Avp - Operations; a Mnc Broking Firm; Mumbai

1 week ago


Mumbai, Maharashtra, India Riverforest Connections Full time
Experience: 7 Years or more

Designation:
AVP - Operations

Job Description:

  • 1) Co ordination of Back office, Account Opening, Customer Service Operations of all SEBI Regulated business segments
  • 2) Co ordinating Responsibility of Account Opening, Trade Processing, Clearing and Settlement, Collaterals, Securities Reconciliation, CTCL Operations.
  • 3) Implementation of new regulations and improvements in process as required from time to time
  • 4) Registration process related to Dealers, NNF Id?s, Authorised Persons and Introducing brokers for all segments / licenses from SEBI
  • 5) Periodic Reporting to Exchanges / Regulatory authorities for backoffice & CTCL related operations
  • 6) Management of Operational Risk
  • 6) Any other Operational areas
Qualification required

  • MBA / CA

Skills Required:

Customer Service Operations;Account Opening;Clearing;Back Office;Trade Processing;Operations

Location
Mumbai

Years Of Experience
10 to 15 Years

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