Compliance Officer

Compliance OfficerJob Summary:We are seeking a Compliance Officer particularly within the financial services or AIF & PMS sector. The candidate will be responsible for ensuring that all operations of the fund comply with regulatory requirements and internal policies.Key Responsibilities:- Monitor and ensure compliance with SEBI regulations, RBI guidelines,...

Job Title: Compliance OfficerLocation: AhmedabadEmployment Type: Full-TimeCompany: Lakshya Asset MAnagement Pvt Ltd.About the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other...

Company DescriptionGrow House Wealth Management Pvt. Ltd. is a privately held Merchant Banking firm located in Ahmedabad. The company specializes in providing end-to-end financial solutions, including Public Issue Management, Initial Public Offering, Project Counselling, Credit Syndication, and Underwriting Services.Role DescriptionThis is a full-time...

About the Role- Compliance officer with UK Healthcare experienceResponsibilitiesResponsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing needs,...

About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...

A.P. Moller - Maersk is an integrated container logistics company working to connect and simplify its customers’ supply chains. As the global leader in shipping services, the company operates in 130 countries and employs roughly 76,000 people.With simple end-to-end offering of products and digital services, seamless customer engagement and a superior...

Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...

Job Description Nodal Officer Position Title: Nodal Officer Department: Compliance / Legal & Regulatory Affairs Reports To: Head of Compliance / CEO / Board of Directors Key Responsibilities Regulatory Liaison: 1. - Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.). 2. - Handle all official...

Role: Company Secretary and Compliance OfficerWe are looking for someone: Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment. Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. Should have good...

Position: Purchasing Officer (SME – Scry AI Products)Location: India (remote)Employment Type: Full-TimeSchedule: Monday to Friday, Day ShiftExperience: 3–6 Years in Procurement, Purchasing, or Vendor Management (experience with AI-driven procurement or digital tools preferred)Company DescriptionScry AI is a research-led enterprise AI company that builds...