Compliance Head

About Drip Capital Drip Capital is a high-growth FinTech focused on the 5T global SME cross-border trade industry We offer multiple innovative trade financing products targeted towards SMEs in developing markets providing rapidly growing SMEs quick and easy access to finance With a focus on technology our vision is to eliminate the hassle of paperwork...

We are looking for a Head - Compliance and Risk to lead regulatory adherence, compliance and risk management at HDFC securitiesKey Responsibilities:Oversee market, credit and operational risk managementEnsure compliance with SEBI, Exchanges and PML guidelinesManage regulatory audits, inspections and reportingImplement surveillance mechanisms to detect fraud...

Role- Compliance HeadReporting structure for the position- Managing DirectorJob Description- SEBI Stock Broking, PMS, Investment Advisors, Insider Trading related compliances- Provide training for Anti Money Laundering Standards to all Staff members- Ensuring compliance with the Code of Conduct for Prevention of Insider Trading- Answering any compliance...

Role- Compliance HeadReporting structure for the position- Managing DirectorJob DescriptionSEBI Stock Broking, PMS, Investment Advisors, Insider Trading related compliancesProvide training for Anti Money Laundering Standards to all Staff membersEnsuring compliance with the Code of Conduct for Prevention of Insider TradingAnswering any compliance related...

FMCG Company is seeking a highly experienced Head of Financial Compliance to join our team. As a key member of our finance department, you will be responsible for ensuring the company's financial compliance with all relevant laws and regulations.Key Responsibilities:Monitor and ensure adherence to corporate tax laws, SEBI regulations, and company law...

We are seeking an experienced Compliance Head for Wealth Business to lead regulatory compliance, risk management, and governance functions. The role requires expertise in SEBI regulations, risk assessment, internal audits, and regulatory reporting while ensuring strict adherence to legal and compliance frameworks governing wealth management services.Key...

About the RoleThe Head of Debt Recovery and Compliance will be responsible for leading the debt recovery team and ensuring compliance with relevant laws and regulations. This role involves managing relationships with empaneled law firms and legal vendors, formulating legal strategies for debt recovery, and ensuring timely and effective action on legal...

Position: Head Compliance – Insurance & Banking Services (Director) Reporting To: Chief Risk and Compliance Officer Role Overview: The Regulatory Compliance Manager will be responsible for ensuring end-to-end regulatory compliance for Insurance (Corporate Agent) and Banking Services (Digital Lending, Co-branded Credit Cards, and Credit Information...

Position: Head Compliance – Insurance & Banking Services (Director) Preferred Location: Mumbai Reporting To: Chief Risk and Compliance Officer Role Overview: The Regulatory Compliance Manager will be responsible for ensuring end-to-end regulatory compliance for Insurance (Corporate Agent) and Banking Services (Digital Lending, Co-branded Credit Cards, and...

Job Description DUTIES AND RESPONSIBILITIES: A. Legal: Drafting, reviewing, negotiating and settling legal and transactional documents & agreements; Preparing Contracts / Agreements. Preparing Manuals / Policy Documents as may be required. Court matters representing the company before the Courts of law; Cases follow up, drafting and reviewing...

Our client is World's leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level. Ideal Profile: Currently working as Head of Compliance/ Chief Compliance Officer position. Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out, Infrastructure,...

The Executive Centre is a leading provider of premium office spaces, with a presence in 36 cities and 16 markets across the globe. We are committed to empowering ambitious professionals and industry leaders to succeed. As part of our team, you will have the opportunity to make a meaningful impact on our organization's risk management, control processes, and...

DGM/ Senior Manager– Compliance and Regulatory (Projects)Experience: 15+ years in compliance and regulatory management within the renewable energy sectorReporting To: Projects HeadKey Responsibilities:Approvals and Clearances:Manage and secure all necessary approvals from state and central authorities, including: DISCOMs, Transcos, CEIG, PTCC, Section...

Job DescriptionOur client is World&aposs leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level.Ideal Profile:- Currently working as Head of Compliance/ Chief Compliance Officer position.- Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out,...

DGM/ Senior Manager– Compliance and Regulatory (Projects)Experience: 15+ years in compliance and regulatory management within the renewable energy sectorReporting To: Projects HeadKey Responsibilities:Approvals and Clearances:Manage and secure all necessary approvals from state and central authorities, including: DISCOMs, Transcos, CEIG, PTCC, Section...

DGM/ Senior Manager– Compliance and Regulatory (Projects)Experience: 15+ years in compliance and regulatory management within the renewable energy sectorReporting To: Projects HeadKey Responsibilities:Approvals and Clearances:Manage and secure all necessary approvals from state and central authorities, including: DISCOMs, Transcos, CEIG, PTCC, Section...

Senior Manager– Compliance and Regulatory (Projects) Experience: 13+ years in compliance and regulatory management within the renewable energy sector Reporting To: Projects Head Key Responsibilities: Approvals and Clearances: Manage and secure all necessary approvals from state and central authorities, including:  DISCOMs, Transcos, CEIG, PTCC, Section...

Job Title: Compliance ManagerLocation: Mumbai, IndiaCompany: AgamAnalytics Pvt Ltd.About the Compliance FunctionThe Compliance Function is a second-line defence independent function within Agam Bermuda entities (the "Company"). Its objectives are to:- Embed compliance with laws, regulations, business principles, policies, and rules of conduct in every aspect...

"Head Legal for Broking and AIF" refers to a senior legal professional within a financial services firm who oversees all legal matters related to both stock broking activities and Alternative Investment Fund (AIF) operations, managing compliance with relevant regulations for both areas, including SEBI guidelines.Key responsibilities of a Head Legal for...

Job DescriptionWork Level: Senior LeadershipCore: Communication Skills, Self Motivated, Team Player, Result Driven, OrganisedLeadership: Vision, Strategic Thinking, Coaching & development Next generation Leadership, Facilitating Learning and DevelopmentIndustry Type: Consumer, Retail & HospitalityFunction: Head - HRKey Skills: Talent Acquisition,HR Policies...