Unity Small Finance Bank

1 month ago


Mumbai, India iimjobs Full time

Lead Compliance-Digital Hub


Position Role: Lead Compliance - Digital Hub

Grade: Vice President

Total Experience: 10-15 Yrs.

Location: Kalina Corp Office, Mumbai

Reporting: Functional reporting to Chief Compliance Officer and dotted reporting to the Head

Digital Hub

Key Responsibilities:

- The Lead Compliance role at Unity Small Finance Bank's Digital Hub in India is responsible for ensuring the institution's compliance with all statutory and regulatory requirements related to banking and financial services. The role is instrumental in ensuring that all activities within the Digital Hub are carried out within the legal and regulatory framework, and that sound business practices are followed to protect the Bank's reputation and financial integrity.

- Provide advice and guidance to Digital Hub teams on all compliance and regulatory matters affecting the Bank's activities in the Fintech space.

- Develop, implement and maintain an effective Compliance Management framework to ensure that risks are identified, assessed and mitigated in alignment with relevant regulatory requirements.

- Implementation of Digital Lending partnerships, Digital Liability partnerships

- Sign-off from Compliance stand point, the KYC and other Digital journeys

- Monitor changes in regulatory requirements, assess the impact on the Bank's operations, and ensure that Digital Hub teams are informed of any necessary changes and/or actions required.

- Develop and implement training programs for Digital Hub staff on regulatory and compliance matters, including anti-money laundering, countering the financing of terrorism, data protection, and other relevant compliance matters.

- Primary point of contact with regulators and external stakeholders on compliance-related matters, supported by the Bank's legal team.

- Work proactively with Business, Legal, Risk Management, Company Secretarial and Internal Audit teams to ensure consistent compliance standards and processes across the Bank.

INTERNAL:

Must have requirements:

- A minimum of 10 years experience in compliance, preferably in the banking or financial services sector.

- CA, Bachelor's or Master's degree in Law, MBA, Commerce, or related areas.

- Knowledge and Experience of implementing Digital Partnerships/ Fintech collaboration.

- Knowledge of Digital Lending Guidelines, Implementing KYC for Digital journey and knowledge of Compliance for Digital Journey.

- Sound knowledge and understanding of financial regulations and compliance frameworks.

- Excellent communication, interpersonal and stakeholder management skills.

- Demonstrable leadership and people management skills.

- Ability to prioritize, manage multiple tasks and work to deadlines.

- Ability to prioritize, manage multiple tasks and work to deadlines.



  • Mumbai, India Unity Small Finance Bank Limited Full time

    Lead - Digital ComplianceWho Are We?Unity Small Finance Bank, founded by Centrum Financial Services and BharatPe, aspires to be India's first truly digital bank. Leveraging the best-in-class technology, we aim to ensure access and ease of banking for all - including the undeserved. The combined expertise of Centrum and BharatPe, with a strong leadership...


  • Mumbai, India iimjobs Full time

    Job Description: Climate Finance Professional, Unity Small Finance BankLocation: MumbaiAre you passionate about combating climate change and driving sustainable finance initiatives? Unity Small Finance Bank is on a mission to expand its climate financing business, and we are seeking a dynamic individual to join our team as a Climate Finance Professional.Key...


  • Mumbai, India Unity Small Finance Bank Limited Full time

    I. ROLE PURPOSE & OBJECTIVE1) Provide services in relation to the digital documentation/legal aspects of the software/mobile app/website/digital business etc.2) To support the business in closing the agreements and legal documents.3) To advice on all legal issues within shortest timelines.4) Ensure quality of legal work and deliverablesII. KEY DUTIES &...


  • Navi Mumbai, India Suryoday Small Finance Bank Full time

    Policy and Processes:1. Drive adherence to all Finance and Accounts processes 2. Own statutory and internal reporting systems for all departments 3. Aid management decision in achievement of stated objectives regarding revenue and profitability 4. Support the CFO in decisions relating to Capital requirements and management, proposing investment strategies,...


  • Mumbai, Maharashtra, India iimjobs Full time

    Principal Responsibilities: Monitor all bank level General Ledger (GL). Review of general ledger and coordinate with stakeholder and get it certified that all GL's customer wise break up are available and highlight the issue if any. Responsible for EndtoEnd reconciliation all LMS, CBS and Financial system. Responsible for maintaining listing of all open...

  • Sales Executive

    5 days ago


    Mumbai, India Utkarsh Small Finance Bank Full time

    Walk-in Drive on 18th March'23 About Utkarsh: Utkarsh Small Finance Bank is one of the leading small finance banks of India,with 820+ banking outlets and 3 million+ happy customers currently, we are emerging day by day towards the best banking experience in this sector. On the other hand, we have been recognised as ‘The Best Brand 2021’ presented by The...

  • Sales Executive

    5 days ago


    Mumbai, India Utkarsh Small Finance Bank Full time

    Walk-in Drive on 18th March'23 About Utkarsh: Utkarsh Small Finance Bank is one of the leading small finance banks of India,with 820+ banking outlets and 3 million+ happy customers currently, we are emerging day by day towards the best banking experience in this sector. On the other hand, we have been recognised as ‘The Best Brand 2021’ presented by The...

  • Sales Executive

    5 days ago


    Mumbai, India Utkarsh Small Finance Bank Full time

    **About Utkarsh**: Utkarsh Small Finance Bank is one of the leading small finance banks of India, with 820+ banking outlets and 3 million+ happy customers currently, we are emerging day by day towards the best banking experience in this sector. On the other hand, we have been recognized as The Best Brand 2021 presented by The Economic Times. In the series of...

  • Bank Officer

    4 weeks ago


    Navi Mumbai, India AU Small Finance Bank Full time

    Role & Responsibility:Setup meeting according to leads provided by the branch.Meet client and explain about available products.Opening Saving Account & Current Account with the potential client and lead generatedAcquisition of CASA & liabilities a/c from cold calling, market reference, cross sell and selling third party products (life & health insurance,...


  • mumbai, India Utkarsh Small Finance Bank Full time

    JOB SUMMARYThe incumbent will be responsible for maintaining overall branch operations, ensuring maintenance of adequate stock of security items, passbooks and various forms required for deposits & advances and other transactions. The position is also responsible for cash transactions in the Branch including cash management, tallying of cash with reports in...


  • Mumbai, India DBS Bank Full time

    Business Function Group Finance aims to deliver world-class standards in reporting, financial planning and finance processes. We provide insights and analyses that help the bank make sound business decisions – whether in the areas of product development or customer profitability. We also provide capital management, business planning, forecasting,...


  • mumbai, India DBS Bank Full time

    Business Function Group Finance aims to deliver world-class standards in reporting, financial planning and finance processes. We provide insights and analyses that help the bank make sound business decisions – whether in the areas of product development or customer profitability. We also provide capital management, business planning, forecasting,...


  • Mumbai, India Alpha Orion Full time

    Key Responsibilities:- Develop, manage, and cultivate relationships with companies, founders, investors, regulators- Build ecosystem partnerships to build a granular book in EV and solar rooftop financing- Source and evaluate climate finance opportunities- Conduct preliminary screening of pitch decks, develop initial investment cases internally, perform risk...

  • IndusInd Bank

    4 weeks ago


    Mumbai, India Indusind Bank Limited Full time

    Relationship Manager - Small Medium Enterprise [Emerging Local Corporates]- The candidate will be required to acquire NTBs in SME segment & deepen wallet share in existing portfolio of clients. - Candidate should have experience is undertaking credit risk appraisal & presenting the proposal to relevant forum/s for sanction.- Should be able to achieve budgets...


  • Mumbai, India JPMorgan Chase Bank, N.A. Full time

    **Job Title** **CCBSI (Corporate Client Banking & Specialized Industries) Midwest Credit Risk - Associate** **Posting Description** The Associate position is on the Corporate Client Banking & Specialized Industries ('CCBSI') corporate credit team which covers US-based corporate clients across a diversified set of industries located in the Midwest United...


  • mumbai, India Shapoorji Pallonji Finance Private Limited Full time

    We are looking for candidates with 5+years of relevant experience with Banking & FI Relationships. Co-lending experience in Supply Chain Finance, would be an added benefit.Key Responsibilities / AccountabilitiesManaging relationships with Banks and NBFC’s for Supply Chain Finance Business.Day-to-day liaising with lending partners(Banks, NBFCs & FI's)...


  • Mumbai, India Shapoorji Pallonji Finance Private Limited Full time

    We are looking for candidates with 5+years of relevant experience with Banking & FI Relationships. Co-lending experience in Supply Chain Finance, would be an added benefit.Key Responsibilities / AccountabilitiesManaging relationships with Banks and NBFC’s for Supply Chain Finance Business.Day-to-day liaising with lending partners(Banks, NBFCs & FI's)...


  • Mumbai, India Shapoorji Pallonji Finance Private Limited Full time

    We are looking for candidates with 5+years of relevant experience with Banking & FI Relationships. Co-lending experience in Supply Chain Finance, would be an added benefit.Key Responsibilities / AccountabilitiesManaging relationships with Banks and NBFC’s for Supply Chain Finance Business.Day-to-day liaising with lending partners(Banks, NBFCs & FI's)...


  • Mumbai, India Shapoorji Pallonji Finance Private Limited Full time

    We are looking for candidates with 5+years of relevant experience with Banking & FI Relationships. Co-lending experience in Supply Chain Finance, would be an added benefit. Key Responsibilities / Accountabilities Managing relationships with Banks and NBFC’s for Supply Chain Finance Business. Day-to-day liaising with lending partners(Banks, NBFCs & FI's)...

  • Finance Project Team

    4 weeks ago


    Mumbai, India JPMorgan Chase Bank, N.A. Full time

    You are a strategic thinker passionate about driving solutions in Regulatory Program Management. You have found the right team As the Business Analyst professional in our Finance Reporting Projects team, you will spend each day defining, refining and delivering set goals for our firm **Responsibilities**: Asia Regulatory Reporting team is part of Global...