Head - Compliance - Wealth Management (10-15 yrs)

About this role:The Head of Compliance will be required to oversee the compliance framework and ensure all applicable regulatory requirements are met.Job Description: Develop and implement compliance policies for all applicable laws and regulations relating to the business. Oversee Compliance operations. All matters related to SEBI and RBI Handling of work...

Wealth HeadAbout Client:Our Client is a prominent financial advisory and wealth management firm committed to helping clients achieve their financial objectives. Designation: Wealth HeadQualifications: MBA/PGDM in FinanceProfessional Certifications: CFP, NISM, IRDAExperience : 12 - 15 years in Financial Industry pref. Broking/Capital Markets Role Summary: If...

Head - Equity Research A leading Wealth management firm specializing in managing HNI and UHNI clients is seeking to hire the under saidHead of Equity ResearchKey Responsibilities:Financial:- Delivering well researched ideas (buy and hold as well as trading) to wealth managers and clients.- Maintain rationale for all the calls and present report wherever...

We are looking to hireWealth Managerfor ourWealth & Asset Management division,who would offer financial advice and services to clients that will assist them in their financial endeavor's.Scope of Role· Responsible to identify and cultivate prospects and/or client needs, assessing their risk appetite and providing them investment options.· Should Initiate...

We are looking to hire Wealth Manager for our Wealth & Asset Management division, who would offer financial advice and services to clients that will assist them in their financial endeavor's.Scope of Role· Responsible to identify and cultivate prospects and/or client needs, assessing their risk appetite and providing them investment options.· Should...

We are looking to hire Wealth Manager for our Wealth & Asset Management division, who would offer financial advice and services to clients that will assist them in their financial endeavor's.Scope of Role· Responsible to identify and cultivate prospects and/or client needs, assessing their risk appetite and providing them investment options.· Should...

We are looking to hire Wealth Manager for our Wealth & Asset Management division, who would offer financial advice and services to clients that will assist them in their financial endeavor's.Scope of Role· Responsible to identify and cultivate prospects and/or client needs, assessing their risk appetite and providing them investment options.· Should...

We are looking to hire Wealth Manager for our Wealth & Asset Management division, who would offer financial advice and services to clients that will assist them in their financial endeavor's. Scope of Role · Responsible to identify and cultivate prospects and/or client needs, assessing their risk appetite and providing them investment options. · Should...

Head - Equity Research A leading Wealth management firm specializing in managing HNI and UHNI clients is seeking to hire the under saidHead of Equity ResearchKey Responsibilities:Financial: Delivering well researched ideas (buy and hold as well as trading) to wealth managers and clients. Maintain rationale for all the calls and present report wherever...

Qualifications: MBA/PGDM in FinanceProfessional Certifications: CFP, NISM, IRDAExperience : 12 - 15 years in Financial Industry pref. Broking/Capital Markets Role Summary: If you love interacting with high-net worth people, and maintaining strong long-term relationships, this is the position for you! The Wealth Head is a dynamic professional with experience...

Qualifications: MBA/PGDM in FinanceProfessional Certifications: CFP, NISM, IRDAExperience : 12 - 15 years in Financial Industry pref. Broking/Capital Markets Role Summary: If you love interacting with high-net worth people, and maintaining strong long-term relationships, this is the position for you! The Wealth Head is a dynamic professional with experience...

Sr.Manager/AVP - Investment Communication We are looking for Sr.Manager/AVP - Investment Communication for one of the leading Wealth Management company. Please find below mentioned job description for your reference.Note - AMC,Mutual Funds,Equity,broking & wealth blackguard can apply for this job role.Job Brief:- Work closely with CIO and the Fund/Portfolio...

Lead Compliance-Digital Hub Position Role: Lead Compliance - Digital HubGrade: Vice PresidentTotal Experience: 10-15 Yrs.Location: Kalina Corp Office, MumbaiReporting: Functional reporting to Chief Compliance Officer and dotted reporting to the HeadDigital HubKey Responsibilities:- The Lead Compliance role at Unity Small Finance Bank's Digital Hub in India...

We are looking to hire Wealth Manager for our Wealth & Asset Management division, who would offer financial advice and services to clients that will assist them in their financial endeavor's.Scope of Role· Responsible to identify and cultivate prospects and/or client needs, assessing their risk appetite and providing them investment options.· Should...

Manager - Wealth Role and Title:Private Wealth Managers reporting to Director or Managing Director.- The Job title would be Manager / Assistant Vice President / Vice President depending on the seniority of the candidate.- The Candidate should be an MBA / CA / CFA with good knowledge of capital markets as well as client handling.- Experience ranging from 5 to...

Job Title: Private Wealth Management Expert – Fund RaiseCompany: Integrow AMCLocation: BKC, MumbaiNumber of openings – 2Designation – Manager /AVPAbout Us:Integrow AMC is a leading player in the asset management industry, specializing in managed real estate investment strategies. With a proven track record of success and a commitment to delivering...

Position: Head - Compliance & Legal (Stock Broking)Location: Navi MumbaiExperience: 12 - 15 yearsQualification: CS, LLBSalary: Rs. 18 LPA - Rs. 22 LPAJob Responsibilities:- Regulatory compliance & audit in stock broking, assist in Concurrent, Internal Audits & Inspection by SEBI/CDSL/BSE etc.- Manage all processes as per regulatory framework to ensure...

Broader Role / Responsibilities- The Assistant Vice President - Private Wealth will be responsible for handling team thereby helping and coordinating with the teams for acquiring HNI clients (Affluent & Super Affluent)- Maintaining client relationships and generate Asset Under Management (AUM) from preferred clients.- Supporting team in advising Affluent...

Job Title: Private Wealth Management Expert – Fund Raise Company: Integrow AMCLocation: BKC, MumbaiNumber of openings – 2Designation – Manager /AVP About Us:Integrow AMC is a leading player in the asset management industry, specializing in managed real estate investment strategies. With a proven track record of success and a commitment to delivering...

Job Title: Private Wealth Management Expert – Fund Raise Company: Integrow AMC Location: BKC, Mumbai Number of openings – 2 Designation – Manager /AVP About Us: Integrow AMC is a leading player in the asset management industry, specializing in managed real estate investment strategies. With a proven track record of success and a commitment to...