Director - Compliance Investigator - Financial & Regulatory Matters - LLB/LLM (15-20 yrs)

Compliance Mumbai _Mumbai Western Suburbs_ August 11, 2023 - August 11, 2024 Mutual Fund **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Company Secretary and/or LLB - **Course Type **Full Time - **Min Required Experience (Years) **15 - **Max Required Experience (Years) **20 **Roles & responsibilities**: a. Oversee and...

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

Associate Director - Regulatory ComplianceThey are Payment Gateway organization. Their Payment Aggregation business is regulated by the Reserve Bank of India and they are one of the first recipients of such licenses, and will be adding more such regulated products in its portfolio. We are looking for a dynamic regulatory compliance leader, who could work...

Associate Director - Regulatory Compliance They are Payment Gateway organization. Their Payment Aggregation business is regulated by the Reserve Bank of India and they are one of the first recipients of such licenses, and will be adding more such regulated products in its portfolio. We are looking for a dynamic regulatory compliance leader, who could work...

Job Title: Compliance Leader Location: Bangalore Reporting to: Global Compliance Leader Industry: Management Consulting (Preferred) and IT Services & Consulting Responsibilities: Investigations & Enforcement: Conduct comprehensive investigations into potential fraud, financial irregularities, data breaches and policy violations specific to operations...

Responsibilities- Drafting Agreements, MOUs, Sale Deed, Conveyances, Contracts, Loan Agreements, Leases and other legal documents and other non-litigation drafting- Drafting Plaint, Written Statement, Writ Petition, Affidavits and other litigation drafting.- Conduct legal research- Preparing Notes and Briefing Counsels/Senior Counsels.- Attending court...

Some careers open more doors than others.   If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Role Purpose...

**JOB LOCATION** : DELHI **POST** : COMPANY SECRETARY ( LLB must) **Education**: Company Secretary and LLB (graduation in B com/BBA and knowledge of SAP will be an added advantage) **Experience**: 3-5 years in company secretarial operations as CS and legal work - Documentation, drafting, vetting, board resolutions, minutes of meeting, Meeting notices -...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

**JOB DESCRIPTION** The India Global Financial Crimes Compliance (GFCC) team is responsible for implementing the firm’s Anti Money Laundering programme and the local regulatory requirements in India for the Corporate and Investment Banking businesses. The role is required to support the India MLRO in transaction monitoring activities including reviewing...

**Company**: Turtlemint Insurance Broking Services Pvt Ltd **Location** Pune **Experience** 4-5 Years **Key Skills** LLB, Administration Work, Legal Drafting, legal executive, LETTER OF CREDIT **Position: Legal Executive (Drafting)** **Qualification: LLB, LLM** **Experience: 0 to 5 years** **Location: Pune** **Job description** Qualification: -...

Responsibilities : As a Manager/Senior Manager - Legal, you will be responsible for providing strategic legal counsel and support to our organisation. The ideal candidate should possess a strong background in the financial sector with expertise in drafting and vetting investment banking agreements. The role involves a combination of litigation and...

About Organization:Savani Financials Limited is a medium-sized Non-Banking Financial Services Company engaged in the sole business segment of financial services. Savani Financials Ltd. holds a license from the RBI to operate as an NBFC and is listed on the stock exchange. The Company intends to commence lending operations on April 1, 2024 and is in the...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

CORE JOB RESPONSIBILITIES Primary Function/Primary Goals/Objectives : Combine knowledge of scientific, regulatory, and business issues to enable Abbott Nutrition products/business activities to meet required legislation. Develop and supervise regulatory professionals.  Have department level influence and be generally recognized as an expert...

CORE JOB RESPONSIBILITIES Primary Function/Primary Goals/Objectives : Combine knowledge of scientific, regulatory, and business issues to enable Abbott Nutrition products/business activities to meet required legislation. Develop and supervise regulatory professionals.  Have department level influence and be generally recognized as an...

About company: We are a Non-Banking Financial Company specializing in the Acquisition and Resolution of distressed assets. At our company we offer various learning opportunities for the development of employee within the group, fostering a dynamic and rewarding work environment.Job description- Manage and oversee legal disputes and litigation matters related...

About this role:The Head of Compliance will be required to oversee the compliance framework and ensure all applicable regulatory requirements are met.Job Description: Develop and implement compliance policies for all applicable laws and regulations relating to the business. Oversee Compliance operations. All matters related to SEBI and RBI Handling of work...

Job title: Manager-Investigations About the Team: The Ethics and Compliance team oversees compliance matters, promotes an organizational culture that encourages law abiding and ethical conduct. They are also responsible for increasing employee awareness of the company’s compliance and ethics programs and facilitate the development & operation of...

About NaviNavi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated...