Compliance Anti Money Laundering Investigation

2 weeks ago

Mumbai, India JPMorgan Chase & Co Full time

**JOB DESCRIPTION**
The India Global Financial Crimes Compliance (GFCC) team is responsible for implementing the firm’s Anti Money Laundering programme and the local regulatory requirements in India for the Corporate and Investment Banking businesses.

The role is required to support the India MLRO in transaction monitoring activities including reviewing the alerts and cases generated from MANTAS and other offline sources, relating to India businesses. The role will involve working closely with the India Global Financial Crimes Compliance team, APAC Anti money Laundering Investigation team and front line staff to ensure that the Anti money Laundering alerts are reviewed and disposed off as per the firm’s policies and standards, as well as local laws and regulations.

**Job responsibilities**
- Subject matter expertise of Anti money Laundering and/or Terrorist Financing investigations, including comprehensive understanding of Anti Money Laundering processes, Technology, Case Management and products / services
- Comprehensive understanding of Red Flag indicators relating to Anti Money Laundering /CFT applicable to Line of business issued by local regulators as well as international best practices.
- Ensure and manage the quality of investigations relating to Alerts and / or cases are to the required standards, while managing timelines appropriately and timely
- Assess investigations and/or Anti Money Laundering trends, including collaboration or partnership with regional or global stakeholders to effectively escalate, communicate, transfer information or implement change management
- Participate in Anti money Laundering Investigations or Line of Business initiatives, process improvements or enhancements, including the use of technology and support the India MLRO in determination of STRs.
- Ensure timeliness and execution of any expected scope of work relating to Risk and Controls partners (e.g. Quality Assurance, Monitoring and Testing), Audit, Regulatory and/or Controls Evaluation requests are adhered to
- Proactively gather, coordinate and participate in changes to the firm’s Anti Money Laundering policies / processes or Anti Money Laundering trends with MLROs, relevant Global Financial Crimes Compliance Functions, Compliance and/or Line of Business.

**Required qualifications, capabilities, and skills**
- Bachelor’s Degree in Finance, Economics, Statistical Mathematics, Data Science or equivalent/related disciplines
- 5 plus years of experience in the Financial Services Industry with a demonstrated track-record experience and knowledge of Investment Banking, Commercial Banking, Foreign Correspondent Bank Anti Money Laundering investigations, including proficient understanding of India Anti Money Laundering/CFT regulations and requirements
- Experience in handling regulatory and enforcement agencies enquiries and investigations, will be advantageous

**Preferred qualifications, capabilities, and skills**
- Ability to develop and maintain productive relationships with key internal clients across all levels and stakeholders management
- A solution oriented approach, with exemplary problem solving skills; Good analytical ability, written and verbal communication skills.
- Ability to own, deep-dive and/or investigate issues and can derive solutions independently, ultimately ensuring successful implementation or resolution
- Experienced with Mantas, technology oriented case management tool and/or technology will be preferred and require proficiency in MS Office (Outlook, Excel, Word, PowerPoint etc.), and the experience to handle large volumes of quantitative data

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

**ABOUT THE TEAM**

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our

  • Compliance Associate with Leading Mnc Broking

    4 days ago

    Mumbai, India Riverforest Connections Full time

    Responsibilities: Handled Compliance department of a large/medium sized broking house. - Review client documents for account approvals and enquiries - Obtain mandatory documents and reports as per KYC requirements - Perform necessary checks (3rd parties and regulatory website etc.) - Investigating factual and regulatory rule background behind client...

  • Compliance

    1 week ago

    Mumbai, India Naissance Work Solution Providers Private Limited Full time

    Job Title: Compliance Experience: 5 to 12 years Location: Mumbai Responsibilities : To be a part of Financial Crime Compliance FCC Team for KYC, AML anti money launderingCo-ordinating with Reserve Bank of India for the Risk Based Supervision exercise and coordinating responses for any finding Conducting training and awareness workshops for staff on general...

  • Transaction Monitoring Analyst

    Found in: Whatjobs IN C2 - 2 weeks ago

    Mumbai, India IDFC FIRST Bank Full time

    Job Purpose:The role holder has the responsibility to carefully monitor fund transfers for the bank, report for any suspicious activity or Anti-Money Laundering (AML) for the assigned businesses. It entails creating Suspicious Transaction Reports, summaries, presentations for senior management to develop strategies aligning to the larger objectives of the...

  • Transaction Monitoring Analyst

    Found in: Whatjobs IN C2 - 2 weeks ago

    Mumbai, India IDFC FIRST Bank Full time

    Job Purpose: The role holder has the responsibility to carefully monitor fund transfers for the bank, report for any suspicious activity or Anti-Money Laundering (AML) for the assigned businesses. It entails creating Suspicious Transaction Reports, summaries, presentations for senior management to develop strategies aligning to the larger objectives of the...

  • Transaction Monitoring Analyst

    Found in: Appcast Linkedin IN C2 - 2 weeks ago

    Mumbai, India IDFC FIRST Bank Full time

    Job Purpose:The role holder has the responsibility to carefully monitor fund transfers for the bank, report for any suspicious activity or Anti-Money Laundering (AML) for the assigned businesses. It entails creating Suspicious Transaction Reports, summaries, presentations for senior management to develop strategies aligning to the larger objectives of the...

  • Transaction Monitoring Analyst

    Found in: Talent IN 2A C2 - 2 weeks ago

    Mumbai, India IDFC FIRST Bank Full time

    Job Purpose:The role holder has the responsibility to carefully monitor fund transfers for the bank, report for any suspicious activity or Anti-Money Laundering (AML) for the assigned businesses. It entails creating Suspicious Transaction Reports, summaries, presentations for senior management to develop strategies aligning to the larger objectives of the...

  • Associate Vice President

    Found in: Talent IN C2 - 2 weeks ago

    Mumbai, India HSBC Full time

    Some careers open more doors than others If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We are currently...

  • Associate Vice President

    Found in: Whatjobs IN C2 - 2 weeks ago

    mumbai, India HSBC Full time

    Some careers open more doors than others If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We are...

  • Asg Doc Processor

    4 days ago

    Mumbai, India Riverforest Connections Full time

    **Job Description - Support aspects of client onboarding to ensure compliance with Anti-Money Laundering (AML), Know Your Customer (KYC), Customer Information Program, SEBI and PMLA guidance requirements. - Analyze client data, documentation, and negative news in order to understand a client risk profile as established under AML and KYC procedures. - Perform...

  • Risk Advisory Anti-bribery and Corruption

    Found in: Whatjobs IN C2 - 2 weeks ago

    mumbai, India KPMG India Full time

    >> OVERVIEWKPMG in India, a professional services firm, is the Indian member firm affiliated with KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh,...

  • Specialist - Compliance

    Found in: Talent IN C2 - 2 weeks ago

    Mumbai, India Marsh McLennan Companies Full time

    Description: Financial Crime Compliance Analyst is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to Money Laundering , Bribery & Corruption , Sanctions etc . Role Requirements To set up, amend and create risk assessments of Clients domiciled across the globe and identify...

  • Specialist - Compliance

    Found in: Whatjobs IN C2 - 1 week ago

    mumbai, India Marsh McLennan Companies Full time

    Description: Financial Crime Compliance Analyst is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to Money Laundering , Bribery & Corruption , Sanctions etc . Role Requirements To set up, amend and create risk assessments of Clients domiciled across the globe and...

  • Specialist - Compliance

    Found in: beBee jobs IN - 2 weeks ago

    Mumbai, Maharashtra, India MMC Corporate Full time

    Role Description: Financial Crime Compliance Analyst is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to Money Laundering , Bribery & Corruption , Sanctions etc .Role RequirementsTo set up, amend and create risk assessments of Clients domiciled across the globe and identify the...

  • SWIFT Application Support

    Found in: Whatjobs IN C2 - 2 weeks ago

    Mumbai, India Hexaware Technologies Full time

    Hi,Greetings from Hexaware Technologies!Currently we are looking for SWIFT Application Support specialist.Experience Required:6-14 YearsLocation:Chennai/Pune/MumbaiNotice:Immediate/30 daysExperience SWIFT & AML technical support with background in Banking and Financial Services.Keen attention to detail in the identification of potential glitches and threat...

  • Compliance & Surveillance - Business & Operations

    22 hours ago

    Mumbai, India Sushil Finance Full time

    Location- Mumbai- Department- Compliance- Age- 35+- Qualifications- Post Graduate in any discipline- Experience in Years- 10+- Scope and ResponsibilitiesØ Ø To identify risk areas in business & operations based on detailed analysis of all aspects related to - Client onboarding - KYC - Trade and DP related - unauthorized Trades, circular trading,...

  • Lead - Digital Compliance - BFSI (10-20 yrs)

    Found in: beBee S IN - 3 weeks ago

    Mumbai, India iimjobs Full time

    1. Provide advice and guidance to Digital Hub teams on all compliance and regulatory matters affecting the Bank's activities in the Fintech space.2. Develop, implement and maintain an effective Compliance Management framework to ensure that risks are identified, assessed and mitigated in alignment with relevant regulatory requirements.3. Implementation of...

  • Senior Vice President

    Found in: Talent IN C2 - 2 weeks ago

    Mumbai, India HSBC Full time

    Some careers open more doors than others.   If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Role Purpose...

  • Senior Vice President

    Found in: Whatjobs IN C2 - 2 weeks ago

    mumbai, India HSBC Full time

    Some careers open more doors than others.   If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Role...

  • Specialist - Compliance

    Found in: beBee S IN - 2 weeks ago

    Mumbai, India MMC Corporate Full time

    Role Description: Financial Crime Compliance Analyst is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to Money Laundering  , Bribery & Corruption , Sanctions etc .Role RequirementsTo set up, amend and create risk assessments of Clients domiciled across the globe and...

  • SWIFT Application Support

    Found in: Appcast Linkedin IN C2 - 2 weeks ago

    Mumbai, India Hexaware Technologies Full time

    Hi,Greetings from Hexaware Technologies!Currently we are looking for SWIFT Application Support specialist.Experience Required:6-14 YearsLocation:Chennai/Pune/MumbaiNotice:Immediate/30 daysExperience SWIFT & AML technical support with background in Banking and Financial Services.Keen attention to detail in the identification of potential glitches and threat...