Compliance

The OfferOpportunity to make a positive impactA role that offers a breadth of learning opportunitiesThe JobYou will be responsible for : Overseeing all aspects of compliance with internal policies and regulatory requirements.Proactively identifying current/potential compliance issues and ensuring these are appropriately escalated so that appropriate remedial...

Job Title: Compliance ManagerLocation: Mumbai, IndiaCompany: AgamAnalytics Pvt Ltd.About the Compliance FunctionThe Compliance Function is a second-line defence independent function within Agam Bermuda entities (the "Company"). Its objectives are to:- Embed compliance with laws, regulations, business principles, policies, and rules of conduct in every aspect...

Greetings from Talisman HR Solutions Join a dynamic and fast-growing trusteeship company backed by industry veterans offering exposure to high-profile financial transactions If you have experience in debenture trustee compliance apply now Designation- Compliance Officer Asst Manager Manager Compliance Qualification LLB CS Experience Minimum 2...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

Job DescriptionRole: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations...

Role: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...

Job DescriptionJob Purpose:The candidate should oversee the organization&aposs adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections. Revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, ensure the organization operates...

About the Role As a Compliance Specialist at BHIVE Group, you will play a pivotal role in enhancing our compliance framework to support future debt and equity listings. This involves ensuring adherence to applicable SEBI regulations, Companies Act, listing guidelines, and industry standards. Main Responsibilities:Regulatory ComplianceEvaluate and ensure...

Job Description:Nextyn is seeking a meticulous and proactive Compliance Associate to join our team. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry.This role is crucial in ensuring that both Nextyn and our clients are protected from sharing of material non-public information (MNPI).The key...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

Purpose of the role:We are seeking a highly knowledgeable NRI, RBI/SEBI & FEMA matter Compliance Specialist covering capital markets domain to manage and ensure compliance with regulations under the NRI, Reserve Bank of India (RBI), Securities and Exchange Board of India (SEBI), and Foreign Exchange Management Act (FEMA) for Resident and Non-Resident as...

Position: Compliance HeadLocation: Mumbai | Full-timeReports to: CEOThe Head of Compliance will ensure that the organization operates in full accordance with legal and regulatory requirements. This role involves leading the compliance function, designing and implementing policies and procedures, and ensuring adherence to applicable laws, ethical standards,...

Key Responsibilities:- Regulatory Monitoring: Stay updated on relevant laws, regulations, and guidelines from SEBI and other regulatory bodies affecting PMS, AIF, and IA.- Compliance Reporting: Prepare and submit regular compliance reports and disclosures as required by regulatory authorities.- Documentation Management: Maintain and organize...

Roles & Responsibilities :Regulatory Compliance: Ensure IT systems and processes comply with relevant regulations, standards, and internal policies.Risk Assessment: Conduct regular risk assessments and audits of IT systems to identify potential compliance issues.Policy Implementation: Develop and implement IT compliance policies and procedures.Monitoring and...

Roles & Responsibilities : Regulatory Compliance: Ensure IT systems and processes comply with relevant regulations, standards, and internal policies.Risk Assessment: Conduct regular risk assessments and audits of IT systems to identify potential compliance issues.Policy Implementation: Develop and implement IT compliance policies and procedures.Monitoring...

Manager Compliance - Corporate Audit teamGodrej Industries Limited and Associate Companies GILAC Mumbai Maharashtra IndiaJob Title Manager ComplianceJob Type Permanent Full-timeFunction Corporate Audit AssuranceBusiness Godrej Industries and Associate CompaniesLocation Mumbai Maharashtra IndiaAbout Godrej Industries Limited and Associate...

**Job Overview**Nextyn is seeking a meticulous and proactive Compliance Associate to join its team in Mumbai. The ideal candidate will have 1-2 years of experience in compliance within the expert network industry.This role is crucial in ensuring that both Nextyn and its clients are protected from sharing of Material Non-Public Information (MNPI).**Key...

Purpose of the role:We are seeking a highly knowledgeable NRI, RBI/SEBI & FEMA matter Compliance Specialist covering capital markets domain to manage and ensure compliance with regulations under the NRI, Reserve Bank of India (RBI), Securities and Exchange Board of India (SEBI), and Foreign Exchange Management Act (FEMA) for Resident and Non-Resident as...

The Aditya Birla Group, through its subsidiary Novel Jewels, is a global conglomerate operating across diverse sectors with a significant presence in India's jewellery market.As a leading player in the luxury retail industry, the company operates in 36 countries and generates over 50% of its revenue internationally.The group aims to expand its footprint in...

Only Candidates with 7+ years of experience apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is a global giant in the utilities sector Job Description Prepare & manage Standard Operating Procedures (SOPsSOPs) and other related documentation Provide technical guidance to users, administrators,...