Compliance Testing

Role Job Title : Senior Compliance Manager – Compliance Testing Function Department: Compliance Job Purpose: Responsibilities typically include designing testing strategies, conducting reviews, analysing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking...

:Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses' control environment...

Description : Deutsche Bank AG (the "Bank") has established the Controls Testing & Assurance department ("CT&A") as an independent function, reporting to the Chief Administrative Officer ("CAO"). The Compliance Testing ("CT") team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the businesses'...

Roles and Responsibilities Preparation of Compliance Review plan to be put up to the Board.Preparation and updating of Compliance review checklists in line withthe regulatory guidelines/internal policies.Managing the Compliance Review team to ensure that the compliancereviews are completed as per the Compliance review plan.Undertaking field work and...

About PayU PayU, a leading payment and Fintech company in 50+ high-growth markets throughout Asia, Central and Eastern Europe, Latin America, the Middle East and Africa, part of Prosus group, one of the largest technology investors in the world is redefining the way people buy and sell online for our + merchants and millions of consumers. As a leading...

Serves as a compliance risk officer for Compliance Independence Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going monitoring)...

Compliance Officer - Senior Associate/ Assistant Manager.Position PurposePart of Compliance hub, the resource performs periodical testing checks on both the Compliance APAC function and APAC Business lines to ensure the efficacy of APAC Compliance control framework across all Compliance Domains with a focus on Financial Security.This role aims as acting as...

Primary Responsibilities:Responsible for the firm's Code of Ethics administration through Ascendant Compliance Manager, including the establishment, dissemination and tracking of compliance certifications and the ad hoc review of potential violations2. Assist the CCO in the administration of firm's compliance program, including management of the compliance...

Only Candidates with 10+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is the Real Estate vertical of a leading Indian conglomerate Job Description Assist the functional teams in adhering to all the statutory and regulatory requirements and monitor their...

Only Candidates with 7+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is a global giant in the utilities sector Job Description Prepare & manage Standard Operating Procedures (SOPsSOPs) and other related documentationProvide technical guidance to users, administrators,...

Only Candidates with 10+ years of experience applyOnly Candidates based out of Mumbai or willing to relocate applyAbout Our ClientOur client is the Real Estate vertical of a leading Indian conglomerateJob Description Assist the functional teams in adhering to all the statutory and regulatory requirements and monitor their complianceperformance. Prepare &...

Job Description:Document Approval DetailsRelease Authority LevelPerson/s NameDesignationDatePrepared ByRimpee KukrejaHoD (Human Resource)1st September 15Reviewed BySamir DhariaCISO4th September 15Approved ByParth DesaiChairman and Board Member8th September 15Revision HistorySr. No.Version No.DateDescriptionPrepared ByApproved By11.05th September 21Original...

_Compliance Associate (eComm), __Monitoring & Testing, Sustainalytics & Indexes_**Role: Compliance AssociateShift: GeneralNo of Position: 2The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar...

Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing...

TransUnion's Job Applicant Privacy NoticeWhat We'll Bring:We are one of India's leading credit information company with one of the largest collections of consumer information. We aim to be more than just a credit reporting agency. We are a sophisticated, global risk information provider striving to use information for good.We take immense pride in playing a...

HDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Credila aims to make quality education accessible to students from diverse...

Key roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or...

Job Description: 1. Conduct Compliance Testing as per Annual Compliance Test Plan.2. Compliance Review of business activities / processes.3. Review of business proposal/launch of business product.4. Develop and maintain regulatory policies and procedures under the Compliance Program, includingreview mechanisms to ensure its continuous effectiveness in...