15 years of experience in compliance, risk management, or a related field.- Strong understanding of compliance regulations and industry standards.- Experience with compliance automation tools and technologies.- Proficiency in data analysis and visualization tools.- Excellent project management and organizational skills.- Strong leadership and interpersonal skills.- Ability to work independently and as part of a team.Preferred Qualifications:- Certification in compliance or risk management (e.g., CIPP, CRCM, CERA).- Experience in a regulated industry (e.g., financial services, healthcare). -Knowledge of programming languages (e.g., Python, SQL). (ref:iimjobs.com)

  • Futures Associate

    2 weeks ago

    Mumbai, India Franklin Templeton Investments Full time

    What are the expectations of a Futures Associate? The Futures Program is specifically designed to develop exceptional employees who will directly contribute to Franklin Templeton's position as a leader in the investment management industry. Futures Associates experience a series of rotations within various functional areas of the company, with potential...

  • Supervisor - Fund Admin & Reporting

    2 days ago

    Mumbai, Maharashtra, India Franklin Templeton Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring...

  • Fund Admin

    4 weeks ago

    Mumbai, India Franklin Templeton Full time

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise...

  • Administrative Assistant

    1 week ago

    Mumbai, Maharashtra, India Franklin Templeton Full time

    At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring...

  • Executive

    1 week ago

    Mumbai, India Franklin Templeton Investments Full time

    What are the ongoing responsibilities of an Executive - Customer Service?- Meet the critical distributors on predefined frequency, foster relationships, and deliver exemplary service experience to our distributors.- Effective Tracking of all the queries and ensure thorough NIGO checks,- Effective use of data, MIS by adding value by creating talking points...

  • Fund Admin

    3 weeks ago

    Mumbai, India Franklin Templeton Full time

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise...

  • Fund Admin

    2 weeks ago

    Mumbai, India Franklin Templeton Full time

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise...

  • AVP - Business Intelligence

    1 week ago

    Mumbai, Maharashtra, India Franklin Templeton Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring...

  • Head of Investment Compliance

    4 weeks ago

    Mumbai, India Franklin Templeton Full time

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...

  • Head of investment compliance

    2 weeks ago

    Mumbai, India Franklin Templeton Full time

    At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe...