Trainee - Broking & Client Servicing Operations
1 week ago
Principal Duties/Responsibilities
- To work within the regulatory requirements as needed within the organization
- Work on excel and word documents for data gathering
- Help cocoordinate tasks for your International counterpart
- Extreme focus on quality with the understanding of the financial/legal implications
- Escalate errors and breaches to the Lead
- Consistently meet service levels agreed with all relevant parties involved in process
- Highlight anomalies in time
- Managing database accurately and efficiently
- Active participation in all interactions (Team huddles, stakeholder discussions, etc.)
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Mumbai, Maharashtra, India WTW Full time**Job TitleGSS Coordinator - North AmericaJob LevelTrainee Advisor/ Advisor**Job SummaryTo support and assist an international Insurance service team with tasks involving revenue allocations, service support and coordinating with an international network of brokersPrincipal Duties/Responsibilities To work within the regulatory requirements as needed within...
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Broking Associate
1 week ago
Mumbai, Maharashtra, India Riverforest Connections Full timeIncumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools 2. Proficient on MS Excel, PowerPoint and Word 3. Good verbal and written communication with pleasing personality 4. Proactive and extremely high on initiatives 5. Selfstarter should be able to work with minimum supervision 6. Ability to work with...
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Broking Operations Executive
1 week ago
Mumbai, Maharashtra, India iFAST Financial India Full timeResponsibilities: Price Upload: Uploading Bhav copy stock prices of underlying Securities & NAV updation Looking after daily process of risk management team i.e. Trade modification, review of limits given, price rigging, scrip violations, trade matching, circular trading, etc. Reporting periodic information including MIS on suspicious transaction to Seniors...
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Am/dm - Operation - Broking
1 week ago
Mumbai, Maharashtra, India groww Full timeCOMPANY VISION We are making finance simple. For millions in India. Groww is on a mission to democratize access to financial services for millions of Indians responsibly. We are a customerfirst company. We believe in crafting the best and most delightful user experience for our customers. And we leverage first principle thinking and technology to solve...
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AVP Broking Compliance
1 week ago
Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeKey Responsibilities:Manage day to day Broking compliance for Institutional Broking businesswhich includes the following:Handle all Compliance for Institutional broking & ensure that there is noregulatory non compliance / observation made during inspection.Tracking all circulars / regulatory requirements and communicating thesame to relevant teams with...
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AVP Broking Compliance
1 week ago
Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeKey Responsibilities: Manage day to day Broking compliance for Institutional Broking business which includes the following: Handle all Compliance for Institutional broking & ensure that there is no regulatory non compliance / observation made during inspection. Tracking all circulars / regulatory requirements and communicating the same to relevant teams...
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AVP Broking Compliance
1 week ago
Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full timeKey Responsibilities:Manage day to day Broking compliance for Institutional Broking businesswhich includes the following:Handle all Compliance for Institutional broking & ensure that there is no2. regulatory non compliance / observation made during inspection.3. Tracking all circulars / regulatory requirements and communicating the4. same to relevant teams...
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Executive - Operations
1 week ago
Mumbai, Maharashtra, India Choice Equity Broking Pvt. Ltd Full timeOperations InsuranceCompetency:ExecutiveDepartment:OperationsDesignation:ExecutiveLegal Entity:Choice Insurance Broking India Private Limited
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Lead-Stock Broking Audit
1 week ago
Mumbai, Maharashtra, India ANB Solutions Pvt. Ltd Full timeIndustry– BFSI (prior experience of capital market is mandatory)Base Location:MumbaiPosition: Lead – Stock Broking AuditsExperience: 3 -5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...
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Client Service Operator
1 week ago
Mumbai, Maharashtra, India Deutsche Bank Full timeJob Title: Client Service OperatorLocation: MumbaiThe Client Service Operator is responsible for assisting with client issues proactively, efficiently and to the satisfaction of the client, within assigned portfolios. Typically working under the guidance of the Client Services Manager and/or Client Services Specialist, they provide administrative and...
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Mumbai, Maharashtra, India SoftPath Consulting Full time_Hiring for a leading Stock Broking Company _Position - DCA - Onboarding ExecutiveNISM Certificate is preferred.Job Location - MumbaiSalary -in hand + Incentives (Based on target) Upto 3 lpa + INCENTIVESResponsibilities - Responsible for generating brokerage and activation of trading account of clients, assisting new entrants in the equity market to...
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Coverfox - Manager - Corporate Sales
1 week ago
Mumbai, Maharashtra, India Coverfox Insurance Broking Pvt Ltd Full timeAbout Coverfox Group:The Coverfox Group is a prominent insurance ecosystem aggregator that blends insurance broking expertise with cutting-edge technology.Our brands include:- Coverfox: Direct-to-consumer insurance broking platform that allows customers to easily compare and purchase insurance online in just 90 seconds.- Coverstack: SaaS technology division...
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Driving Broking Business
1 week ago
Mumbai, Maharashtra, India Kaapro Management Solutions Full timeOpening: 1 Nos Job ID:Employment Type:Full Time- Reference:Work Experience: 10.0 Year(s)To 15.0 Year(s)- CTC Salary: 12.00 LPA TO 16.00 LPA- Industry: Banking/Financial Services- Location: MumbaiPosted On: 28th Sep, 2023**- Drive Equity and currency derivatives business via branches and achieve given business targets. Monitor active ratio of clients in...
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Global Client Services Associate
1 week ago
Mumbai, Maharashtra, India Riverforest Connections Full timeResponsibilities: Obtain thorough knowledge of products offered by IB on various global exchanges Assist clients with opening and funding accounts Show clients how to use different features of the Trader Workstation Explain margin requirements to clients Investigate trade issues and order executions Knowledge of securities regulations impact on...
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SOC Trainees
1 week ago
Mumbai, Maharashtra, India CyberNX Technologies Pvt Ltd. Full timeMumbai-SOC Trainees Security Operations Center (Fresh Graduates)We are looking for Trainees in cyber security under our security operations center. The trainees will be taken for training in cyber security SOC.Qualification : Engineering Graduates with Understanding of Cyber Security basics.Only for Mumbai residents, from Engineering or BSC IT background...
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SOC Trainees
1 week ago
Mumbai, Maharashtra, India CyberNX Technologies Pvt Ltd. Full timeMumbai-SOC Trainees Security Operations Center (Fresh Graduates)We are looking for Trainees in cyber security under our security operations center. The trainees will be taken for training in cyber security SOC.Qualification : Engineering Graduates with Understanding of Cyber Security basics.Only for Mumbai residents, from Engineering or BSC IT background...
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Vice President Operations
1 week ago
Navi Mumbai, Maharashtra, India ICICIdirect Full timeKey Responsibilities:Expert strategic leadership and oversight across all dimensions of operational functions of Stock Broking business, encompassing client onboarding, account management, trade execution, margin management, settlement, clearing, risk management and client services.Formulate and implement robust operations robust operational protocols,...
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Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeResponsibilities: Debt Instrument Processing: Execute and oversee the processing of debt instruments including bonds,debentures, treasury bills, and other fixed-income securities. Trade Settlement: Ensure accurate and timely settlement of debt trades, coordinating withcounterparties, custodians, and relevant stakeholders. Risk Management: Monitor and...
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Asst Manager Product Marketing
4 weeks ago
Mumbai, Maharashtra, India TURTLEMINT INSURANCE BROKING SERVICES Full timeApply for Asst Manager Product Marketing, TURTLEMINT INSURANCE BROKING SERVICES in Mumbai ,Navi Mumbai for 1 - 3 Year of Experience on
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Asst Manager Product Marketing
1 month ago
Mumbai, Maharashtra, India TURTLEMINT INSURANCE BROKING SERVICES Full timeApply for Asst Manager Product Marketing, TURTLEMINT INSURANCE BROKING SERVICES in Mumbai ,Navi Mumbai for 1 - 3 Year of Experience on