Senior Vice President

4 weeks ago

Mumbai, India HSBC Full time

Some careers open more doors than others.  

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Role Purpose :

Execution: undertake investigations as directed by Regional Head of Investigations ASP, Triage team and Country Head of FCI. Conduct these investigations at pace, with discretion and in a professional manner engaging with all internal stakeholders as appropriate. Ensure all cases are formally closed with closure notes copied to all appropriate stakeholders. Staffing: ensure the Investigations team is adequately staffed with the necessary levels of subject expertise, particularly in the area of sanctions, anti-money laundering, terrorism financing, anti-bribery and corruption, fraud and human trafficking.  Findings: ensure the findings from investigations are communicated clearly and quickly to stakeholders in country and at a regional level and are landed with the appropriate Risk Owners and that action plans are agreed and executed. Escalation: ensure significant investigations and issues are escalated quickly and clearly within FCI first, and then to other stakeholders as agreed with Regional Investigations. MI: produce country level MI as directed and agreed with Regional Investigations. Governance: establish appropriate governance and reporting in-country so that country and regional management have clear line of sight of work underway in-country. Play an active and proactive role in the Regional Investigations Oversight Committee. Proactive Country Analytics and Investigations (PCAI): establish an in-country capability to undertake PCAI on an agreed quarterly timetable under guidance from Regional Compliance. Currently it is managed by ASP FCI Training and Development: design and implement a sustainable and practical training and development program for Investigations staff. Feedback Loops: establish feedback loops with R&A at Region and LoBs in-country.

Major Challenges : 

Working in a new and developing department and using new technology Rapidly and accurately understanding complex business structures and the potential financial crime risks inherent within them Developing a large body of contextual knowledge on wholesale banking sectors and the specific financial crime risks associated with them Constructing accurate, succinct and persuasive summaries of the financial crime risks Identifying and driving enhancements to the systems and business processes to drive greater operational effectiveness and increase the return on investment Developing and maintaining strong and productive relationships with a diverse set of team members Managing sensitive and therefore risky information and ensuring sound judgement in protecting it while adhering to all relevant rules and regulations. Often the investigation requests may pertain to large well established and publicly respected entities/individuals and preparing an independent report would be a challenge in such cases. Reputational risk is a subjective matter and incumbent needs to closely analyse every bit of information that is collected through research and provide his/her independent views considering the risks it may pose to the Bank.

Role Context :

The jobholder must exercise considerable autonomy in dealing with live major issues for which there is often no clear cut solution.S/he must be able to identify the nub of the matter where conflicting evidence can mislead decision makers.In such unclear circumstances s/he must be able to provide sound judgement and guidance.Where matters of profound reputational risk are identified, the jobholder must alert senior management, if necessary by seeking guidance from Regional Head of FCI Major Investigations and Country Head - FCI.The nature of the role requires close routine liaison with bank FCC/ RC staff, senior business heads and with external Governmental and non-Governmental agencies, so necessitating excellent professional relationships across internal and external agencies

Management & Leadership of Regulatory, Compliance & Operational Risk :

Demonstrate leadership on Regulatory & Compliance matters. Maintain awareness of operational risk and minimize the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting in accordance with section of the Group Operations FIM. Jobholder is responsible for providing sound judgement and advice to management on security and reputational risks associated with doing business globally Jobholder is responsible for providing reporting which highlights (and might mitigate) reputational, fraud and compliance risks

Observation of Internal Controls :

Maintain and observe HSBC internal control standards, implement and observe Group Compliance Policy, including the timely implementation of recommendations made by internal/external auditors and external regulators.Foster a compliance culture and implement Group Compliance Policy by managing compliance risk in liaison with the Head of Group Compliance, Regional Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources are in place and training is provided, and optimising relations with regulators. Jobholder works closely with FC/ Advisory staff, and is subject to all standard Compliance policies Jobholder is responsible for ensuring that FCI MI function meets all regulatory requirements, including compliance with the Data Protection Act, when it is passed locally.

Role Dimensions :

To defining, securing and managing appropriate country budget To minimize operational costs where appropriate Requirements Graduate / Post graduate with 5+yrs of experience Educated to at least primary degree level Excellent understanding of financial crime methodologies' and knowledge of data analytics Demonstrable leadership experience in a large organisation Demonstrable interest in and knowledge of current affairs and security matters Ability to produce succinct and pertinent reporting Ability to work autonomously under pressure of tight deadlines Ability to formulate, disseminate and implement strategy Ability to think creatively to solve complex problems Awareness of regulatory and in-house operating environment and potential impact on function Excellent written and verbal communications skills. Strong multi-cultural awareness Strong track record of managing intelligence and/or due diligence activities

Additional Information

Useful Link

Link to Careers Site: Click 

  • Vice President Design

    2 weeks ago

    mumbai, India i-stron Corporation Pvt. Ltd. Full time

    Company Descriptioni-stron is India's leading manufacturer of Car Parking Systems with a presence in Southeast Asia, Africa, and Europe. The company offers the widest range of hydraulic and traction-based stack, puzzle, and tower parking systems in compliance with international quality standards. From architectural planning to commissioning of multilevel...

  • Assistant Vice President

    2 weeks ago

    Mumbai, Maharashtra, India tresvista financial services Full time

    Apply for Assistant Vice President, Career Progress Consultants in Mumbai for Year of Experience on

  • Vice President CFO

    2 weeks ago

    Mumbai, Maharashtra, India tresvista financial services Full time

    Apply for Vice President CFO, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for Year of Experience on

  • Assistant Vice President

    2 weeks ago

    Mumbai, India tresvista financial services Full time

    Apply for Assistant Vice President, Career Progress Consultants in Mumbai for 6 - 11 Year of Experience on TimesJobs.com.

  • Vice President CFO

    2 weeks ago

    Mumbai, India tresvista financial services Full time

    Apply for Vice President CFO, Career Progress Consultants in Mumbai ,Pune ,Bengaluru/ Bangalore for 7 - 10 Year of Experience on TimesJobs.com.

  • Vice President Design

    2 weeks ago

    Mumbai, India i-stron Corporation Pvt. Ltd. Full time

    Company Descriptioni-stron is India's leading manufacturer of Car Parking Systems with a presence in Southeast Asia, Africa, and Europe. The company offers the widest range of hydraulic and traction-based stack, puzzle, and tower parking systems in compliance with international quality standards. From architectural planning to commissioning of multilevel...

  • Vice President Design

    2 weeks ago

    Mumbai, India i-stron Corporation Pvt. Ltd. Full time

    Company Descriptioni-stron is India's leading manufacturer of Car Parking Systems with a presence in Southeast Asia, Africa, and Europe. The company offers the widest range of hydraulic and traction-based stack, puzzle, and tower parking systems in compliance with international quality standards. From architectural planning to commissioning of multilevel...

  • Vice President Design

    2 weeks ago

    mumbai, India i-stron Corporation Pvt. Ltd. Full time

    Company Description i-stron is India's leading manufacturer of Car Parking Systems with a presence in Southeast Asia, Africa, and Europe. The company offers the widest range of hydraulic and traction-based stack, puzzle, and tower parking systems in compliance with international quality standards. From architectural planning to commissioning of multilevel...

  • Deputy Vice President

    2 days ago

    mumbai, India Wenger & Watson Inc Full time

    Hiring for Deputy Vice president Work exp - 14 to 18 years Location - Mumbai Mandatory skills - Liability claims, Litigation Qualification - LLB/LLM

  • Senior Vice President

    4 weeks ago

    mumbai, India Credence HR Services Full time

    We are hiring a Senior Vice President- Quality Assurance - Model Audit for a Financial Services Client in Mumbai.Skills:Demonstrable Internal Audit / Assurance experience, including 7-10 years in banking, credit risk management, internal audit, risk and controls, model risk or technology (e.g. Python, code reviews).Deep knowledge of risk management and...

  • Vice President

    3 weeks ago

    Mumbai, Maharashtra, India iimjobs Full time

    Opening with a leading Private Sector Bank Role : Vice President - Major Corporate AccountsLocation : MumbaiRoles & Responsibility : Handling Important Corporate Connections for Business in Corporate Salary. at the CXO level, managing the major stakeholders. Collaborating in unison with the Key Stake holders and team members of Banking team to xsell...

  • Senior Vice President

    1 month ago

    Mumbai, India Credence HR Services Full time

    We are hiring a Senior Vice President- Quality Assurance - Model Audit for a Financial Services Client in Mumbai.Skills:Demonstrable Internal Audit / Assurance experience, including 7-10 years in banking, credit risk management, internal audit, risk and controls, model risk or technology (e.g. Python, code reviews).Deep knowledge of risk management and...

  • Senior Vice President

    4 weeks ago

    Mumbai, India Credence HR Services Full time

    We are hiring a Senior Vice President- Quality Assurance - Model Audit for a Financial Services Client in Mumbai. Skills: Demonstrable Internal Audit / Assurance experience, including 7-10 years in banking, credit risk management, internal audit, risk and controls, model risk or technology (e.g. Python, code reviews). Deep knowledge of risk management and...

  • Senior Vice President

    4 weeks ago

    Mumbai, India Credence HR Services Full time

    We are hiring a Senior Vice President- Quality Assurance - Model Audit for a Financial Services Client in Mumbai.Skills:Demonstrable Internal Audit / Assurance experience, including 7-10 years in banking, credit risk management, internal audit, risk and controls, model risk or technology (e.g. Python, code reviews).Deep knowledge of risk management and...

  • Assistant Vice President Business Development

    5 days ago

    mumbai, India RNC Full time

    Company DescriptionRakesh Narula & Co. and RNC Valuecon LLP collectively known as RNC, is a well-known and respected provider of techno commercial services such as Valuation consulting & allied services, Insurance Survey & Loss assessment, and Insurance Advisory services.Role DescriptionThis is a full-time on-site role for an Assistant Vice President of...

  • Vice President/Senior Vice President

    3 weeks ago

    Mumbai, Maharashtra, India INSIGHTEK GLOBAL CONSULTING PRIVATE LIMITED Full time

    Company Description :InsighTek Global is an IT Consulting and Services company based in Mumbai Metropolitan Region. We specialize in consulting, designing, and delivering Digital Transformation solutions for enterprises, customized to their specific business challenges. Our expertise lies in providing software solutions for complex business management and...

  • Vice President/Senior Vice President

    2 weeks ago

    Mumbai, India INSIGHTEK GLOBAL CONSULTING PRIVATE LIMITED Full time

    Company Description :InsighTek Global is an IT Consulting and Services company based in Mumbai Metropolitan Region. We specialize in consulting, designing, and delivering Digital Transformation solutions for enterprises, customized to their specific business challenges. Our expertise lies in providing software solutions for complex business management and...

  • Vice President/Senior Vice President

    2 weeks ago

    Mumbai, India INSIGHTEK GLOBAL CONSULTING PRIVATE LIMITED Full time

    Company Description :InsighTek Global is an IT Consulting and Services company based in Mumbai Metropolitan Region. We specialize in consulting, designing, and delivering Digital Transformation solutions for enterprises, customized to their specific business challenges. Our expertise lies in providing software solutions for complex business management and...

  • Vice President/Senior Vice President

    4 weeks ago

    mumbai, India INSIGHTEK GLOBAL CONSULTING PRIVATE LIMITED Full time

    Company Description :InsighTek Global is an IT Consulting and Services company based in Mumbai Metropolitan Region. We specialize in consulting, designing, and delivering Digital Transformation solutions for enterprises, customized to their specific business challenges. Our expertise lies in providing software solutions for complex business management and...

  • Assistant Vice President Business Development

    5 days ago

    Mumbai, India RNC Full time

    Company Description Rakesh Narula & Co. and RNC Valuecon LLP collectively known as RNC, is a well-known and respected provider of techno commercial services such as Valuation consulting & allied services, Insurance Survey & Loss assessment, and Insurance Advisory services. Role Description This is a full-time on-site role for an Assistant Vice...