Manager Compliance-debenture Trustee Compliance
3 weeks ago
Greetings from Talisman HR Solutions Join a dynamic and fast-growing trusteeship company backed by industry veterans offering exposure to high-profile financial transactions If you have experience in debenture trustee compliance apply now Designation- Compliance Officer Asst Manager Manager Compliance Qualification LLB CS Experience Minimum 2 years in compliance preferably in listed securities debenture trustee compliance treasury departments of NBFCs etc CTC Basis current package and caliber Communication Proficiency in English is a must Work Days Timings Monday xe2x80x93 Friday 9 15 AM xe2x80x93 6 30 PM About the company A leading SEBI-registered debenture trustee company with a strong industry presence we provide expert trusteeship services across bonds loans escrows securitization alternative investments ESOPs and family offices Backed by seasoned professionals with over 120 years of combined experience we serve 400 clients including top NBFCs fintech firms banks PSUs and startups With a nationwide footprint in 10 cities including GIFT City we are a trusted partner to over 140 domestic and 15 GIFT Alternative Investment Funds managing compliance for some of India s fastest-growing unicorns About the Role We are looking for a detail-oriented Compliance Professional with experience in listed securities and debenture trustee compliance This role involves regulatory and statutory compliance for listed and unlisted debenture transactions client interaction due diligence and coordination with legal and operations teams Key Responsibilities Handle compliance for listed and unlisted debenture transactions including regulatory filings and periodic due diligence Assist clients with queries and ensure timely submission of compliance reports Work on DLT platforms for covenant monitoring and compliance tracking Review charge forms follow up on compliance documents and issue necessary NOCs Monitor interest principal payments and ensure adherence to SEBI DT Regulations Liaise with regulatory authorities for compliance-related matters Stay updated on regulatory changes and provide insights on new developments If you have a keen eye for regulatory compliance and want to work with a company that serves top financial institutions apply now Talisman HR Solutions
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Debenture Trustee Coordinator
16 hours ago
Mumbai, Maharashtra, India Talisman HR Solutions Full timeCompany Overview:Talisman HR Solutions is a well-established company with a strong reputation in the industry. Our mission is to provide exceptional human resource solutions to our clients, and we are committed to delivering high-quality services.Salary:The salary for this role is best in industry and will be on payroll of Talisman HR Solution.Job...
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Manager - Compliance
1 week ago
Mumbai, Maharashtra, India VISTRA Full timeIt's never been a more exciting time to join Vistra. At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve progress without friction. But progress only...
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Manager - Compliance
2 weeks ago
Mumbai, Maharashtra, India VISTRA Full timeIt's never been a more exciting time to join Vistra. At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve progress without friction. But progress only...
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Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India Axis Trustee Services Full timeWe are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...
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Compliance Officer
6 days ago
Mumbai, Maharashtra, India Axis Trustee Services Full timeWe are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...
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Manager – Compliance
2 weeks ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeKey roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or other...
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Trustee Officer_Mutual Fund
2 weeks ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeDesignation : Trustee Officer PRINCIPAL ACCOUNTABILITIES : – Assist the Trustee Company and discharge all such activities assigned to the Trustee Officer. – Co-ordinate, supervise for compliance under SEBI MF Regulations, Corporate Laws, etc. for Trustee Company as assigned by Trustee Company. – Liaison with the Compliance department with the MF...
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Compliance – NBFC/PMS/AIF
2 weeks ago
Mumbai, Maharashtra, India Arin Consultancy Private Limited Full timeKey Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and FLA...
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Associate Operations Manager
20 hours ago
Mumbai, Maharashtra, India Talisman HR Solutions Full timeJob Description:Talisman HR Solutions is a leading provider of human resource solutions, and we are currently seeking an experienced Operations Associate to join our team. This role will involve working closely with the Debenture Trustee team to ensure the smooth operation of various services provided.Main Responsibilities:Operation of Debenture...
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Opening For Associate At Nariman Point
23 hours ago
Mumbai, Maharashtra, India Talisman HR Solutions Full timeDesignation Operation Associate Qualification Graduate Post-Graduate Gender Male or Female Work Timings 09 30 am to 06 30 pm Working Days Monday to Friday Work Location Nariman Point Mumbai Salary Best in Industry On payroll of Talisman HR Solution Experience Minimum 1 year Note This role will be on third party...
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Senior Manager-Company Secretarial
1 week ago
Mumbai, Maharashtra, India Piramal Enterprises Full timeJob DescriptionJob Description :JOB OVERVIEW:Process relating to Board Meetings and AGM, Compliance with Companies Act and various SEBI Regulations, Supporting business functions to ensure compliance with applicable law, Maintenance of secretarial recordsKEY STAKEHOLDERS: INTERNALTreasury, Finance & Accounts, Promoter, Group Secretarial departmentKEY...
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TM Secretarial
5 days ago
Mumbai, Maharashtra, India Aditya Birla Group Full timeKey Responsibilities Key Result Areas Supporting Actions Board/Committees/Shareholders/Trust Meetings 1. Prepare Notice, Agenda, all other related documents for Board/Committee. 2. Follow up, obtain and collate information pertaining to quarterly CG Reports /Banking operations/ fatal accidents etc from all the units. 3. Collate necessary data and...
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VC Fund Operations, Compliance
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Mumbai, Maharashtra, India ITI Growth Opportunities Fund Full timeJob DescriptionJob Description: Lead - Fund Accounting, Compliance, and Investment OperationsCompany Description:ITI Growth Opportunities Fund is a venture capital firm based in Mumbai. Our mission is to identify and invest early in world-class founders addressing Indian and global markets, solving real problems leveraging technology. Our team has invested...
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VC Fund Operations, Compliance
2 weeks ago
Mumbai, Maharashtra, India ITI Growth Opportunities Fund Full timeJob Description: Lead - Fund Accounting, Compliance, and Investment OperationsCompany Description:ITI Growth Opportunities Fund is a venture capital firm based in Mumbai. Our mission is to identify and invest early in world-class founders addressing Indian and global markets, solving real problems leveraging technology. Our team has invested in 24+ companies...
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Senior Manager of Regulatory Compliance
6 days ago
Mumbai, Maharashtra, India Citigroup Full timeAbout the RoleThis Senior Manager of Regulatory Compliance role is a critical position within our organization, requiring a strong background in regulatory reporting and governance. As a member of our team, you will be responsible for overseeing the implementation of regulatory reporting programs, managing cross-functional teams, and driving process...
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Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Agam Capital Full timeJob Title: Compliance ManagerLocation: Mumbai, IndiaCompany: AgamAnalytics Pvt Ltd.About the Compliance FunctionThe Compliance Function is a second-line defence independent function within Agam Bermuda entities (the "Company"). Its objectives are to:- Embed compliance with laws, regulations, business principles, policies, and rules of conduct in every aspect...
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Analyst - Compliance
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Mumbai, Maharashtra, India Apollo Global Management, Inc. Full timePosition Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...
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Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India APTO SOLUTIONS - EXECUTIVE SEARCH & CONSULTANTS Full timeRole: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations and reporting...
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Compliance Manager
3 weeks ago
Mumbai, Maharashtra, India APTO SOLUTIONS - EXECUTIVE SEARCH & CONSULTANTS Full timeJob DescriptionRole: Compliance ManagerExperience: 3-4 years (CA) / 10-12 Years (CA Intermediate)Qualifications: CA, CA IntermediateLocation - Mumbai(Santacruz E)Key Responsibilities:- Establish a Compliance Management System to ensure adherence- Cultivate a compliance culture through policies and training sessions- Educate stakeholders on their obligations...
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Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Impetus Career Consultants Full timeJob DescriptionJob Purpose:The candidate should oversee the organization&aposs adherence to regulatory requirements, disseminate relevant guidelines, conduct internal reviews, manage regulatory inspections. Revise and implement compliance policies, provide guidance to business units, maintain a comprehensive training program, ensure the organization operates...