Apply in 3 Minutes: Compliance Officer

Carrying out research and analysis of matters related to auditing standards, Companies Act 2013 etc.Advising the audit team and partners PAN India on complex auditing matters, reviewing Engagement terms, resignation letters etc.Analysis of new developments in professional standards, regulatory and legal requirements and guiding the audit teamsConducting...

Job Title: Compliance Officer Job Location: Mumbai | Churchgate Reporting to: Head - Legal & Compliance Department: Legal Compliance Requirements: 1-3 years of experience in Mutual Funds Qualifications: B.Com, ACS Industry: Mutual Fund Roles and Responsibilities: Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles,...

We are seeking a Compliance Officer with 2-3 years of experience in a regulated entity such as NBFCs or Banks. The Compliance Officer will ensure the company's adherence to various legal and regulatory requirements, including company law, FEMA, and RBI-NBFC compliances. This role is crucial for maintaining compliance with applicable laws, regulations, and...

Location -Mumbai-Andheri East (SEEPZ)Candidates from Western Line PreferredEducation - Qualified Chartered Accountant ONLYExp - 0-3 yearFlexi to work from officeNotice Period-Immediate Joiners & Lesser notice period Candidates preferredOrganizational Overview:Accounts receivable (Billing / AR) Executives / Managers are the backbone and frontline module of a...

Key Responsibilities:• Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.• Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.• Regulatory Filings: File periodic reports with RBI, handle ROC- Mumbai/MCA filings, manage SEBI...

Home ›Vacancy › Job openings for compliance officer in mumbai Compliance Officer (Accounts) Andheri (Mumbai)Mumbai Sharecontact number/wats appPreparing accounts in Tally, entering purchase sales, receipts, expenses, and other data in tally as per the need of clientsVouching verifying for thePreparing the working for GST, TDS and Various other...

Require Fresher Qualified Company Secretary in our company - "Instabizfilings" Job Profile We are engaged in providing online services of Business Registration and Compliance related activities. Candidates having prior experience in PCS Firm are preferable. For background of what we do, please visit our website at Job Location Kandivali, Mumbai Job Package 3...

Compliance Mumbai _Mumbai Western Suburbs_ February 15, February 15, 2025 Mutual FundJob Overview:- Office Location (Area) Mumbai- Course Type Full Time- Min Required Experience (Years) 2- Max Required Experience (Years) Responsible for overall Compliance, Legal and Corporate Secretarial functions of AMC andTrustee Company of the Mutual Fund and AIF....

Job DescriptionWe're looking for a Compliance Officer – India to strengthen our compliance team. Based in Mumbai, India. you will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...

Qualification:Bachelor's degree in BSc/ BcomSkills:Minimum 3 years of experience in purchasing or procurement.2. Strong analytical and problem-solving skills.3. Excellent negotiation and communication skills.4. Proficient in Microsoft Office Suite.Responsibilities:Quality Assurance2. Inventory Management3. Material Procurement4. Cost Management

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

Job Title: Compliance Officer Location: Mumbai, India Reports to: Chief Compliance Officer Job Description:We are seeking a knowledgeable and experienced Compliance Officer to ensure our operations adhere to regulatory requirements and internal policies. The ideal candidate will have a strong background in financial compliance within the fintech or banking...

Position Title: Front Office ExecutiveLocation: Mumbai, Maharashtra, IndiaRoles and Responsibilities: Responsible for attending all the incoming calls, responding to them and transferring the call to the appropriate department if needed. Responsible for greeting the visitors at the office & welcome all visitors with smile and proper greetings and guide them...

Job DescriptionWe're looking for a Compliance Officer in India to strengthen our regional compliance team, which is in Mumbai, India.You will work with a growing team of multidisciplinary specialists globally (Product, Treasury, Bank Product, Security, Financial Crime) to help build world-class products in India. You'll also manage and strengthen the teams'...

Location : DubaiPosition : Compliance OfficerJOB DESCRIPTION - COMPLIANCE OFFICERKEY RESPONSIBILITIES Develop, or oversee the development of the institution's ML/FT/PF risk assessment. Establish and maintain appropriate AML/CFT policies, procedures, processes and controls. Ensure daytoday compliance of the business against internal AML/CFT policies and...

Branch OverviewImagine a world where every person has improved access to financial services. People could start new businesses, pay for their children's education, cover their emergency medical bills – the possibilities to improve life are endless.Branch is a global technology company revolutionizing financial access for millions of underserved banking...

Handling of the compliances with respect to Private Limited Companies, LLP such as maintaining of statutory register, Minutes, Notices and Share Certificates. Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deed, Rent Agreement, MoU Filing of various eforms on the MCA portal Handling eventbased assignment...

Compliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandates Overseas transaction background check PMS / AIF online applications to SEBI and resolving SEBI query...

Job DescriptionCompliance Officer for PMS/AIF based at Mumbai.Key responsibilities: Compliances with SEBI regulations for PMS and AIF Funds. Oversight for Compliances for offshore funds based out of GIFT CityInvestment compliances in line with regulations and fund mandatesOverseas transaction background check PMS / AIF online applications to SEBI and...

About Artha Group: At Artha Group, we're redefining the venture capital and private equity landscape with an AUM of ₹1,000 crores across Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Nestled in the bustling financial district of Lower Parel, Mumbai, our firm has established itself as a beacon of innovation and success in the investment...